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| FORM 13-502F1 |
| | CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE |
| | | MANAGEMENT CERTIFICATION |
| | | | |
I, Gregory Feller, an officer of the reporting issuer noted below have examined this Form 13-502F1 |
(the "Form") being submitted hereunder to the Ontario Securities Commission and certify that to |
my knowledge, having exercised reasonable diligence, the information provided in the Form is |
complete and accurate. |
|
“Gregory Feller” | | | | | | | | March 23 , 2023 | | |
Name: Gregory Feller | | | | | | | | Date: |
Title: | | President & CFO |
|
Reporting Issuer Name: | Mogo Inc. | | | | | | | | |
|
End date of previous financial year: | December 31, 2022 | | | | | | | | | |
|
Type of Reporting Issuer: | | | | Class 1 reporting issuer | | | | | Class 3B reporting issuer |
|
Highest Trading Marketplace: | Toronto Stock Exchange | | | | | | | | | | |
(refer to definition of "highest trading marketplace" under OSC Rule 13-502 Fees) |
|
Market value of listed or quoted equity securities: |
(in Canadian Dollars – refer to section 7.1 of OSC Rule 13-502 Fees) |
|
Equity Symbol | | | | MOGO | | | | | | | | | | |
|
1st Specified Trading Period (dd/mm/yy) 01/01/2022 | | | | | | | | to 31/03/2022 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $3.66 (i) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
Number of securities in the class or series of such security | | | | | | | | |
outstanding at the end of the last trading day of the specified | | | | | | | | 76,752,952 (ii) |
trading period |
|
Market value of class or series | | | | | (i) x (ii) $280,915,804.32 (A) |
|
2nd Specified Trading Period (dd/mm/yy) 01/04/2022 | | | | | | | | to 30/06/2022 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $1.09 (iii) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
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- 2 - |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 75,952,490 (iv) |
| trading period |
| |
| Market value of class or series | | (iii) x (iv) $82,788,214.10 (B) |
| |
| 3rd Specified Trading Period (dd/mm/yy) 01/07/2022 | to 30/09/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| | | |
| Closing price of the security in the class or series on the last | $1.24 (v) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 75,952,490 (vi) |
| trading period |
| |
| Market value of class or series | | (v) x (vi) $94,181,087.60 (C) |
| |
| 4th Specified Trading Period (dd/mm/yy) 01/10/2022 | to 31/12/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $0.75 (vii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 74,977,540 (viii) |
| trading period |
| |
| Market value of class or series | | (vii) x (viii) $56,233,155.00 (D) |
| Average Market Value of Class or Series | |
| (Calculate the simple average of the market value of the class or series of security | |
| for each applicable specified trading period (i.e. A through E above)) | $ 128,529,565.26 (1) |
| |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to |
| paragraph 2.8(1)(c) of OSC Rule 13-502 Fees, if applicable) that was listed or quoted on a marketplace at the end of the previous |
| financial year) |
| |
| |
| |
| Market value of listed or quoted equity securities: |
| (in Canadian Dollars – refer to section 7.1 of OSC Rule 13-502 Fees) |
| |
| Equity Symbol | | MOGO.WT | | | | | | | | | | |
| |
| |
| 1st Specified Trading Period (dd/mm/yy) 01/01/2022 | to 31/03/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| |
- 3 - |
| Closing price of the security in the class or series on the last | $1.90 (i) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,184,015 (ii) |
| trading period |
| |
| Market value of class or series | | (i) x (ii) $2,249,628.50 (A) |
| |
| 2nd Specified Trading Period (dd/mm/yy) 01/04/2022 | to 30/06/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $0.14 (iii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,184,015 (iv) |
| trading period |
| |
| Market value of class or series | | (iii) x (iv) $165,762.10 (B) |
| |
| 3rd Specified Trading Period (dd/mm/yy) 01/07/2022 | to 30/09/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| | | |
| Closing price of the security in the class or series on the last | $0.09 (v) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,184,015 (vi) |
| trading period |
| |
| Market value of class or series | | (v) x (vi) $106,561.35 (C) |
| |
| 4th Specified Trading Period (dd/mm/yy) 01/10/2022 | to 31/12/2022 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $0.005 (vii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,183,965 (viii) |
| trading period |
| |
| Market value of class or series | | (vii) x (viii) $5,919.83 (D) |
| |
- 4 - |
| | |
| Average Market Value of Class or Series | |
| (Calculate the simple average of the market value of the class or series of security | |
| for each applicable specified trading period (i.e. A through E above)) | $ 631,967.94 (2) |
| |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to |
| paragraph 2.8(1)(c) of OSC Rule 13-502 Fees, if applicable) that was listed or quoted on a marketplace at the end of the previous |
| financial year) |
| |
| |
| |
| Fair value of outstanding debt securities | | |
| (See paragraph 2.8(1)(b), and if applicable, paragraph 2.8(1)(c) of the OSC Rule 13- | N/A (3) |
| 502 Fees) |
| | |
| | |
| | |
| | |
| Capitalization for the previous financial year | (1) + (2) + (3) $129,161,533.20 | | | |
| | | | | |
| Participation Fee | | | | $13,340 | |
| (For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees, select | |
| the participation fee) |
| | | |
| (For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees, select | |
| the participation fee) |
| | |
| Late fee, if applicable | |
| (As determined under Section 2.7 of OSC Rule 13-502 Fees) | N/A | |
| | |
| Total Fee Payable |
| (Participation Fee plus Late Fee) | $13,340 | |
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