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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
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Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On January 18, 2021, Chart Industries, Inc. (the “Company”) announced that it intends to list its common stock, par value $0.01 (the “Common Stock”) on the New York Stock Exchange (the “NYSE”) under its current symbol “GTLS”. The Company expects that its Common Stock will begin trading on the NYSE on February 1, 2021. The Company’s Board of Directors approved the transfer to the NYSE on December 15, 2020.
Also on January 18, 2021, the Company informed the Nasdaq Stock Market (“Nasdaq”) that it (i) intends to transfer its listing to the NYSE and (ii) plans to request that Nasdaq cease trading of the Company’s Common Stock effective at the close of the market on January 29, 2021.
A copy of the press release announcing the anticipated transfer to the NYSE is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
Exhibit
| 99.1 | The Company’s Press Release, dated January 18, 2021 | |
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CHART INDUSTRIES, INC. | ||||
| By | /s/ Jillian C. Evanko | |||
| Jillian C. Evanko | ||||
| President and Chief Executive Officer | ||||
| Dated January 19, 2021 | ||||
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