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Published: 2020-12-09 16:16:53 ET
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549 

 

 

FORM 8-K/A

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): November 23, 2020

 

 

Penn National Gaming, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

Pennsylvania

  

0-24206

  

23-2234473

(State or Other Jurisdiction
of Incorporation)		   (Commission File Number)   (I.R.S. Employer
Identification No.)

 

825 Berkshire Blvd., Suite 200

Wyomissing, PA 19610

(Address of Principal Executive Offices, and Zip Code)

 

610-373-2400 

Registrant's Telephone Number, Including Area Code

 

 

 

(Former Name or Former Address, if Changed Since Last Report) 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

¨ Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.01 par value per share PENN The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.02      Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

This is an amendment to Item 5.02 of the Form 8-K that was filed by Penn National Gaming, Inc. (the “Company”) on November 24, 2020 (the “Original Filing”), which reported that on November 23, 2020 the Company’s Board of Directors (the “Board”) elected Marla Kaplowitz as a director of the Company, subject to customary regulatory approvals. At the time of the Original Filing, the Board had not made a determination regarding any committee assignments for Ms. Kaplowitz. On December 7, 2020, the Board appointed Ms. Kaplowitz to the Compensation Committee and Compliance Committee of the Board, subject to customary regulatory approvals. Except as set forth herein, no other information in the Original Filing is amended.

 

* * *

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  PENN NATIONAL GAMING, INC.
Date: December 9, 2020  
  By: /s/ Elliot D. Hoops
    Elliot D. Hoops
    Vice President and Deputy General Counsel