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Published: 2023-06-09 16:05:59 ET
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8-K
MARKETAXESS HOLDINGS INC false 0001278021 0001278021 2023-06-07 2023-06-07

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 7, 2023

 

 

MarketAxess Holdings Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   001-34091   52-2230784

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

55 Hudson Yards

New York, New York 10001

(Address of principal executive offices, including zip code)

(212) 813-6000

(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, par value $0.003 per share   MKTX   NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.07

Submission of Matters to a Vote of Security Holders

On June 7, 2023, MarketAxess Holdings Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “2023 Annual Meeting”). A total of 34,890,401 shares of common stock were present or represented by proxy at the 2023 Annual Meeting, representing 93.33% of the issued and outstanding shares entitled to vote at the meeting. The proposals voted upon and the final results of the vote were as follows:

Proposal 1 — Election of Directors. The results were as follows:

 

Director

 

For

 

Against

 

Abstain

 

Broker

Non-Votes

Richard M. McVey

  33,077,416   823,255   7,202   982,528

Christopher R. Concannon

  33,650,742   230,903   26,228   982,528

Nancy Altobello

  32,615,004   1,285,663   7,206   982,528

Steven L. Begleiter

  33,668,485   232,103   7,285   982,528

Stephen P. Casper

  32,086,484   1,814,180   7,209   982,528

Jane Chwick

  33,486,047   414,571   7,255   982,528

William F. Cruger

  32,770,809   1,129,804   7,260   982,528

Kourtney Gibson

  33,652,757   247,179   7,937   982,528

Richard G. Ketchum

  33,677,637   223,030   7,206   982,528

Emily Portney

  33,819,649   80,998   7,226   982,528

Richard L. Prager

  32,414,195   1,486,570   7,108   982,528

Proposal 2 — Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. The results were as follows:

 

For

 

Against

 

Abstain

31,993,356

  2,818,750   78,295

Proposal 3 — Advisory vote on the compensation of the Company’s named executive officers as disclosed in the proxy statement pursuant to the SEC’s compensation disclosure rules (referred to as the “say-on-pay” proposal). The results were as follows:

 

For

 

Against

 

Abstain

 

Broker Non-Votes

31,343,829

  1,263,949   1,300,095   982,528

Proposal 4 Advisory vote on the frequency of future advisory votes on the compensation of the Company’s named executive officers. The results are below. One year received the greatest number of votes. Based on these results, and consistent with the Board’s recommendation, the Board has determined that the Company will hold an advisory vote on the compensation of its named executive officers on an annual basis until the next stockholder advisory vote on the frequency of the advisory vote on the compensation of its named executive officers.

 

One Year

 

Two Years

 

Three Years

 

Abstain

 

Broker Non-Votes

33,586,239

  2,433   306,382   12,819   982,528

For more information on the 2023 Annual Meeting and the foregoing proposals, see the Company’s 2023 Proxy Statement.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  MARKETAXESS HOLDINGS INC.
Date: June 9, 2023   By:  

/s/ Scott Pintoff

    Name:   Scott Pintoff
    Title:   General Counsel and Secretary

 

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