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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 240.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading Symbol
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Name of Each Exchange on Which Registered
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Emerging growth company
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☐
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ITEM 5.02.
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DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS.
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Name | Type | Metric | Threshold | Target | Maximum | |||||||||
Lawrence T. Oliver | Cash | Performance Achievements | $ | - | $ | 50,000 | $ | 80,000 | ||||||
Equity | Earnings | - | 50,000 | 90,000 |
ITEM 9.01.
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FINANCIAL STATEMENT AND EXHIBITS
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(d) Exhibits.
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104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
RGC RESOURCES, INC. | |||||
Date: June 2, 2021
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By:
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/s/ Paul W. Nester
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Paul W. Nester | |||||
President and Chief Executive Officer | |||||
(Principal Executive Officer) | |||||