Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 15, 2021
Dillard's, Inc.
(Exact name of registrant as specified in its charter)
Delaware
1-6140
71-0388071
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
1600 Cantrell Road
Little Rock
,
Arkansas
72201
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code
(
501
)
376-5200
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock
DDS
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
Dillard’s, Inc. (the “Company”) held its Annual Meeting of Stockholders on May 15, 2021 in Little Rock, Arkansas. The following matters were submitted to a vote of the stockholders, the results of which were as follows:
1.
Election of Directors
Votes For
Votes Against
Votes Abstained
Broker Non-Votes
Class A. Nominees:
Rob C. Holmes
14,242,789
31,184
27,001
1,392,889
Frank R. Mori
13,711,424
560,223
29,327
1,392,889
Reynie Rutledge
13,997,519
277,297
26,158
1,392,889
J.C. Watts, Jr.
13,961,353
312,710
26,911
1,392,889
Nick White
13,655,156
617,135
28,683
1,392,889
Class B Nominees:
Robert C. Connor
3,985,776
-
-
-
Alex Dillard
3,985,776
-
-
-
Mike Dillard
3,985,776
-
-
-
William Dillard, II
3,985,776
-
-
-
William Dillard, III
3,985,776
-
-
-
James I. Freeman
3,985,776
-
-
-
H. Lee Hastings, III
3,985,776
-
-
-
Denise Mahaffy
3,985,776
-
-
-
Drue Matheny
3,985,776
-
-
-
Warren A. Stephens
3,985,776
-
-
-
Other Proposals
Votes For
Votes Against
Votes Abstained
Broker Non-Votes
2.
Ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for 2021:
19,624,031
29,432
26,176
-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DILLARD'S, INC.
DATED:
May 18, 2021
By:
/s/ Phillip R. Watts
Name:
Phillip R. Watts
Title:
Senior Vice President, Co-Principal Financial Officer and Principal Accounting Officer
By:
/s/ Chris B. Johnson
Name:
Chris B. Johnson
Title:
Senior Vice President and Co-Principal Financial Officer