0000051143falseCapital stock, par value $.20 per shareIBMCHX00000511432023-01-022023-01-020000051143us-gaap:CommonStockMemberexch:XCHI2023-01-022023-01-020000051143us-gaap:CommonStockMemberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.25PercentDue2023Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.375PercentDue2023Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.125PercentDue2024Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes2.875PercentDue2025Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.950PercentDue2025Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.875PercentDue2025Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.300PercentDue2026Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.250PercentDue2027Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.300PercentDue2028Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.750PercentDue2028Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.500PercentDue2029Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes0.875PercentDue2030Memberexch:XNYS2023-01-022023-01-020000051143ibm:Notes1.750PercentDue2031Memberexch:XNYS2023-01-022023-01-020000051143exch:XNYSibm:Notes0.650PercentDue2032Member2023-01-022023-01-020000051143exch:XNYSibm:Notes1.250PercentDue2034Member2023-01-022023-01-020000051143exch:XNYSibm:Notes1.200PercentDie2040Member2023-01-022023-01-020000051143ibm:Debentures7.00PercentDue2025Memberexch:XNYS2023-01-022023-01-020000051143ibm:Debentures6.22PercentDue2027Memberexch:XNYS2023-01-022023-01-020000051143ibm:Debentures6.50PercentDue2028Memberexch:XNYS2023-01-022023-01-020000051143ibm:Debentures5.875PercentDue2032Memberexch:XNYS2023-01-022023-01-020000051143ibm:Debentures7.00PercentDue2045Memberexch:XNYS2023-01-022023-01-020000051143ibm:Debentures7.125PercentDue2096Memberexch:XNYS2023-01-022023-01-02iso4217:USDxbrli:sharesiso4217:USDxbrli:shares
Title of each class
Capital stock, par value $.20 per share
Trading
symbol
IBM
Common Stock
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT PURSUANT TO SECTION 13 OR 15 (d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: January 2, 2023
(Date of earliest
event reported)
INTERNATIONAL
BUSINESS MACHINES CORPORATION
(Exact name of registrant
as specified in its charter)
New York
1-2360
13-0871985
(State of Incorporation)
(Commission File Number)
(IRS employer Identification No.)
One New Orchard Road
Armonk,
New York
10504
(Address of principal executive offices)
(Zip Code)
914-499-1900
(Registrant’s telephone number)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered
pursuant to Section 12(b) of the Act:
Title
of each class
Trading
symbol(s)
Name
of each exchange on which registered
Capital stock, par value $.20 per share
IBM
New York Stock Exchange
NYSE Chicago
1.250% Notes due 2023
IBM 23A
New York Stock Exchange
0.375% Notes due 2023
IBM 23B
New York Stock Exchange
1.125% Notes due 2024
IBM 24A
New York Stock Exchange
2.875% Notes due 2025
IBM 25A
New York Stock Exchange
0.950% Notes due 2025
IBM 25B
New York Stock Exchange
0.875% Notes due 2025
IBM 25C
New York Stock Exchange
0.300% Notes due 2026
IBM 26B
New York Stock Exchange
1.250% Notes due 2027
IBM 27B
New York Stock Exchange
0.300% Notes due 2028
IBM 28B
New York Stock Exchange
1.750% Notes due 2028
IBM 28A
New York Stock Exchange
1.500% Notes due 2029
IBM 29
New York Stock Exchange
0.875% Notes due 2030
IBM 30
New York Stock Exchange
1.750% Notes due 2031
IBM 31
New York Stock Exchange
0.650% Notes due 2032
IBM 32A
New York Stock Exchange
1.250% Notes due 2034
IBM 34
New York Stock Exchange
1.200% Notes due 2040
IBM 40
New York Stock Exchange
7.00% Debentures due 2025
IBM 25
New York Stock Exchange
6.22% Debentures due 2027
IBM 27
New York Stock Exchange
6.50% Debentures due 2028
IBM 28
New York Stock Exchange
5.875% Debentures due 2032
IBM 32D
New York Stock Exchange
7.00% Debentures due 2045
IBM 45
New York Stock Exchange
7.125% Debentures due 2096
IBM 96
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02. Departure of Certain Officers and Appointment of Certain
Officers.
On January 2, 2023, Thomas W. Rosamilia,
Senior Vice President, IBM Software, decided to retire from the Company by June 30, 2023, after a 40-year career with IBM.
On January 5, 2023, IBM announced that Robert F. Del Bene, Vice President
and Controller will assume a new position as General Manager, IBM Technology Lifecycle Services, effective January 30, 2023. Mr. Del Bene
will continue to serve as Vice President and Controller through January 29, 2023, during which time IBM expects to close its books for
2022 and report the Company’s earnings.
Effective January 30, 2023, Nicolas A. Fehring, 44, will become Vice
President and Controller. Mr. Fehring is currently Vice President and Corporate Treasurer and previously served as Vice President and
Assistant Controller. Mr. Fehring joined the Company in 2001 and has also served as the senior finance executive for various IBM
business units and geographies.
_____________________________
IBM’s web site (www.ibm.com) contains a significant amount of
information about IBM, including financial and other information for investors (www.ibm.com/investor/). IBM encourages investors to visit
its various web sites from time to time, as information is updated and new information is posted.
2
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Date: January 5, 2023
By:
/s/ Frank P. Sedlarcik
Frank P. Sedlarcik
Vice President, Assistant General Counsel and Secretary