Enhanced Investments - Financial Portal

Published: 2023-02-23

FORM 13-501F1

CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS

–

PARTICIPATION FEE

MANAGEMENT CERTIFICATION

I, Cameron Goldade , an officer of the reporting issuer noted below have examined this Form 13-501F1 (the Form) being submitted hereunder to the Alberta Securities Commission and certify that to my knowledge, having exercised reasonable diligence, the information provided in the Form is complete and accurate.

(signed) "Cameron Goldade"

February 23, 2023

Name: Cameron Goldade

Date

Title: Senior Vice President and Chief Financial Officer

Reporting Issuer Name:

Pembina Pipeline Corporation

End date of previous financial year:

December 31, 2022

Type of Reporting Issuer:

✓ Class 1 reporting issuer

Class 3B reporting issuer

Highest Trading Marketplace:

TSX

Market value of listed or quoted equity securities:

Equity Symbol

PPL

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 46.97

(i)

551,837,743

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 25,919,818,789

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 45.50

(iii)

555,214,424

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(iv)

Market value of class or series

(iii) x (iv)

$ 25,262,256,292

(B)

01/07/22

rd Specified Trading Period (dd/mm/yy)

to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 41.96

(v)

552,052,027

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(vi)

Market value of class or series

(v) x (vi)

$ 23,164,103,053

(C)

01/10/22

4th Specified Trading Period (dd/mm/yy)

to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 45.96

(vii)

550,305,350

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ 25,292,033,886

(D)

$ 24,909,553,005

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

Equity Symbol

PPL.PR.A

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 21.19

(i)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period	10,000,000
		(ii)

Market value of class or series			(i) x (ii)	$ 211,900,000	(A)
2
nd Specified Trading Period (dd/mm/yy)

			01/04/22	to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
	$ 20.01	(iii)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

	10,000,000
		(iv)

Market value of class or series			(iii) x (iv)	$ 200,100,000	(B)


rd Specified Trading Period (dd/mm/yy)			01/07/22
3

				to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
	$ 17.94	(v)

	10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
		(vi)

Market value of class or series			(v) x (vi)	$ 179,400,000	(C)


			01/10/22
4th Specified Trading Period (dd/mm/yy)
				to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace	$ 16.93
		(vii)

	10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
		(viii)

Market value of class or series

(vii) x (viii)

$ 169,300,000

(D)

$ 190,175,000

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

Equity Symbol

PPL.PR.C

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 21.04

(i)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 126,240,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 20.00

(iii)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(iv)

Market value of class or series

(iii) x (iv)

$ 120,000,000

(B)

rd Specified Trading Period (dd/mm/yy)

01/07/22

to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 18.63

(v)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

6,000,000

(vi)

Market value of class or series

(v) x (vi)

$ 111,780,000

(C)

4th Specified Trading Period (dd/mm/yy)

01/10/22

to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 16.40

(vii)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

6,000,000

(viii)

Market value of class or series

(vii) x (viii)

$ 98,400,000

(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

$ 114,105,000

(1)

Equity Symbol

PPL.PR.E

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 23.38

(i)

10,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 233,800,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
	$ 20.63	(iii)


Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
	10,000,000
		(iv)

Market value of class or series			(iii) x (iv)	$ 206,300,000	(B)




			01/07/22
3	rd Specified Trading Period (dd/mm/yy)

				to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
	$ 19.01	(v)
	10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
		(vi)

Market value of class or series			(v) x (vi)	$ 190,100,000	(C)




4th Specified Trading Period (dd/mm/yy)			01/10/22
				to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

	$ 17.25
		(vii)
	10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
		(viii)

Market value of class or series			(vii) x (viii)	$ 172,500,000	(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

	$ 200,675,000
		(1)

Equity Symbol		PPL.PR.G


		01/01/22
1	st Specified Trading Period (dd/mm/yy)

			to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 22.74	(i)

			10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				(ii)

Market value of class or series		(i) x (ii)	$ 227,400,000	(A)
2
nd Specified Trading Period (dd/mm/yy)

		01/04/22	to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 20.24	(iii)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period			10,000,000
				(iv)

Market value of class or series		(iii) x (iv)	$ 202,400,000	(B)
		01/07/22
3	rd Specified Trading Period (dd/mm/yy)

			to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 18.55	(v)
			10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				(vi)

Market value of class or series		(v) x (vi)	$ 185,500,000	(C)

4th Specified Trading Period (dd/mm/yy)

01/10/22

to 31/12/22

$ 16.95

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

(vii)

10,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ 169,500,000

(D)

$ 196,200,000

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

Equity Symbol

PPL.PR.I

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 24.35

(i)

9,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 219,150,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 21.55

(iii)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

9,000,000

(iv)

Market value of class or series

(iii) x (iv)

$ 193,950,000

(B)

01/07/22

rd Specified Trading Period (dd/mm/yy)

to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 19.92

(v)

9,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(vi)

Market value of class or series

(v) x (vi)

$ 179,280,000

(C)

01/10/22

4th Specified Trading Period (dd/mm/yy)

to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 19.38

(vii)

9,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ 174,420,000

(D)

$ 191,700,000

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

)

Equity Symbol

PPL.PR.O

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 23.42

(i)

8,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)


Market value of class or series	(i) x (ii)	$ 187,360,000	(A)
2
nd Specified Trading Period (dd/mm/yy)

	01/04/22			to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
		$ 22.88	(iii)

		8,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(iv)

Market value of class or series	(iii) x (iv)	$ 183,040,000	(B)
	01/07/22
3	rd Specified Trading Period (dd/mm/yy)

				to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
		$ 21.00	(v)

		8,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(vi)

Market value of class or series	(v) x (vi)	$ 168,000,000	(C)




	01/10/22
4th Specified Trading Period (dd/mm/yy)
				to 31/12/22


Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
		$ 19.73
			(vii)

		8,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(viii)

Market value of class or series	(vii) x (viii)	$ 157,840,000	(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period		(i.e. A through E above))

$ 174,060,000

(1)

Equity Symbol

PPL.PR.Q

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 23.29

(i)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 139,740,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 21.27

(iii)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(iv)

Market value of class or series

(iii) x (iv)

$ 121,620,000

(B)

01/07/22

to 30/09/22

rd Specified Trading Period (dd/mm/yy)

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 19.60

(v)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(vi)

Market value of class or series

(v) x (vi)

$ 117,600,000

(C)

4th Specified Trading Period (dd/mm/yy)

01/10/22

to 31/12/22

$ 17.17

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

(vii)

6,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ 103,020,000

(D)

$ 121,995,000

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

Equity Symbol

PPL.PR.S

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 25.00

(i)

8,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 200,000,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 23.32

(iii)

8,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(iv)

Market value of class or series

(iii) x (iv)

$ 186,560,000

(B)

rd Specified Trading Period (dd/mm/yy)	01/07/22
3

		to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
				$ 22.14	(v)

		8,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(vi)

Market value of class or series	(v) x (vi)			$ 177,120,000	(C)


	01/10/22
4th Specified Trading Period (dd/mm/yy)
		to 31/12/22

				$ 21.84
Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			(vii)

				8,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(viii)

Market value of class or series	(vii) x (viii)			$ 174,720,000	(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))					$ 184,600,000	(1)


Equity Symbol		PPL.PF.A


		01/01/22
1	st Specified Trading Period (dd/mm/yy)
			to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 25.20	(i)

			16,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				(ii)

Market value of class or series		(i) x (ii)	$ 403,200,000	(A)
2
nd Specified Trading Period (dd/mm/yy)

		01/04/22	to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 24.17	(iii)

			16,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				(iv)

Market value of class or series		(iii) x (iv)	$ 386,720,000	(B)

		01/07/22
3	rd Specified Trading Period (dd/mm/yy)
			to 30/09/22



Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			$ 22.85	(v)

			16,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				(vi)

Market value of class or series		(v) x (vi)	$ 365,600,000	(C

4th Specified Trading Period (dd/mm/yy)

01/10/22

to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 23.11

(vii)

16,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ 369,760,000

(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

$ 381,320,000

(1)

Equity Symbol

PPL.PF.C

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 25.06

(i)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

12,000,000

(ii)

Market value of class or series

(i) x (ii)

$ 300,720,000

(A)

nd Specified Trading Period (dd/mm/yy)

01/04/22

to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 24.65

(iii)

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

12,000,000

(iv)

Market value of class or series

(iii) x (iv)

$ 295,800,000

(B)

rd Specified Trading Period (dd/mm/yy)

01/07/22

to 30/09/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 24.18

(v)

12,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(vi)

Market value of class or series

(v) x (vi)

$ 290,160,000

(C)

4th Specified Trading Period (dd/mm/yy)

01/10/22

to 31/12/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ N/A

(vii)

N/A

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(viii)

Market value of class or series

(vii) x (viii)

$ N/A

(D)

$ 295,560,000

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))

(1)

Equity Symbol

PPL.PF.E

01/01/22

st Specified Trading Period (dd/mm/yy)

to 31/03/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace

$ 25.30

(i)

10,000,000

Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period

(ii)

Market value of class or series

(i) x (ii)

$ 253,000,000

(A)

2	nd Specified Trading Period (dd/mm/yy)
	01/04/22	to 30/06/22

Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
				$ 24.30	(iii)


Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
				10,000,000
			(iv)

Market value of class or series	(iii) x (iv)			$ 243,000,000	(B)
	01/07/22
3	rd Specified Trading Period (dd/mm/yy)
		to 30/09/22


Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
				$ 23.48	(v)

		10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(vi)

Market value of class or series	(v) x (vi)			$ 234,800,000	(C)



	01/10/22
4th Specified Trading Period (dd/mm/yy)
		to 31/12/22
				$ 24.39


Closing price of the security in the class or series on the last trading day of the specified trading period in which such security was listed or quoted on the highest trading marketplace
			(vii)
				10,000,000
Number of securities in the class or series of such security outstanding at the end of the last trading day of the specified trading period
			(viii)


Market value of class or series	(vii) x (viii)			$ 243,900,000	(D)

Average Market Value of Class or Series (Calculate the simple average of the market value of the class or series of security for each applicable specified trading period (i.e. A through E above))					$ 243,675,000 (1)


Total of Average Market Value for all Class or Series of Shares	$27,203,618,005(1)
Fair value of outstanding debt securities:
	$9,589,599,726 (2)

Capitalization for the previous financial year		(1) + (2)	$36,793,217,731

Participation Fee	$48,000

Late Fee, if applicable
	N/A

Total Fee Payable	$48,000
(Participation Fee plus Late Fee) The estimated fair value of the fixed rate debt has been determined based on available market information and appropriate valuation methods, including the use of the discounted future cash flows using current rates for similar financial instruments subject to similar risks and maturities. Senior unsecured medium-term notes
		$8,818,124,726
Floating Rate Debt			$771,475,000
Fair value of outstanding debt securities:		$9,589,599,726