Delaware
|
814-00899
|
56-2594706
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification Number)
|
2951 28th Street, Suite 1000
Santa Monica, California
|
90405
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on
which registered
|
Common stock, $0.001 par value per share
|
TCPC
|
The NASDAQ Global Select Market
|
Name
|
For
|
Withheld
|
Broker Non-Votes
|
|||
Kathleen A. Corbet
|
28,043,978
|
3,184,876
|
0
|
|||
Eric J. Draut
|
27,987,893
|
3,240,961
|
0
|
|||
Andrea L. Petro
|
28,273,109
|
2,955,745
|
0
|
|||
M. Freddie Reiss
|
26,032,674
|
5,196,180
|
0
|
|||
Peter E. Schwab
|
28,069,684
|
3,159,170
|
0
|
|||
Karyn L. Williams
|
28,035,953
|
3,192,901
|
0
|
|||
Howard M. Levkowitz
|
27,935,429
|
3,293,425
|
0
|
|||
Rajneesh Vig
|
28,275,284
|
2,953,570
|
0
|
For
|
Against
|
Abstained
|
Broker Non-Votes
|
|||
27,274,895
|
2,821,616
|
1,152,203
|
0
|
For
|
Against
|
Abstained
|
Broker Non-Votes
|
|||
26,454,396
|
2,821,616
|
1,152,203
|
0
|
BLACKROCK TCP CAPITAL CORP.
|
||
Date: May 27, 2021
|
||
By:
|
/s/ Elizabeth Greenwood
|
|
Name:
|
Elizabeth Greenwood
|
|
Title:
|
Secretary
|