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Published: 2021-09-16 16:12:45 ET
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pgti-8k_20210913.htm
false 0001354327 0001354327 2021-09-13 2021-09-13

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 13, 2021

 

PGT Innovations, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-37971

20-0634715

(State or Other Jurisdiction

of Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

 

 

 

1070 Technology Drive,

North Venice, FL

 

34275

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (941) 480-1600

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock, Par Value $0.01 Per Share

 

PGTI

 

New York Stock Exchange, Inc.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 


 

ITEM 5.02.  Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective as of September 13, 2021, Brent Boydston began serving as President of Eco Enterprises, LLC (“Eco”), a subsidiary of PGT Innovations, Inc. (the “Company”). Mr. Boydston formerly served as the Company’s Senior Vice President, Corporate Sales and Innovation. In connection with his change in role, Eco and Mr. Boydston entered into an employment agreement on substantially the same terms as Mr. Boydston’s prior employment agreement with the Company.

 

ITEM 9.01.

Financial Statements and Exhibits

 

(d)

Exhibits

 

 

 

 

 

 

Exhibit No.

  

Description

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


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SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

PGT INNOVATIONS, INC.

 

 

By:  /s/ Ryan S. Quinn                                                                  

Name:  Ryan S. Quinn

Title:  General Counsel and Secretary

 

 

 

Dated:  September 16, 2021

 

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