Date of Report (Date of earliest event reported):June 8, 2021
_______________________________________
UNIVERSAL ELECTRONICS INC.
(Exact name of Registrant as specified in its charter)
_______________________________________
Delaware
0-21044
33-0204817
(State or other jurisdiction
(Commission File No.)
(I.R.S. Employer
of incorporation)
Identification No.)
15147 N. Scottsdale Road, Suite H300, Scottsdale, Arizona85254-2494
(Address of principal executive offices and zip code)
(480) 530-3000
(Registrant’s telephone number, including area code)
_______________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbols
Name of each exchange on which registered
Common Stock, par value $0.01 per share
UEIC
The NASDAQ Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
Universal Electronics Inc. (the “Company”) held its annual meeting of stockholders on June 8, 2021, and the following matters were voted on at that meeting:
1. The election of the following director who will serve until his successor is elected and qualified or until his earlier death or resignation:
Director
For
Withheld
Broker Non-Votes
Uncast
Paul D. Arling
11,467,954
933,226
531,553
0
2. Stockholders approved an advisory resolution on the Company’s named executive officer compensation as follows:
For
Against
Abstain
Broker Non-Votes
Uncast
11,574,852
644,533
181,795
531,553
0
3. Stockholders approved and adopted an Amendment to the Company's 2018 Equity and Incentive Compensation Plan as follows:
For
Against
Abstain
Broker Non-Votes
Uncast
8,116,189
4,243,826
41,164
531,554
0
4. The ratification of the appointment of the independent registered public accounting firm Grant Thornton LLP was approved by the following vote:
For
Against
Abstain
Broker Non-Votes
Uncast
12,847,606
78,808
6,319
0
0
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.