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| FORM 13-502F1 |
| | CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE |
| | | MANAGEMENT CERTIFICATION |
| | | | |
I, Gregory Feller, an officer of the reporting issuer noted below have examined this Form 13-502F1 |
(the "Form") being submitted hereunder to the Ontario Securities Commission and certify that to |
my knowledge, having exercised reasonable diligence, the information provided in the Form is |
complete and accurate. |
|
“Gregory Feller” | | | | | | | | March 27, 2020 | | |
Name: Gregory Feller | | | | | | | | Date: |
Title: | | President & CFO |
|
Reporting Issuer Name: | Mogo Inc. | | | | | | | | |
|
End date of previous financial year: | December 31, 2019 | | | | | | | | | |
|
Type of Reporting Issuer: | | | | Class 1 reporting issuer | | | | | Class 3B reporting issuer |
|
Highest Trading Marketplace: | Toronto Stock Exchange | | | | | | | | | | |
(refer to definition of "highest trading marketplace" under OSC Rule 13-502 Fees) |
|
Market value of listed or quoted equity securities: |
(in Canadian Dollars – refer to section 7.1 of OSC Rule 13-502 Fees) |
|
Equity Symbol | | | | MOGO | | | | | | | | | | |
|
1st Specified Trading Period (dd/mm/yy) 01/01/2019 | | | | | | | | to 31/03/2019 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $3.31 (i) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
Number of securities in the class or series of such security | | | | | | | | |
outstanding at the end of the last trading day of the specified | | | | | | | | 5,725,821 (ii) |
trading period |
|
Market value of class or series | | | | | (i) x (ii) $18,952,467.51 (A) |
|
2nd Specified Trading Period (dd/mm/yy) 01/04/2019 | | | | | | | | to 30/06/2019 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $4.50 (iii) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
|
- 2 - |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 27,288,854 (iv) |
| trading period |
| |
| Market value of class or series | | (iii) x (iv) $122,799,843.00 (B) |
| |
| 3rd Specified Trading Period (dd/mm/yy) 01/07/2019 | to 30/09/2019 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| | | |
| Closing price of the security in the class or series on the last | $4.74 (v) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 27,337,408 (vi) |
| trading period |
| |
| Market value of class or series | | (v) x (vi) $129,579,313.92 (C) |
| |
| 4th Specified Trading Period (dd/mm/yy) 01/10/2019 | to 31/12/2019 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $3.35 (vii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 27,557,763 (viii) |
| trading period |
| |
| Market value of class or series | | (vii) x (viii) $92,318,506.05 (D) |
| |
| Average Market Value of Class or Series | |
| (Calculate the simple average of the market value of the class or series of security | |
| for each applicable specified trading period (i.e. A through E above)) | $90,912,532.62 (1) |
| |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to |
| paragraph 2.8(1)(c) of OSC Rule 13-502 Fees, if applicable) that was listed or quoted on a marketplace at the end of the previous |
| financial year) |
| |
| Fair value of outstanding debt securities | |
| (See paragraph 2.8(1)(b), and if applicable, paragraph 2.8(1)(c) of the OSC Rule 13- | $11,863,740.00 (2) |
| 502 Fees) |
| | |
| (Calculated based on the trading price of debentures on the TSX as at | |
| December 31, 2019 multiplied by the amount of debentures outstanding as at |
| December 31, 2019 = 126,210 * $ 94.00) |
| | |
| | |
| Capitalization for the previous financial year | | (1) + (2) | $102,776,272.62 | | | |
| | | | |
| Participation Fee | | | $13,340 | | | |
| |