Date of Report (Date of earliest event reported): April 4, 2023
DIAMOND HILL INVESTMENT GROUP, INC.
(Exact Name of Registrant as Specified in its Charter)
Ohio
000-24498
65-0190407
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
325 John H. McConnell Blvd, Suite 200, Columbus, Ohio43215
(Address of principal executive offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (614) 255-3333
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, no par value
DHIL
The NASDAQ Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events
The following is a summary of assets under management as of March 31, 2023 of Diamond Hill Capital Management, Inc., a wholly owned subsidiary of Diamond Hill Investment Group, Inc. (in millions):
By Investment Vehicle
Diamond Hill Funds
$
14,943
Separately managed accounts
6,303
Collective investment trusts
1,052
Other pooled vehicles
2,629
Total
$
24,927
By Investment Strategy
Small Cap
$
315
Small-Mid Cap
2,664
Mid Cap
861
Large Cap
15,993
Large Cap Concentrated
79
All Cap Select
417
Long-Short
1,784
International
58
Micro Cap
17
Short Duration Securitized Bond
1,672
Core Fixed Income
1,041
Long Duration Treasury
35
(Less: Investments in affiliated funds)
(9)
Total
$
24,927
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DIAMOND HILL INVESTMENT GROUP, INC.
Date:
April 4, 2023
By:
/s/ Thomas E. Line
Thomas E. Line, Chief Financial Officer and Treasurer
