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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
On September 9, 2021, NetScout Systems, Inc. (the “Company”) held its 2021 annual meeting of stockholders (the “2021 Annual Meeting”). As of July 14, 2021, the record date for the 2021 Annual Meeting, 74,084,227 shares of the Company’s common stock were issued and outstanding. A summary of the matters voted upon by stockholders is set forth below.
| 1. | The Company’s stockholders elected each of Alfred Grasso, Michael Szabados, and Vivian Vitale as Class I directors of the Company with each director to serve a three-year term until the Company’s 2024 annual meeting of stockholders. The voting results were as follows: |
| Votes For | Withheld | Broker Non-Votes | ||||||||||
| Alfred Grasso |
59,137,188 | 8,842,750 | 3,125,998 | |||||||||
| Michael Szabados |
64,838,943 | 3,140,995 | 3,125,998 | |||||||||
| Vivian Vitale |
59,642,969 | 8,336,969 | 3,125,998 | |||||||||
| 2. | The Company’s stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2022. The voting results were as follows: |
| Votes For |
Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 67,838,367 | 3,229,954 | 37,615 | 0 | |||||||||||
| 3. | The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s Definitive Proxy Statement on Schedule 14A for the 2021 Annual Meeting filed with the Securities and Exchange Commission on July 21, 2021. The voting results were as follows: |
| Votes For |
Votes Against | Abstain | Broker Non-Votes | |||||||||||
| 63,389,724 | 4,457,974 | 132,240 | 3,125,998 | |||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| NETSCOUT SYSTEMS, INC. | ||
| By: | /s/ Jean Bua | |
| Jean Bua | ||
| Executive Vice President and Chief Financial Officer | ||
| Date: September 13, 2021 | ||
