Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 16, 2022
Quantum Corporation
(Exact name of registrant as specified in its charter)
Delaware
001-13449
94-2665054
(State or other jurisdiction of incorporation or organization)
(Commission File No.)
(I.R.S. Employer Identification No.)
224 Airport Parkway
Suite 550
San Jose
CA
95110
(Address of Principal Executive Offices)
(Zip Code)
(408)
944-4000
Registrant's telephone number, including area code
(Former name, former address and former fiscal year, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, $0.01 par value per share
QMCO
Nasdaq Global Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On June 14, 2022, Raghavendra Rau, a member of the Board of Directors (the “Board”) of Quantum Corporation (the “Company”), informed the Company of his decision not to stand for re-election as a member of the Board at the Company’s upcoming 2022 annual meeting of stockholders. Mr. Rau currently serves as the Lead Independent Director, Chair of the Leadership and Compensation Committee, and as a member of the Corporate Governance and Nominating Committee. Mr. Rau’s decision not to stand for re-election did not involve any disagreement with the Company.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Quantum Corporation
(Registrant)
June 16, 2022
/s/ Brian E. Cabrera
(Date)
Brian E. Cabrera
Senior Vice President, Chief Legal and Compliance Officer, and Secretary