UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
At the 2022 annual meeting of stockholders of Nutanix, Inc. (the “Company”) held on December 9, 2022 (the “2022 Annual Meeting”), the Company’s stockholders approved an amendment and restatement of the Company’s Amended and Restated Certificate of Incorporation (the “Charter”) to declassify the Company’s Board of Directors, eliminate supermajority voting requirements, and eliminate inoperative provisions and update certain other miscellaneous provisions (collectively, the “Charter Amendments”). A description of the Charter Amendments was set forth in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on October 24, 2022. The Charter Amendments became effective upon the filing of an Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on December 9, 2022 (the “Amended and Restated Certificate of Incorporation”).
The foregoing description of the Charter Amendments is not complete and is qualified in its entirety by reference to the full text of the Amended and Restated Certificate of Incorporation, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
At the 2022 Annual Meeting, the Company’s stockholders voted on seven proposals. A description of each proposal was set forth in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on October 24, 2022. The number of votes cast for and against, and the number of abstentions and broker non-votes with respect to, each proposal are set forth below.
For |
Against |
Abstain |
Broker Non-Votes |
158,821,019 |
215,398 |
88,259 |
42,023,791 |
For |
Against |
Abstain |
Broker Non-Votes |
158,736,536 |
283,046 |
105,094 |
42,023,791 |
For |
Against |
Abstain |
Broker Non-Votes |
158,820,812 |
198,393 |
105,471 |
42,023,791 |
Nominee |
For |
Against |
Abstain |
Broker Non-Votes |
David Humphrey |
145,871,357 |
13,091,270 |
162,049 |
42,023,791 |
Rajiv Ramaswami |
157,761,811 |
1,202,146 |
160,719 |
42,023,791 |
Gayle Sheppard |
156,887,270 |
2,092,811 |
144,595 |
42,023,791 |
For |
Against |
Abstain |
200,209,231 |
568,558 |
370,678 |
For |
Against |
Abstain |
Broker Non-Votes |
151,643,400 |
7,039,424 |
441,852 |
42,023,791 |
For |
Against |
Abstain |
Broker Non-Votes |
157,588,058 |
1,152,157 |
384,461 |
42,023,791 |
No other matters were submitted for stockholder action at the 2022 Annual Meeting.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit Number |
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Description |
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Amended and Restated Certificate of Incorporation of Nutanix, Inc. |
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104 |
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Cover Page Interactive Data File (formatted as inline XBRL) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NUTANIX, INC. |
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Date: December 12, 2022 |
By: |
/s/ Tyler Wall |
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Tyler Wall |
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Chief Legal Officer |
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