PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): February 23, 2022 (January 3, 2022)
IES Holdings, Inc.
Delaware
001-13783
76-0542208
(State or other jurisdiction of incorporation)
(Commission file number)
(I.R.S. Employer Identification No.)
5433 Westheimer Road, Suite 500, Houston, Texas77056
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code:(713) 860-1500
Check the appropriate box below if the From 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, par value $0.01 per share
IESC
NASDAQ Global Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
As previously reported on a Current Report on Form 8-K filed on January 3, 2022 by IES Holdings, Inc. (the “Company”), the Company’s Board of Directors elected Jennifer Adams Baldock as a director of the Company, effective December 31, 2021. At the time of the election, the Board had not made a determination regarding any committee assignments for Ms. Baldock. On February 23, 2022, the Board of Directors appointed Ms. Baldock as a member of the Human Resources and Compensation Committee and the Nominating/Governance Committee, effective on that date.
This Form 8-K/A is filed as an amendment to the above-mentioned Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit
Number
Description
104 —
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
