Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
April 7, 2021
Date of Report (Date of earliest event reported)
LENNAR CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
1-11749
95-4337490
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
700 Northwest 107th Avenue, Miami, Florida33172
(Address of principal executive offices) (Zip Code)
(305)559-4000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock, par value $.10
LEN
New York Stock Exchange
Class B Common Stock, par value $.10
LEN.B
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On April 7, 2021, Lennar Corporation (the "Company") held its 2021 Annual Meeting of Stockholders. The final results for each of the matters submitted to a vote of stockholders at the meeting were as follows:
1. The following individuals were elected as directors to serve until the 2022 Annual Meeting of Stockholders:
Votes For
Votes Against
Votes Abstaining
Broker Non-votes
Amy Banse
556,346,279
1,065,032
340,001
26,641,418
Rick Beckwitt
552,816,655
4,588,951
345,706
26,641,418
Steven L. Gerard
488,442,428
68,870,882
438,002
26,641,418
Theron I. ("Tig") Gilliam
505,704,018
51,663,752
383,542
26,641,418
Sherrill W. Hudson
499,235,903
58,163,347
352,062
26,641,418
Jonathan M. Jaffe
552,779,877
4,625,085
346,350
26,641,418
Sidney Lapidus
538,231,095
19,171,117
349,100
26,641,418
Teri P. McClure
498,111,969
59,300,927
338,416
26,641,418
Stuart Miller
547,761,914
9,861,290
128,108
26,641,418
Armando Olivera
541,799,924
15,598,754
352,634
26,641,418
Jeffrey Sonnenfeld
496,350,305
60,097,555
1,303,452
26,641,418
2. Stockholders approved, on an advisory basis, the compensation of our named executive officers described in the Proxy Statement dated February 25, 2021 relating to the Company’s 2021 Annual Meeting of Stockholders. The results of the vote were as follows:
Votes For
Votes Against
Votes Abstaining
Broker Non-votes
470,013,378
87,497,818
240,116
26,641,418
3. Stockholders ratified the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2021. The results of the vote were as follows:
Votes For
Votes Against
Votes Abstaining
Broker Non-votes
569,310,226
14,957,574
124,930
—
4. Stockholders did not approve a stockholder proposal regarding our common stock voting structure. The results of the vote were as follows:
Votes For
Votes Against
Votes Abstaining
Broker Non-votes
254,839,809
302,550,560
360,943
26,641,418
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description of Document
104
Cover Page Interactive Data File--the cover page XBRL tags are embedded within the Inline XBRL document.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 9, 2021
Lennar Corporation
By:
/s/ Diane Bessette
Name:
Diane Bessette
Title:
Vice President, Chief Financial Officer and Treasurer