1001 Bishop Street, Suite 2900, Honolulu, Hawaii96813
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code:
(808) 543-5662
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to 12(b) of the Act:
Registrant
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Hawaiian Electric Industries, Inc.
Common Stock, Without Par Value
HE
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 23, 2021 the Board of Directors (the “Board”) of Hawaiian Electric Industries, Inc. (the “Company”) elected Elisia K. Flores as a director of the Company, effective December 1, 2021, to serve until the Company’s 2022 Annual Meeting of Shareholders. Ms. Flores will continue to serve as a director of the Company’s wholly owned subsidiary, American Savings Bank, F.S.B., where she has served as a director since 2018 and as audit committee Chair since 2019.
There are no arrangements or understandings between Ms. Flores and any other person pursuant to which she was selected as a director of the Company and no transactions involving Ms. Flores that are required to be disclosed pursuant to Item 404(a) of Regulation S-K.
Ms. Flores will participate in the Company’s standard non-employee director compensation program, as described in the Company’s Proxy Statement dated March 26, 2021, and will enter into substantially the same indemnity agreement that the Company entered into with each of its existing directors, the form of which is filed as Exhibit 10.19 to the Company’s Annual Report on Form 10-K for fiscal year 2020.
Item 7.01 Regulation FD Disclosure.
On November 29, 2021, HEI issued a news release, “Elisia Flores, CEO of L&L Franchise, named to Hawaiian Electric Industries board of directors.” This news release is furnished as Exhibit 99.
News release dated November 29, 2021 "Elisia Flores, CEO of L&L Franchise, named to Hawaiian Electric Industries board of directors"
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
The information furnished in connection with Item 7.01 of this current report on Form 8-K shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
