QUARTERLY
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the quarterly period
ended March
31, 2021
☐
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
For the transition period from
________ to ________
Commission File Number
1-13752
Smith-Midland
Corporation
(Exact name of Registrant as
specified in its charter)
Delaware
54-1727060
(State or other jurisdiction
of incorporation or
organization)
(I.R.S. Employer
Identification
No.)
5119 Catlett Road, P.O. Box
300
Midland, VA
22728
(Address, zip code of
principal executive offices)
(540)
439-3266
(Registrant’s telephone
number, including area code)
Securities
registered pursuant to Section 12(b) of the Act:
Title of each
class
Trading
Symbol
Name of each
exchange on which registered
Common Stock,
$0.01 par value per share
SMID
NASDAQ
Indicate by check mark
whether the registrant (1) has filed all reports required to be
filed by Section 13 or 15(d) of the Securities Exchange Act of 1934
during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90
days. Yes ☑ No
☐
Indicate by check mark
whether the registrant has submitted electronically every
Interactive Data File required to be submitted pursuant to Rule 405
of Regulation S-T (§232.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant
was required to submit such files). Yes ☑ No
☐
Indicate by check mark
whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, a smaller reporting company or an
emerging growth company. See the definitions of “large
accelerated filer,” “accelerated filer,”
“smaller reporting company,” and "emerging growth
company" in Rule 12b-2 of the Exchange Act.
Large accelerated
filer
☐
Accelerated
filer
☐
Non-accelerated
filer
☐
Smaller reporting
company
☑
Emerging growth
company
☐
If an emerging growth
company, indicate by check mark if the registrant has elected not
to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act. ☐
Indicate by check mark
whether the registrant is a shell company (as defined in
Rule 12b-2 of the Exchange Act). Yes ☐ No
☑
Indicate the number of
shares outstanding of each of the issuer’s classes of common
stock, as of the latest practicable date.
Common Stock, $0.01 par value,
outstanding as of April 30, 2021: 5,202,158 shares, net of treasury
shares
EXPLANATORY
NOTE
The purpose of this
Amendment No. 1 to the Quarterly Report on Form 10-Q for the
quarterly period ended March 31, 2021 for Smith-Midland
Corporation, filed with the Securities and Exchange Commission on
May 11, 2021, as amended (the “Form 10-Q”), is solely
to furnish Exhibit 101 to the Form 10-Q, which provides the
consolidated financial statements and related notes from the Form
10-Q formatted in XBRL (eXtensible Business Reporting
Language).
No other changes
have been made to the Form 10-Q. This Amendment No. 1 to the Form
10-Q speaks as of the original filing date of the Form 10-Q, does
not reflect events that may have occurred subsequent to the
original filing date, and does not modify or update in any way
disclosures made in the original Form 10-Q.
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
