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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification Number) |
(Address of principal executive office, including zip code)
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(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On February 24, 2021, Tetra Tech, Inc. (“Tetra Tech”) held its annual meeting of stockholders for the following purposes:
(1) To elect eight members to its Board of Directors;
(2) To vote on an advisory resolution to approve its executive compensation;
(3) To ratify the appointment of PricewaterhouseCoopers LLP as its independent registered public accounting firm for fiscal 2021; and
(4) To act upon such other matters as may properly come before the meeting or any adjournments or postponements thereof.
The votes cast in connection with such matters were as follows:
Election of Directors:
| Name | For | Against | Abstain | Non-Votes | ||||||||
| Dan L. Batrack | 42,069,985 | 3,230,745 | 577,597 | 3,079,961 | ||||||||
| Gary R. Birkenbeuel | 45,022,990 | 815,533 | 39,804 | 3,079,961 | ||||||||
| Patrick C. Haden | 39,576,150 | 6,237,248 | 64,929 | 3,079,961 | ||||||||
| J. Christopher Lewis | 39,068,375 | 6,743,591 | 66,361 | 3,079,961 | ||||||||
| Joanne M. Maguire | 42,505,537 | 3,336,244 | 36,546 | 3,079,961 | ||||||||
| Kimberly E. Ritrievi | 45,730,757 | 111,450 | 36,120 | 3,079,961 | ||||||||
| J. Kenneth Thompson | 40,797,764 | 5,041,381 | 39,182 | 3,079,961 | ||||||||
| Kirsten M. Volpi | 45,728,869 | 112,053 | 37,405 | 3,079,961 |
Advisory Resolution Regarding Executive Compensation:
| For | Against | Abstain | Non-Votes | |||
| 44,183,329 | 1,626,317 | 68,681 | 3,079,961 |
Appointment of PricewaterhouseCoopers LLP:
| For | Against | Abstain | Non-Votes(1) | |||
| 48,656,782 | 268,082 | 33,424 | -- |
(1) This proposal constituted a routine matter. Therefore, brokers were permitted to vote without receipt of instructions from beneficial owners.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, Tetra Tech has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TETRA TECH, INC. | ||
| Date: February 25, 2021 | By: | /s/ Dan L. Batrack |
| Dan L. Batrack | ||
| Chairman and Chief Executive Officer | ||
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