Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 27, 2024
Carnival Corporation
Carnival plc
(Exact name of registrant as specified in its charter)
(Exact name of registrant as specified in its charter)
Republic of Panama
England and Wales
(State or other jurisdiction of incorporation)
(State or other jurisdiction of incorporation)
001-9610
001-15136
(Commission File Number)
(Commission File Number)
59-1562976
98-0357772
(IRS Employer Identification No.)
(IRS Employer Identification No.)
3655 N.W. 87th Avenue
Miami, Florida33178-2428
Carnival House, 100 Harbour Parade
SouthamptonSO15 1ST, United Kingdom
(Address of principal executive offices) (Zip Code)
(Address of principal executive offices) (Zip Code)
(305) 599-2600
01144 23 8065 5000
(Registrant’s telephone number, including area code)
(Registrant’s telephone number, including area code)
None
None
(Former name or former address, if changed since last report.)
(Former name, former address, if changed since last report.)
Check the appropriate box below if the Form 8-Kfiling is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock ($0.01 par value)
CCL
New York Stock Exchange, Inc.
Ordinary Shares each represented by American Depositary Shares ($1.66 par value) Special Voting Share, GBP 1.00 par value and Trust Shares of beneficial interest in the P&O Princess Special Voting Trust
CUK
New York Stock Exchange, Inc.
1.000% Senior Notes due 2029
CUK29
New York Stock Exchange LLC
Indicate by check mark whether the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2) of this chapter).
Emerging growth companies ☐
If emerging growth companies, indicate by check mark if the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Section 2 - Financial Information
Item 2.02 Results of Operations and Financial Condition.
On March 27, 2024, Carnival Corporation & plc issued a press release entitled “CARNIVAL CORPORATION & PLC REPORTS RECORD FIRST QUARTER REVENUES AND ALL-TIME RECORD BOOKING LEVELS.” A copy of this press release is furnished as Exhibit 99.1 to this report. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of either Carnival Corporation or Carnival plc, whether made before or after the date of this report, regardless of any general incorporation language in the filing.
Section 9 - Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1 Press release, dated March 27, 2024 (furnished pursuant to Item 2.02).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CARNIVAL CORPORATION
CARNIVAL PLC
By:
/s/ David Bernstein
By:
/s/ David Bernstein
Name:
David Bernstein
Name:
David Bernstein
Title:
Chief Financial Officer and Chief Accounting Officer
Title:
Chief Financial Officer and Chief Accounting Officer