NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
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TORM plc
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name
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Oaktree Capital Group Holdings GP, LLC
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City and country of registered office (if applicable)
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Los Angeles, United States of America
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4. Full name of shareholder(s) (if different from 3.)v
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Name
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OCM Njord Holdings S.à.r.l.
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City and country of registered office (if applicable)
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Luxembourg
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5. Date on which the threshold was crossed or reachedvi:
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11 September 2020
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6. Date on which issuer notified (DD/MM/YYYY):
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15 September 2020
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares
(total of 8. A)
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% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in %
(8.A + 8.B)
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Total number of voting
rights of issuervii
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Resulting situation on the date on which threshold was crossed or reached
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71.17
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0
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71.17
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53,252,767
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Position of previous notification (if
applicable)
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70.32
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0
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70.32
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 1 of 7
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type of
shares ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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A-shares
GB00BZ3CNK81
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N/A
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53,252,767
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N/A
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71.17
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SUBTOTAL 8. A
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53,252,767
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71.17
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expiration
datex |
Exercise/
Conversion periodxi |
Number of voting rights that may be acquired if the instrument is
exercised/converted
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial instrument
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Expiration
datex |
Exercise/
Conversion period xi |
Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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SUBTOTAL 8.B.2
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 2 of 7
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly
an interest in the (underlying) issuerxiii
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Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) |
X
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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Oaktree Capital Group Holdings GP, LLC
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Oaktree Capital Group Holdings, L.P.
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Oaktree Capital Group, LLC
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Oaktree Holdings, LLC
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Oaktree Holdings Ltd. (Cayman Islands)
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Brookfield Asset Management Inc.
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Brookfield Holdings Canada Inc.
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Brookfield US Holdings Inc.
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Brookfield Residential Properties Inc.
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Brookfield US Inc.
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Atlas Holdings LLC
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Atlas Holdings II LLC
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Oaktree New Holdings, LLC
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OCM Holdings I, LLC
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Oaktree Capital I, L.P.
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Oaktree Fund GP I, L.P.
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Oaktree Opportunities Fund IX GP Ltd.
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Oaktree Opportunities Fund IX, L.P.
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OCM Luxembourg Opps IX S.à.r.l.
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Oaktree Capital Group Holdings GP, LLC
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Oaktree Capital Group Holdings, L.P.
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 3 of 7
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Oaktree Capital Group, LLC
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Oaktree Holdings, LLC
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Oaktree Holdings Ltd. (Cayman Islands)
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Brookfield Asset Management Inc.
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Brookfield Holdings Canada Inc.
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Brookfield US Holdings Inc.
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Brookfield Residential Properties Inc.
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Brookfield US Inc.
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Atlas Holdings LLC
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Atlas Holdings II LLC
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Oaktree New Holdings, LLC
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OCM Holdings I, LLC
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Oaktree Capital I, L.P.
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Oaktree Fund GP I, L.P.
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Oaktree Opportunities Fund IX GP Ltd.
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Oaktree Opportunities Fund IX (Parallel), L.P.
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OCM Luxembourg Opps IX S.à.r.l.
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Oaktree Capital Group Holdings GP, LLC
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Oaktree Capital Group Holdings, L.P.
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Oaktree Capital Group, LLC
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Oaktree Holdings, LLC
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Oaktree Holdings Ltd. (Cayman Islands)
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Brookfield Asset Management Inc.
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Brookfield Holdings Canada Inc.
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Brookfield US Holdings Inc.
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Brookfield Residential Properties Inc.
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Brookfield US Inc.
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Atlas Holdings LLC
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 4 of 7
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Atlas Holdings II LLC
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Oaktree New Holdings, LLC
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OCM Holdings I, LLC
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Oaktree Capital I, L.P.
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Oaktree Fund GP I, L.P.
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Oaktree Opportunities Fund IX GP Ltd.
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Oaktree Opportunities Fund IX GP L.P.
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Oaktree Opportunities Fund IX (Parallel 2), L.P.
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OCM Luxembourg Opps IX (Parallel 2) S.à.r.l.
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Oaktree Capital Group Holdings GP, LLC
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Oaktree Capital Group Holdings, L.P.
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Oaktree Capital Group, LLC
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Oaktree Holdings, LLC
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Oaktree Holdings Ltd. (Cayman Islands)
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Brookfield Asset Management Inc.
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Brookfield Holdings Canada Inc.
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Brookfield US Holdings Inc.
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Brookfield Residential Properties Inc.
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Brookfield US Inc.
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Atlas Holdings LLC
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Atlas Holdings II LLC
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Oaktree New Holdings, LLC
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OCM Holdings I, LLC
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Oaktree Capital I, L.P.
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Oaktree Fund GP I, L.P.
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Oaktree Opportunities Fund VIIIb GP Ltd.
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Oaktree Opportunities Fund VIIIb GP, L.P.
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Oaktree Opportunities Fund VIIIb L.P.
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 5 of 7
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OCM Luxembourg Opps VIIIb S.à.r.l.
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Oaktree Capital Group Holdings GP, LLC
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Oaktree Capital Group Holdings, L.P.
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Oaktree Capital Group, LLC
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Oaktree Holdings, LLC
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Oaktree Holdings Ltd. (Cayman Islands)
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Brookfield Asset Management Inc.
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Brookfield Holdings Canada Inc.
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Brookfield US Holdings Inc.
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Brookfield Residential Properties Inc.
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Brookfield US Inc.
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Atlas Holdings LLC
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Atlas Holdings II LLC
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Oaktree New Holdings, LLC
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OCM Holdings I, LLC
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Oaktree Capital I, L.P.
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Oaktree Fund GP I, L.P.
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Oaktree Opportunities Fund VIIIb GP Ltd.
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Oaktree Opportunities Fund VIIIb GP, L.P.
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Oaktree Opportunities Fund VIIIb (Parallel), L.P.
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OCM Luxembourg Opps VIIIb S.à.r.l.
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OCM Njord Holdings S.à r.l.1
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71.17
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71.17
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|
1 OCM Njord Holdings S.à r.l. is jointly controlled by OCM Luxembourg Opps IX
S.à r.l., OCM Luxembourg Opps IX (Parallel II) S.à r.l. and OCM Luxembourg Opps VIIIb S.à r.l., and the ownership chain in respect of each is set out in section 9.
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Announcement no. 25 / 15 September 2020
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Notification of major holdings in the Company
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Page 6 of 7
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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N/A
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The number and % of voting rights held
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N/A
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The date until which the voting rights will be held
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N/A
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11. Additional informationxvi
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In addition to the A-shares, OCM Njord Holdings S.à.r.l. holds the sole C-share of nominally USD 0.01 which carries 350,000,000 votes in respect of certain matters as set out in
TORM plc's Articles of Association. OCM Njord Holdings S.à.r.l. holds 100% of the C-share capital and 100% of the voting rights attached to the C-share.
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Place of completion
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London, United Kingdom
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Date of completion
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15 September 2020
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CONTACT
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TORM plc
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Morten Agdrup, IR, tel.: +45 3917 9249
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Birchin Court, 20 Birchin Lane,
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London EC3V 9DU, United Kingdom
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Tel.: +44 203 713 4560
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www.torm.com
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Announcement no. 25 / 15 September 2020
|
Notification of major holdings in the Company
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Page 7 of 7
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