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Published: 2023-06-26 17:20:02 ET
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8-K
BANK OF AMERICA CORP /DE/ Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock Senior Medium-Term Notes, Series A, Step Up Callable Notes, due November 28, 2031 of BofA Finance LLC (and the guarantee of the Registrant with false 0000070858 0000070858 2023-06-26 2023-06-26 0000070858 us-gaap:CommonStockMember 2023-06-26 2023-06-26 0000070858 us-gaap:SeriesEPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesGGPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesHHPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesLPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries14Member 2023-06-26 2023-06-26 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries21Member 2023-06-26 2023-06-26 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries42Member 2023-06-26 2023-06-26 0000070858 bac:DepositarySharesEachRepresentingA11200thInterestInAShareOfBankOfAmericaCorporationFloatingRateNonCumulativePreferredStockSeries53Member 2023-06-26 2023-06-26 0000070858 bac:FloatingRatePreferredHybridIncomeTermSecuritiesMember 2023-06-26 2023-06-26 0000070858 bac:A5.63FixedtoFloatingRatePreferredHybridIncomeTermSecuritiesMember 2023-06-26 2023-06-26 0000070858 bac:IncomeCapitalObligationNotesMember 2023-06-26 2023-06-26 0000070858 bac:SeniorMediumTermNotesSeriesAStepUpCallableNotesMember 2023-06-26 2023-06-26 0000070858 bac:SeriesKKPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesLLPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesNNPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesPPPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesQQPreferredStockMember 2023-06-26 2023-06-26 0000070858 bac:SeriesSSPreferredStockMember 2023-06-26 2023-06-26

As filed with the Securities and Exchange Commission on June 26, 2023

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 26, 2023

 

 

BANK OF AMERICA CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware
   1-6523
   56-0906609
(State or Other Jurisdiction
of Incorporation)		  

(Commission

File Number)

   (IRS Employer
Identification No.)

100 North Tryon Street

Charlotte, North Carolina 28255

(Address of principal executive offices)

(704) 386-5681

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading
Symbol(s)

  

Name of each exchange
on which registered

Common Stock, par value $0.01 per share   BAC   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of Floating Rate Non-Cumulative Preferred Stock, Series E   BAC PrE   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 6.000% Non-Cumulative Preferred Stock, Series GG   BAC PrB   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 5.875% Non-Cumulative Preferred Stock, Series HH   BAC PrK   New York Stock Exchange
7.25% Non-Cumulative Perpetual Convertible Preferred Stock, Series L   BAC PrL   New York Stock Exchange
Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 1   BML PrG   New York Stock Exchange
Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 2   BML PrH   New York Stock Exchange
Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 4   BML PrJ   New York Stock Exchange
Depositary Shares, each representing a 1/1,200th interest in a share of Bank of America Corporation Floating Rate Non-Cumulative Preferred Stock, Series 5   BML PrL   New York Stock Exchange
Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIII (and the guarantee related thereto)   BAC/PF   New York Stock Exchange
5.63% Fixed to Floating Rate Preferred Hybrid Income Term Securities of BAC Capital Trust XIV (and the guarantee related thereto)   BAC/PG   New York Stock Exchange
Income Capital Obligation Notes initially due December 15, 2066 of Bank of America Corporation   MER PrK   New York Stock Exchange
Senior Medium-Term Notes, Series A, Step Up Callable Notes, due November 28, 2031 of BofA Finance LLC (and the guarantee of the Registrant with respect thereto)   BAC/31B   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 5.375% Non-Cumulative Preferred Stock, Series KK   BAC PrM   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Non-Cumulative Preferred Stock, Series LL   BAC PrN   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 4.375% Non-Cumulative Preferred Stock, Series NN   BAC PrO   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 4.125% Non-Cumulative Preferred Stock, Series PP   BAC PrP   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 4.250% Non-Cumulative Preferred Stock, Series QQ   BAC PrQ   New York Stock Exchange
Depositary Shares, each representing a 1/1,000th interest in a share of 4.750% Non-Cumulative Preferred Stock, Series SS   BAC PrS   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

ITEM 8.01.

Other Events.

On June 26, 2023, Bank of America Corporation (“BAC”) issued a press release announcing that interest rates and amounts payable with respect to certain outstanding debt securities and certificates of deposit issued by BAC and BofA Finance LLC that are linked to one or more tenors of the USD LIBOR ICE Swap Rate benchmarks and are held through The Depository Trust Company will be calculated pursuant to fallback provisions after June 30, 2023. The press release contains lists of CUSIP numbers for these securities and certain other relevant information related thereto.

Holders of the affected securities are encouraged to review the information contained in the press release, a copy of which is attached hereto as Exhibit 99 and incorporated by reference into this Item 8.01.

 

ITEM 9.01.

Financial Statements and Exhibits.

(d) Exhibits.

The following exhibits are filed herewith:

 

EXHIBIT
NO.

   

DESCRIPTION OF EXHIBIT

99    Bank of America Corporation press release dated June 26, 2023
104    Cover Page Interactive Data File (embedded in the cover page formatted in Inline XBRL)

 

 

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BANK OF AMERICA CORPORATION
By:  

/s/ Ross E. Jeffries, Jr.

  Ross E. Jeffries, Jr.
  Deputy General Counsel and Corporate Secretary

Dated: June 26, 2023