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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact name of registrant as specified in charter)
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) |
| Address Not Applicable(1) | Address Not Applicable(1) | |
| (Address of principal executive offices) | (Zip Code) |
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| Pre-commencement communications pursuant to Rule 13e-4© under the | |
| Exchange Act (17 CFR 240.13©(c)) Securities registered pursuant to Section 12(b) of the Act: |
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
(1) We are a remote-friendly company, with several hubs and locations for employees to collaborate. Accordingly, we do not maintain a headquarters. For purposes of compliance with applicable requirements of the Securities Act of 1933, as amended, and Securities Exchange Act of 1934, as amended, stockholder communications required to be sent to our principal executive offices may be directed to the email address set forth in our proxy materials and/or identified on our investor relations website.
Emerging
growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 14, 2023, Vinco Ventures, Inc. (the “Company”) received a letter from the Nasdaq stating that The Nasdaq Hearings Panel (“Panel”) grants the request of Vinco Ventures, Inc. (the “Company”) to continue its listing on The Nasdaq Stock Market (“Nasdaq” or the “Exchange”), subject to compliance with the following:
1. On April 27, 2023, the Company shall regain compliance with the Shareholders Meeting Rule by holding its Annual Shareholders Meeting on that date; and
2. On or before July 7, 2023, the Company shall demonstrate compliance with the filing requirements in the Periodic Filing Rule by having filed its Annual Report on Form 10-K for the year ended December 31, 2022 with the SEC on or before June 2, 2023 and its Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 with the SEC on or before July 7, 2023. In addition to these conditions, the Company is required to remain in compliance with all other relevant Nasdaq Rules including regaining compliance with the Bid Price Rule no later than May 30, 2023.
Item 9.01 Exhibits
| 104 | Cover Page Interactive Data File |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: April 14, 2023
| VINCO VENTURES, INC. | ||
| By: | /s/ Rod Vanderbilt | |
| Name: | Rod Vanderbilt | |
| Title: | Executive Chairman | |
