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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of Registrant as Specified in Its Charter)
| (State or Other Jurisdiction of Incorporation) |
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(IRS Employer Identification No.) |
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(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| (The Nasdaq Global Market) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 1, 2022, at the 2022 Annual Meeting of Shareholders of TransMedics Group, Inc. (the “Company”), the shareholders of the Company voted on the following proposals:
Proposal One: The shareholders elected Waleed H. Hassanein, M.D., James R. Tobin, Edward M. Basile, Thomas J. Gunderson, Edwin M. Kania, Stephanie Lovell, Merilee Raines and David Weill, M.D. as directors, each to serve on the board of directors of the Company until the 2023 annual meeting of the Company’s shareholders to be held in 2023 or until his or her successor is duly elected and qualified in accordance with our restated articles of organization and amended and restated bylaws, or his or her earlier death, resignation or removal, based on the following votes:
| Director Nominee | For | Against | Abstain | Broker Non-Votes |
||||||||||||
| Waleed H. Hassanein, M.D |
17,917,790 | 40,113 | 8,432 | 2,924,020 | ||||||||||||
| James R. Tobin |
14,666,384 | 3,289,850 | 10,101 | 2,924,020 | ||||||||||||
| Edward M. Basile |
16,297,811 | 1,658,823 | 9,701 | 2,924,020 | ||||||||||||
| Thomas J. Gunderson |
17,296,320 | 660,314 | 9,701 | 2,924,020 | ||||||||||||
| Edwin M. Kania |
17,796,887 | 159,748 | 9,700 | 2,924,020 | ||||||||||||
| Stephanie Lovell |
17,846,232 | 110,709 | 9,394 | 2,924,020 | ||||||||||||
| Merilee Raines |
17,296,218 | 660,319 | 9,798 | 2,924,020 | ||||||||||||
| David Weill, M.D. |
17,275,133 | 681,802 | 9,400 | 2,924,020 | ||||||||||||
Proposal Two: The shareholders did not approve, on a non-binding advisory basis, the compensation paid to the Company’s named executive officers, based on the following votes:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 7,542,657 | 10,404,369 | 19,309 | 2,924,020 |
Proposal Three: The shareholders approved, on a non-binding advisory basis, holding a shareholder advisory vote on executive compensation every year, based on the following votes:
| 1 Year |
2 Years |
3 Years |
Abstain |
Broker Non-Votes | ||||
| 17,876,023 | 5,633 | 62,507 | 22,172 | 2,924,020 |
Proposal Four: The shareholders did not approve the Amended and Restated TransMedics Group, Inc. 2019 Stock Incentive Plan, based on the following votes:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 7,363,359 | 10,582,739 | 20,237 | 2,924,020 |
Proposal Five: The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2022, based on the following votes:
| For |
Against |
Abstain | ||
| 20,011,323 | 873,426 | 5,606 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| TransMedics Group, Inc. | ||||||
| Date: June 2, 2022 | By: | /s/ Stephen Gordon | ||||
| Stephen Gordon | ||||||
| Chief Financial Officer, Treasurer and Secretary | ||||||
