FORM 13-501F1 | |||||||||||||||||
CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS - | |||||||||||||||||
PARTICIPATION FEE | |||||||||||||||||
MANAGEMENT CERTIFICATION | |||||||||||||||||
I, Gregory Feller, an | officer of the reporting issuer noted below have examined this Form 13-501F1 | ||||||||||||||||
(the "Form") being submitted hereunder to the Alberta Securities Commission and certify that to | |||||||||||||||||
my knowledge, having exercised reasonable diligence, the information provided in the Form is | |||||||||||||||||
complete and accurate. | |||||||||||||||||
“Gregory Feller” | March 27, 2020 | ||||||||||||||||
Name: Gregory Feller | Date: | ||||||||||||||||
Title: | President & CFO | ||||||||||||||||
Reporting Issuer Name: | Mogo Inc. | ||||||||||||||||
End date of previous financial year: | December 31, 2019 | ||||||||||||||||
Type of Reporting Issuer: | Class 1 reporting issuer | Class 3B reporting issuer | |||||||||||||||
Highest Trading Marketplace: | Toronto Stock Exchange | ||||||||||||||||
Market value of listed or quoted equity securities: | |||||||||||||||||
Equity Symbol | MOGO | ||||||||||||||||
1st Specified Trading Period (dd/mm/yy) 01/01/2019 | to 31/03/2019 | ||||||||||||||||
Closing price of the security in the class or series on the last | $3.31 (i) | ||||||||||||||||
trading day of the specified trading period in which such security | |||||||||||||||||
was listed or quoted on the highest trading marketplace | |||||||||||||||||
Number of securities in the class or series of such security | |||||||||||||||||
outstanding at the end of the last trading day of the specified | 5,725,821 (ii) | ||||||||||||||||
trading period | |||||||||||||||||
Market value of class or series | (i) x (ii) $18,952,467.51 | (A) | |||||||||||||||
2nd Specified Trading Period (dd/mm/yy) 01/04/2019 | to 30/06/2019 | ||||||||||||||||
Closing price of the security in the class or series on the last trading | $4.50 (iii) | ||||||||||||||||
day of the specified trading period in which such security was | |||||||||||||||||
listed or quoted on the highest trading marketplace | |||||||||||||||||
Number of securities in the class or series of such security | |||||||||||||||||
outstanding at the end of the last trading day of the specified | 27,288,854 | (iv) | |||||||||||||||
trading period | |||||||||||||||||
Market value of class or series | (iii) x (iv) $122,799,843.00 (B) | ||||||||||||||||
- 2 - | ||||||
3rd Specified Trading Period (dd/mm/yy) 01/07/2019 | to 30/09/2019 | |||||
Closing price of the security in the class or series on the last trading | $4.74 (v) | |||||
day of the specified trading period in which such security was | ||||||
listed or quoted on the highest trading marketplace | ||||||
Number of securities in the class or series of such security | ||||||
outstanding at the end of the last trading day of the specified | 27,337,408 | (vi) | ||||
trading period | ||||||
Market value of class or series | (v) x (vi) $129,579,313.92 (C) | |||||
4th Specified Trading Period (dd/mm/yy) 01/10/2019 | to 31/12/2019 | |||||
Closing price of the security in the class or series on the last trading | $3.35 (vii) | |||||
day of the specified trading period in which such security was | ||||||
listed or quoted on the highest trading marketplace | ||||||
Number of securities in the class or series of such security | ||||||
outstanding at the end of the last trading day of the specified | 27,557,763 | (viii) | ||||
trading period | ||||||
Market value of class or series | (vii) x (viii) $92,318,506.05 (D) | |||||
Average Market Value of Class or Series | ||||||
(Calculate the simple average of the market value of the class or series of security | ||||||
for each applicable specified trading period (i.e. A through D above)) | $90,912,532.62 (1) | |||||
(Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary, if | ||||||
applicable) that was listed or quoted on a marketplace at the end of the previous financial year) | ||||||
Fair value of outstanding debt securities | ||||||
$11,863,740.00 | (2) | |||||
(Calculated based on the trading price of debentures on the TSX as at | ||||||
December 31, 2019 multiplied by the amount of debentures outstanding as at | ||||||
December 31, 2019 = 126,210 * $94.00) | ||||||
Capitalization for the previous financial year | (1) + (2) $102,776,272.62 . | |||||
Participation Fee | $6,500 | |||||
Late fee, if applicable | ||||||
N/A | ||||||
Total Fee Payable | ||||||
(Participation Fee plus Late Fee) | $6,500 | |||||