Enhanced Investments - Financial Portal

Published: 2023-06-27

FORM 13-501F1
	CLASS 1 REPORTING ISSUERS AND CLASS 3B REPORTING ISSUERS -
PARTICIPATION FEE
		MANAGEMENT CERTIFICATION
			I, Andre van Niekerk, an officer of the reporting issuer noted below have examined this Form
			13-501F1 (the	Form) being submitted hereunder to the Alberta Securities Commission and
			certify that to my knowledge, having exercised reasonable diligence, the information provided
			in the Form is complete and accurate.
			/s/ “Andre van Niekerk”		June 26, 2023
			Name: Andre van Niekerk		Date:
			Title: CFO
			Reporting Issuer Name:			Gatos Silver, Inc.
			End of date of previous financial year: December 31, 2022 Type of Reporting Issuer:
							Class 1 reporting issuer
							Class 3B reporting issuer
			Highest Trading Marketplace:			Toronto Stock Exchange
			Market value of listed or quoted equity securities
			Equity Symbol				GATO
			1st Specified Trading Period		01/01/2022		to	31/03/2022
			Closing price of the security in the class or series on
			the last trading day of the specified trading period in
			which such security was listed or quoted on the
			highest trading marketplace				$	5.37	(i)
			Number of securities in the class or series of such
			security outstanding at the end of the last trading day
			of the specified trading period					69,162,223 (ii)
			Market value of class or series		(i) x (ii) $ 371,401,138 (A)

- 2 -

2nd Specified Training Period (dd/mm/yy)

01/04/2022

30/06/2022

Closing price of the security in the class or series on

the last trading day of the specified trading period in

which such security was listed or quoted on the

highest trading marketplace

3.74

(iii)

Number of securities in the class or series of such

security outstanding at the end of the last trading day

of the specified trading period

69,162,223 (iv)

Market value of class or series

(iii) x (iv)

$ 258,666,714 (B)

3rd Specified Trading Period (dd/mm/yy)

01/07/2022

30/09/2022

Closing price of the security in the class or series on

the last trading day of the specified trading period in

which such security was listed or quoted on the

highest trading marketplace

3.70

(v)

Number of securities in the class or series of such

security outstanding at the end of the last trading day

of the specified trading period

69,162,223 (vi)

Market value of class or series

(v) x (vi)

$ 255,900,225 (C)

4th Specified Trading Period (dd/mm/yy)

01/10/2022

31/12/2022

Closing price of the security in the class or series on

the last trading day of the specified trading period in

which such security was listed or quoted on the

highest trading marketplace

5.48 (vii)

Number of securities in the class or series of such

security outstanding at the end of the last trading day

of the specified trading period

69,162,223

(viii)

Market value of class or series

(vii) x (viii)

$ 379,008,982 (D)

- 3 -

5th Specified Trading Period (dd/mm/yy)

N/A

Closing price of the security in the class or series on

the last trading day of the specified trading period in

which such security was listed or quoted on the

highest trading marketplace

N/A

(ix)

Number of securities in the class or series of such

security outstanding at the end of the last trading day

of the specified trading period

N/A

(x)

Market value of class or series

(ix) x (x)

N/A

(E)

Average Market Value of Class or Series

(Calculate the simple average of the market value of

the class or series of security for each applicable

specified trading period (i.e. A through E above))

$ 316,244,265

(1)

(Repeat the above calculation for each other class or series of equity securities of the reporting

issuer (and a subsidiary, if applicable) that was listed or quoted on a marketplace at the end of

the previous financial year)

Fair value of outstanding debt securities:

N/A

(2)

(Provide details of how value was determined)

N/A

Capitalization for the previous financial year

(1) + (2) $

316,244,265

Participation Fee

4,500

Late Fee, if applicable

5,000

Total Fee Payable

(Participation Fee plus Late Fee)

9,500

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

Important disclosures

Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.

Nothing on this website should be considered an offer, solicitation of an offer, or advice to buy or sell securities.
Past performance is no guarantee of future results. Any historical returns, expected returns [or probability projections] are hypothetical in nature and may not reflect actual future performance.
All the strategies assume investments in equity invstrumenta only and are more relevant for "agressive investment profile". Eastern European flagship strategy assumes using up to 20% leverage of total portfolio. GlobalCommodities and US Growth strategy currently assume no leverage.
Results for the Enhanced Investments strategies as compared to the performance of Illustrative Benchmarks is for informational purposes only. Our investment program does not mirror that of the Illustrative Benchmarks and the volatility may be materially different from the volatility of Illustrative Benchmarks. Reference or comparison to an Illustrative Benchmark does not imply that strategies of Enhanced Investments will be constructed in the same way as the Illustrative Benchmark or achieve returns, volatility, or other results similar to those of the Illustrative Benchmark. The S&P 500 is an unmanaged market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent U.S. equity performance.
Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.