(Exact name of registrant as specified in its charter)
Delaware
001-39540
68-0551851
(State or other jurisdiction of
incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification Number)
1200 17th Street, Floor 15
Denver, Colorado80202
(Address of principal executive offices and zip code)
(720) 358-3679
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
symbol(s)
Name of each exchange
on which registered
Class A Common Stock, par value $0.001 per share
PLTR
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 - Submission of Matters to a Vote of Security Holders
On June 6, 2023, Palantir Technologies Inc. (the “Company”) held its 2023 annual meeting of stockholders (the “Annual Meeting”). Holders of the Company’s Class A common stock, par value $0.001 per share, were entitled to one vote on each proposal for each share held as of the close of business on April 12, 2023 (the “Record Date”); holders of the Company’s Class B common stock, par value $0.001 per share, were entitled to ten votes on each proposal for each share held as of the close of business on the Record Date; and the holders of Class F common stock, par value $0.001 per share, were entitled to approximately 901.926 votes on Proposal 1 for each share held as of the close of business on the Record Date, 0 votes on Proposal 2 for each share held as of the close of business on the Record Date and 0 votes on Proposal 3 for each share held as of the close of business on the Record Date. The matters voted on at the Annual Meeting are set forth below:
Proposal 1 – Election of Directors.
Each of the following nominees was elected to serve as a director and to hold office until the Company’s next annual meeting of stockholders and until his or her respective successor has been duly elected and qualified, or until such director’s earlier death, resignation or removal. After giving effect to the voting power of the common stock, the number of votes cast for and withheld, and the number of broker non-votes, with respect to each of the nominees are set forth below:
Nominee
For
Withheld
Broker Non-Votes
Alexander Karp
2,356,122,510
106,850,372
477,894,790
Stephen Cohen
2,326,219,112
136,753,770
477,894,790
Peter Thiel
2,254,313,028
208,659,854
477,894,790
Alexander Moore
2,289,053,740
173,919,142
477,894,790
Alexandra Schiff
2,301,172,266
161,800,616
477,894,790
Lauren Friedman Stat
2,450,302,154
12,670,728
477,894,790
Eric Woersching
2,450,955,611
12,017,271
477,894,790
Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm.
The appointment of Ernst & Young as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 was ratified. After giving effect to the voting power of the common stock, the number of votes cast for and against, and the number of abstentions and broker non-votes with respect to, Proposal 2 are set forth below:
For
Against
Abstained
Broker Non-Votes
2,019,792,840
11,770,948
2,867,852
0
Proposal 3 – Advisory Vote to Approve Named Executive Officer Compensation.
The stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers. After giving effect to the voting power of the common stock, the number of votes cast for and against, and the number of abstentions and broker non-votes with respect to, Proposal 3 are set forth below:
For
Against
Abstained
Broker Non-Votes
1,470,070,205
65,382,345
21,084,300
477,894,790
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
