Try our mobile app
Exhibit 99.2
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
|||||
Investments in Non-Controlled, Non-Affiliated Portfolio Companies—156.8% (3), (4) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||
First Lien Secured Debt—138.1% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
A1 Garage Merger Sub, LLC |
|
12/22/2028 |
|
Commercial Services & Supplies |
|
|
11.49 |
% |
|
3M L+650 |
|
|
|
504 |
|
|
$ |
497 |
|
|
$ |
496 |
|
|
A1 Garage Merger Sub, LLC - Unfunded Term Loan |
|
12/21/2024 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,552 |
|
|
|
— |
|
|
|
— |
|
A1 Garage Merger Sub, LLC LLC (Revolver) (7), (9) |
|
12/22/2028 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
748 |
|
|
|
— |
|
|
|
(11 |
) |
Ad.net Acquisition, LLC |
|
05/07/2026 |
|
Media |
|
|
11.16 |
% |
|
3M L+600 |
|
|
|
4,913 |
|
|
|
4,864 |
|
|
|
4,876 |
|
|
Ad.net Acquisition, LLC (Revolver) (7) |
|
05/07/2026 |
|
Media |
|
|
11.16 |
% |
|
3M L+600 |
|
|
|
498 |
|
|
|
498 |
|
|
|
494 |
|
|
Ad.net Acquisition, LLC (Revolver) (7), (9) |
|
05/07/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
747 |
|
|
|
— |
|
|
|
(6 |
) |
Altamira Technologies, LLC |
|
07/24/2025 |
|
IT Services |
|
|
10.33 |
% |
|
3M L+600 |
|
|
|
4,656 |
|
|
|
4,625 |
|
|
|
4,656 |
|
|
Altamira Technologies, LLC (Revolver) (7) |
|
07/24/2025 |
|
IT Services |
|
|
10.55 |
% |
|
3M L+600 |
|
|
|
575 |
|
|
|
575 |
|
|
|
575 |
|
|
Altamira Technologies, LLC (Revolver) (7), (9) |
|
07/24/2025 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,581 |
|
|
|
— |
|
|
|
— |
|
American Teleconferencing Services, Ltd.(7) |
|
06/08/2023 |
|
Telecommunications |
|
0.00% |
|
(6) |
|
— |
|
|
|
7,986 |
|
|
|
7,915 |
|
|
|
90 |
|
|
American Teleconferencing Services, Ltd. (Revolver) (7) |
|
04/07/2023 |
|
Telecommunications |
|
0.00% |
|
(6) |
|
— |
|
|
|
1,656 |
|
|
|
1,642 |
|
|
|
17 |
|
|
Amsive Holding Corporation (f/k/a Vision Purchaser Corporation) |
|
06/10/2025 |
|
Media |
|
|
11.30 |
% |
|
3M L+625 |
|
|
|
14,031 |
|
|
|
13,905 |
|
|
|
13,820 |
|
|
Anteriad, LLC (f/k/a MeritDirect, LLC) |
|
05/23/2024 |
|
Media |
|
|
10.55 |
% |
|
3M L+550 |
|
|
|
14,177 |
|
|
|
14,121 |
|
|
|
13,752 |
|
|
Anteriad, LLC (f/k/a MeritDirect, LLC) - Incremental Term Loan |
|
05/23/2024 |
|
Media |
|
|
11.46 |
% |
|
3M L+650 |
|
|
|
7,268 |
|
|
|
7,123 |
|
|
|
7,123 |
|
|
Anteriad, LLC (f/k/a MeritDirect, LLC) (Revolver) (7), (9) |
|
05/23/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,869 |
|
|
|
— |
|
|
|
(86 |
) |
Any Hour Services |
|
07/21/2027 |
|
Energy Equipment and Services |
|
|
10.45 |
% |
|
3M L+525 |
|
|
|
10,492 |
|
|
|
10,416 |
|
|
|
10,203 |
|
|
Any Hour Services (Revolver) (7), (9) |
|
07/21/2027 |
|
Energy Equipment and Services |
|
|
— |
|
|
|
— |
|
|
|
1,147 |
|
|
|
— |
|
|
|
(31 |
) |
Apex Service Partners, LLC |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
9.46 |
% |
|
1M L+525 |
|
|
|
6,176 |
|
|
|
6,141 |
|
|
|
6,145 |
|
|
Apex Service Partners, LLC Term Loan B |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
10.75 |
% |
|
1M L+550 |
|
|
|
295 |
|
|
|
295 |
|
|
|
293 |
|
|
Apex Service Partners, LLC Term Loan C |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
10.04 |
% |
|
1M L+525 |
|
|
|
12,858 |
|
|
|
12,798 |
|
|
|
12,794 |
|
|
Apex Service Partners, LLC (Revolver) (7) |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
10.26 |
% |
|
1M L+525 |
|
|
|
922 |
|
|
|
923 |
|
|
|
918 |
|
|
Apex Service Partners, LLC (Revolver) (7), (9) |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
922 |
|
|
|
— |
|
|
|
(5 |
) |
API Holding III Corp. |
|
05/11/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
9.41 |
% |
|
1M L+425 |
|
|
|
5,775 |
|
|
|
5,757 |
|
|
|
4,023 |
|
|
Applied Technical Services, LLC |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
10.91 |
% |
|
3M L+575 |
|
|
|
8,347 |
|
|
|
8,238 |
|
|
|
8,180 |
|
|
Applied Technical Services, LLC (Unfunded Term Loan) |
|
04/21/2023 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,059 |
|
|
|
— |
|
|
|
(9 |
) |
Applied Technical Services, LLC (Revolver) (7) |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
12.50 |
% |
|
3M L+475 |
|
|
|
923 |
|
|
|
923 |
|
|
|
904 |
|
|
Applied Technical Services, LLC (Revolver) (7), (9) |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
350 |
|
|
|
— |
|
|
|
(7 |
) |
Arcfield Acquisition Corp. (Revolver) (9) |
|
03/07/2028 |
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
887 |
|
|
|
— |
|
|
|
(18 |
) |
Beta Plus Technologies, Inc. |
|
07/01/2029 |
|
Internet Software and Services |
|
|
10.42 |
% |
|
1M L+525 |
|
|
|
4,975 |
|
|
|
4,881 |
|
|
|
4,378 |
|
|
BioDerm, Inc. (Revolver) (9) |
|
01/31/2028 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,071 |
|
|
|
— |
|
|
|
(16 |
) |
Blackhawk Industrial Distribution, Inc. |
|
09/17/2024 |
|
Distributors |
|
|
10.04 |
% |
|
3M L+500 |
|
|
|
212 |
|
|
|
211 |
|
|
|
207 |
|
|
Blackhawk Industrial Distribution, Inc. (7),(9) |
|
09/17/2024 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
3,045 |
|
|
|
— |
|
|
|
(53 |
) |
Blackhawk Industrial Distribution, Inc. (Revolver) (7) |
|
09/17/2024 |
|
Distributors |
|
|
10.04 |
% |
|
3M L+500 |
|
|
|
183 |
|
|
|
183 |
|
|
|
177 |
|
|
Blackhawk Industrial Distribution, Inc. (9) |
|
09/17/2024 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
2,561 |
|
|
|
— |
|
|
|
(83 |
) |
Broder Bros., Co. |
|
12/04/2025 |
|
Textiles, Apparel and Luxury Goods |
|
|
10.73 |
% |
|
3M L+600 |
|
|
|
3,368 |
|
|
|
3,368 |
|
|
|
3,368 |
|
|
By Light Professional IT Services, LLC |
|
05/16/2024 |
|
High Tech Industries |
|
|
11.64 |
% |
|
3M L+625 |
|
|
|
26,236 |
|
|
|
26,093 |
|
|
|
25,843 |
|
|
By Light Professional IT Services, LLC (Revolver) |
|
05/16/2024 |
|
High Tech Industries |
|
|
11.71 |
% |
|
3M L+663 |
|
|
|
3,506 |
|
|
|
3,507 |
|
|
|
3,454 |
|
|
Cadence Aerospace, LLC (7) |
|
11/14/2023 |
|
Aerospace and Defense |
|
|
13.33 |
% |
|
3M L+850 |
|
|
|
3,050 |
|
|
|
3,045 |
|
|
|
3,050 |
|
|
|
|
|
|
|
|
(PIK 9.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Cartessa Aesthetics, LLC |
|
06/14/2028 |
|
Distributors |
|
|
10.90 |
% |
|
1M L+600 |
|
|
|
13,143 |
|
|
|
12,908 |
|
|
|
13,011 |
|
|
Cartessa Aesthetics, LLC (Revolver) (7) |
|
06/14/2028 |
|
Distributors |
|
|
10.90 |
% |
|
1M L+600 |
|
|
|
511 |
|
|
|
511 |
|
|
|
505 |
|
|
Cartessa Aesthetics, LLC (Revolver) (7)(9) |
|
06/14/2028 |
|
Distributors |
|
|
— |
|
|
|
|
|
|
927 |
|
|
|
- |
|
|
|
(9 |
) |
|
CF512, Inc. |
|
08/20/2026 |
|
Media |
|
|
11.03 |
% |
|
3M L+600 |
|
|
|
8,057 |
|
|
|
7,964 |
|
|
|
7,896 |
|
|
CF512, Inc. (Revolver) (7), (9) |
|
08/20/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
955 |
|
|
|
— |
|
|
|
(19 |
) |
CHA Holdings, Inc. |
|
04/10/2025 |
|
Environmental Industries |
|
|
9.66 |
% |
|
3M L+450 |
|
|
|
1,573 |
|
|
|
1,569 |
|
|
|
1,573 |
|
|
Challenger Performance Optimization, Inc. (Revolver) (7), (9) |
|
08/31/2023 |
|
Business Services |
|
|
— |
|
|
|
— |
|
|
|
714 |
|
|
|
— |
|
|
|
(21 |
) |
Compex Legal Services, Inc. |
|
02/09/2026 |
|
Professional Services |
|
|
10.46 |
% |
|
3M L+525 |
|
|
|
7,997 |
|
|
|
7,973 |
|
|
|
7,997 |
|
|
Compex Legal Services, Inc. (Revolver) (7) |
|
02/07/2025 |
|
Professional Services |
|
|
10.43 |
% |
|
3M L+525 |
|
|
|
843 |
|
|
|
843 |
|
|
|
843 |
|
|
Compex Legal Services, Inc. (Revolver) (7), (9) |
|
02/07/2025 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
562 |
|
|
|
— |
|
|
|
— |
|
Connatix Buyer, Inc. |
|
07/13/2027 |
|
Media |
|
|
10.23 |
% |
|
3M L+550 |
|
|
|
3,835 |
|
|
|
3,776 |
|
|
|
3,691 |
|
|
Connatix Buyer, Inc. (7), (9) |
|
07/14/2023 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,105 |
|
|
|
— |
|
|
|
(58 |
) |
Connatix Buyer, Inc. (7), (9) |
|
07/13/2027 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,234 |
|
|
|
— |
|
|
|
(46 |
) |
Crane 1 Services, Inc. |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
10.91 |
% |
|
3M L+575 |
|
|
|
887 |
|
|
|
873 |
|
|
|
878 |
|
|
Crane 1 Services, Inc. (Revolver) (7) |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
10.91 |
% |
|
3M L+575 |
|
|
|
90 |
|
|
|
90 |
|
|
|
89 |
|
|
Crane 1 Services, Inc. (Revolver) (7) |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
247 |
|
|
|
— |
|
|
|
(2 |
) |
Dr. Squatch, LLC |
|
08/31/2027 |
|
Personal Products |
|
|
10.91 |
% |
|
3M L+600 |
|
|
|
4,406 |
|
|
|
4,342 |
|
|
|
4,340 |
|
|
Dr. Squatch, LLC (Revolver) (7) |
|
08/31/2027 |
|
Personal Products |
|
|
10.69 |
% |
|
3M L+575 |
|
|
|
2,236 |
|
|
|
2,236 |
|
|
|
2,202 |
|
|
Dr. Squatch, LLC (Revolver) (7), (9) |
|
08/31/2027 |
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,118 |
|
|
|
— |
|
|
|
(16 |
) |
DRS Holdings III, Inc. |
|
11/03/2025 |
|
Chemicals, Plastics and Rubber |
|
|
10.90 |
% |
|
3M L+575 |
|
|
|
16,489 |
|
|
|
16,342 |
|
|
|
16,010 |
|
|
DRS Holdings III, Inc. (Revolver) (7), (9) |
|
11/03/2025 |
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,426 |
|
|
|
— |
|
|
|
(41 |
) |
Duraco Specialty Tapes LLC |
|
06/30/2024 |
|
Containers and Packaging |
|
|
10.36 |
% |
|
3M L+550 |
|
|
|
3,231 |
|
|
|
3,203 |
|
|
|
3,160 |
|
|
ECL Entertainment, LLC |
|
05/01/2028 |
|
Hotels, Restaurants and Leisure |
|
|
12.42 |
% |
|
1M L+750 |
|
|
|
8,668 |
|
|
|
8,591 |
|
|
|
8,587 |
|
|
ECM Industries, LLC (Revolver) |
|
12/23/2025 |
|
Electronic Equipment, Instruments, and Components |
|
|
9.77 |
% |
|
1M L+475 |
|
|
|
171 |
|
|
|
171 |
|
|
|
164 |
|
|
ECM Industries, LLC (Revolver) (9) |
|
12/23/2025 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
743 |
|
|
|
— |
|
|
|
(32 |
) |
eCommission Financial Services, Inc. (10) |
|
10/05/2023 |
|
Banking, Finance, Insurance & Real Estate |
|
|
9.70 |
% |
|
1M L+500 |
|
|
|
5,218 |
|
|
|
5,218 |
|
|
|
5,218 |
|
|
eCommission Financial Services, Inc. (Revolver) (7), (9), (10) |
|
10/05/2023 |
|
Banking, Finance, Insurance & Real Estate |
|
|
— |
|
|
|
— |
|
|
|
5,000 |
|
|
|
— |
|
|
|
— |
|
EDS Buyer, LLC - Unfunded Term Loan |
|
01/10/2029 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
6,750 |
|
|
|
— |
|
|
|
(84 |
) |
EDS Buyer, LLC. (Revolver) (7), (9) |
|
01/10/2029 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
2,025 |
|
|
|
— |
|
|
|
(50 |
) |
Efficient Collaborative Retail Marketing Company, LLC |
|
06/15/2024 |
|
Media: Diversified and Production |
|
|
12.07 |
% |
|
3M L+750 |
|
|
|
7,139 |
|
|
|
7,128 |
|
|
|
6,639 |
|
|
Exigo Intermediate II, LLC (9) |
|
03/15/2024 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
2,758 |
|
|
|
— |
|
|
|
(34 |
) |
Exigo Intermediate II, LLC (Revolver) (9) |
|
03/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
689 |
|
|
|
— |
|
|
|
(14 |
) |
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS-(Continued)
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
|||||
Five Star Buyer, Inc. |
|
02/23/2028 |
|
Hotels, Restaurants and Leisure |
|
|
11.92 |
% |
|
3M L+710 |
|
|
|
5,173 |
|
|
$ |
5,070 |
|
|
$ |
5,069 |
|
|
Five Star Buyer, Inc. - DDTL A Unfunded |
|
02/23/2028 |
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
101 |
|
|
|
- |
|
|
|
(2 |
) |
Five Star Buyer, Inc. - DDTL B Unfunded |
|
02/23/2028 |
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
978 |
|
|
|
- |
|
|
|
(20 |
) |
Five Star Buyer, Inc. (Revolver) (9) |
|
02/23/2028 |
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
670 |
|
|
|
- |
|
|
|
(13 |
) |
Gantech Acquisition Corp. |
|
05/14/2026 |
|
IT Services |
|
|
11.09 |
% |
|
1M L+625 |
|
|
|
21,757 |
|
|
|
21,450 |
|
|
|
20,995 |
|
|
Gantech Acquisition Corp. (Revolver) (7) |
|
05/14/2026 |
|
IT Services |
|
|
11.09 |
% |
|
1M L+625 |
|
|
|
1,618 |
|
|
|
1,618 |
|
|
|
1,561 |
|
|
Gantech Acquisition Corp. (Revolver) (7), (9) |
|
05/14/2026 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
2,116 |
|
|
|
— |
|
|
|
(74 |
) |
Global Holdings InterCo LLC |
|
03/16/2026 |
|
Diversified Financial Services |
|
|
11.23 |
% |
|
3M L+600 |
|
|
|
3,409 |
|
|
|
3,376 |
|
|
|
3,243 |
|
|
Graffiti Buyer, Inc. |
|
08/10/2027 |
|
Trading Companies & Distributors |
|
|
10.57 |
% |
|
3M L+550 |
|
|
|
273 |
|
|
|
270 |
|
|
|
270 |
|
|
Graffiti Buyer, Inc. (7), (9) |
|
08/10/2023 |
|
Trading Companies & Distributors |
|
|
— |
|
|
|
— |
|
|
|
798 |
|
|
|
— |
|
|
|
— |
|
Graffiti Buyer, Inc. (Revolver) (7) |
|
08/10/2027 |
|
Trading Companies & Distributors |
|
|
11.10 |
% |
|
3M L+575 |
|
|
|
507 |
|
|
|
507 |
|
|
|
502 |
|
|
Graffiti Buyer, Inc. (Revolver) (7), (9) |
|
08/10/2027 |
|
Trading Companies & Distributors |
|
|
— |
|
|
|
— |
|
|
|
358 |
|
|
|
— |
|
|
|
(4 |
) |
Hancock Roofing and Construction L.L.C. |
|
12/31/2026 |
|
Insurance |
|
|
10.42 |
% |
|
3M L+550 |
|
|
|
4,435 |
|
|
|
4,363 |
|
|
|
4,346 |
|
|
Hancock Roofing and Construction L.L.C. (Revolver) (7) |
|
12/31/2026 |
|
Insurance |
|
|
10.30 |
% |
|
3M L+550 |
|
|
|
160 |
|
|
|
160 |
|
|
|
157 |
|
|
Hancock Roofing and Construction L.L.C. (Revolver) (7), (9) |
|
12/31/2026 |
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
590 |
|
|
|
— |
|
|
|
(12 |
) |
Holdco Sands Intermediate, LLC |
|
11/23/2028 |
|
Aerospace and Defense |
|
|
11.21 |
% |
|
3M L+600 |
|
|
|
4,938 |
|
|
|
4,853 |
|
|
|
4,888 |
|
|
Holdco Sands Intermediate, LLC (Revolver) (9) |
|
11/23/2027 |
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
1,791 |
|
|
|
— |
|
|
|
(18 |
) |
HW Holdco, LLC |
|
12/10/2024 |
|
Media |
|
|
10.07 |
% |
|
1M L+500 |
|
|
|
9,000 |
|
|
|
8,962 |
|
|
|
8,865 |
|
|
HW Holdco, LLC (9) |
|
12/10/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,028 |
|
|
|
— |
|
|
|
(5 |
) |
HW Holdco, LLC (Revolver) (7), (9) |
|
12/10/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,452 |
|
|
|
— |
|
|
|
(22 |
) |
IDC Infusion Services, Inc. |
|
12/30/2026 |
|
Healthcare Equipment and Supplies |
|
|
11.64 |
% |
|
3M L+700 |
|
|
|
5,694 |
|
|
|
5,606 |
|
|
|
5,536 |
|
|
IDC Infusion Services, Inc. (Revolver) (9) |
|
12/30/2026 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
4,167 |
|
|
|
— |
|
|
|
(146 |
) |
IG Investments Holdings, LLC (7) |
|
09/22/2028 |
|
Professional Services |
|
|
10.86 |
% |
|
3M L+600 |
|
|
|
4,451 |
|
|
|
4,373 |
|
|
|
4,384 |
|
|
IG Investments Holdings, LLC (Revolver) (7), (9) |
|
09/22/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
477 |
|
|
|
— |
|
|
|
(7 |
) |
Imagine Acquisitionco, LLC |
|
11/15/2027 |
|
Software |
|
|
10.37 |
% |
|
3M L+550 |
|
|
|
3,959 |
|
|
|
3,895 |
|
|
|
3,840 |
|
|
Imagine Acquisitionco, LLC (9) |
|
11/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,657 |
|
|
|
— |
|
|
|
(33 |
) |
Imagine Acquisitionco, LLC (Revolver) (9) |
|
11/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,193 |
|
|
|
— |
|
|
|
(36 |
) |
Inception Fertility Ventures, LLC |
|
12/07/2023 |
|
Healthcare Providers and Services |
|
|
11.94 |
% |
|
3M L+715 |
|
|
|
14,879 |
|
|
|
14,766 |
|
|
|
14,581 |
|
|
Infinity Home Services Holdco, Inc. |
|
12/28/2028 |
|
Commercial Services & Supplies |
|
|
11.73 |
% |
|
3M L+685 |
|
|
|
517 |
|
|
|
516 |
|
|
|
506 |
|
|
Infinity Home Services Holdco, Inc. - Unfunded Term Loan |
|
12/28/2023 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
2,713 |
|
|
|
— |
|
|
|
(54 |
) |
Infinity Home Services Holdco, Inc. (Revolver) |
|
12/28/2028 |
|
Commercial Services & Supplies |
|
|
11.73 |
% |
|
3M L+675 |
|
|
|
97 |
|
|
|
97 |
|
|
|
95 |
|
|
Infinity Home Services Holdco, Inc. (Revolver) (9) |
|
12/28/2028 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,195 |
|
|
|
— |
|
|
|
(24 |
) |
Infolinks Media Buyco, LLC |
|
11/01/2026 |
|
Media |
|
|
10.66 |
% |
|
3M L+575 |
|
|
|
2,611 |
|
|
|
2,573 |
|
|
|
2,611 |
|
|
Infolinks Media Buyco, LLC (9) |
|
11/01/2023 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
969 |
|
|
|
— |
|
|
|
10 |
|
Integrative Nutrition, LLC |
|
09/29/2023 |
|
Consumer Services |
|
|
9.91 |
% |
|
3M L+475 |
|
|
|
15,531 |
|
|
|
15,513 |
|
|
|
15,298 |
|
|
Integrative Nutrition, LLC (Revolver) (7), (9) |
|
09/29/2023 |
|
Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
5,000 |
|
|
|
— |
|
|
|
— |
|
Integrity Marketing Acquisition, LLC (7) |
|
08/27/2025 |
|
Insurance |
|
|
11.00 |
% |
|
SOFR+550 |
|
|
|
15,745 |
|
|
|
15,637 |
|
|
|
15,588 |
|
|
ITI Holdings, Inc. (Revolver) |
|
03/03/2028 |
|
IT Services |
|
|
12.16 |
% |
|
3M L+450 |
|
|
|
419 |
|
|
|
420 |
|
|
|
412 |
|
|
ITI Holdings, Inc. (Revolver) (9) |
|
03/03/2028 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
245 |
|
|
|
— |
|
|
|
(5 |
) |
K2 Pure Solutions NoCal, L.P. (Revolver) |
|
12/20/2023 |
|
Chemicals, Plastics and Rubber |
|
|
12.81 |
% |
|
3M L+800 |
|
|
|
357 |
|
|
|
357 |
|
|
|
357 |
|
|
K2 Pure Solutions NoCal, L.P. (Revolver) (7), (9) |
|
12/20/2023 |
|
Chemicals, Plastics and Rubber |
|
|
— |
|
|
|
— |
|
|
|
1,071 |
|
|
|
— |
|
|
|
— |
|
Kinetic Purchaser, LLC |
|
11/10/2027 |
|
Personal Products |
|
|
11.16 |
% |
|
3M L+600 |
|
|
|
17,340 |
|
|
|
17,059 |
|
|
|
17,080 |
|
|
Kinetic Purchaser, LLC - (Revolver) |
|
11/10/2026 |
|
Personal Products |
|
|
11.16 |
% |
|
3M L+600 |
|
|
|
2,748 |
|
|
|
2,748 |
|
|
|
2,707 |
|
|
Kinetic Purchaser, LLC - (Revolver) (9) |
|
11/10/2026 |
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
687 |
|
|
|
— |
|
|
|
(10 |
) |
Lash OpCo, LLC |
|
02/18/2027 |
|
Personal Products |
|
|
11.84 |
% |
|
1M L+700 |
|
|
|
10,457 |
|
|
|
10,294 |
|
|
|
10,248 |
|
|
Lash OpCo, LLC (Revolver) (7) |
|
08/16/2026 |
|
Personal Products |
|
|
11.89 |
% |
|
1M L+700 |
|
|
|
1,152 |
|
|
|
1,152 |
|
|
|
1,129 |
|
|
Lash OpCo, LLC (Revolver) (7), (9) |
|
08/16/2026 |
|
Personal Products |
|
|
— |
|
|
|
|
|
|
768 |
|
|
|
— |
|
|
|
(15 |
) |
|
LAV Gear Holdings, Inc. |
|
10/31/2024 |
|
Capital Equipment |
|
|
11.23 |
% |
|
1M L+625 |
|
|
|
9,766 |
|
|
|
9,740 |
|
|
|
9,630 |
|
|
|
|
|
|
|
|
(PIK 5.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
LAV Gear Holdings, Inc. - Unfunded Term Loan |
|
10/31/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
247 |
|
|
|
- |
|
|
|
(3 |
) |
LAV Gear Holdings, Inc. (Revolver) (7) |
|
10/31/2024 |
|
Capital Equipment |
|
|
10.55 |
% |
|
1M L+565 |
|
|
|
1,721 |
|
|
|
1,721 |
|
|
|
1,697 |
|
|
|
|
|
|
|
|
(PIK 5.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Ledge Lounger, Inc. |
|
11/09/2026 |
|
Leisure Products |
|
|
11.30 |
% |
|
3M L+625 |
|
|
|
3,728 |
|
|
|
3,680 |
|
|
|
3,654 |
|
|
Ledge Lounger, Inc. (Revolver) (7) |
|
11/09/2026 |
|
Leisure Products |
|
|
11.30 |
% |
|
3M L+625 |
|
|
|
395 |
|
|
|
395 |
|
|
|
387 |
|
|
Ledge Lounger, Inc. (Revolver) (9) |
|
11/09/2026 |
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
395 |
|
|
|
— |
|
|
|
(8 |
) |
Lightspeed Buyer Inc. |
|
02/03/2026 |
|
Healthcare Technology |
|
|
10.34 |
% |
|
1M L+575 |
|
|
|
24,233 |
|
|
|
23,978 |
|
|
|
23,627 |
|
|
Lightspeed Buyer Inc. (Revolver) (7) (9) |
|
02/03/2026 |
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
2,499 |
|
|
|
— |
|
|
|
(62 |
) |
LJ Avalon Holdings, LLC - Unfunded Term Loan |
|
07/31/2024 |
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
2,824 |
|
|
|
— |
|
|
|
(14 |
) |
LJ Avalon Holdings, LLC (Revolver) (9) |
|
01/31/2030 |
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
1,130 |
|
|
|
— |
|
|
|
(23 |
) |
Lucky Bucks, LLC (6) |
|
07/20/2027 |
|
Hotels, Restaurants and Leisure |
|
|
0.00 |
% |
|
|
— |
|
|
|
4,275 |
|
|
|
4,210 |
|
|
|
1,304 |
|
MAG DS Corp. |
|
04/01/2027 |
|
Aerospace and Defense |
|
|
10.50 |
% |
|
1M L+550 |
|
|
|
3,694 |
|
|
|
3,570 |
|
|
|
3,361 |
|
|
Mars Acquisition Holdings Corp. |
|
05/14/2026 |
|
Media |
|
|
10.55 |
% |
|
3M L+550 |
|
|
|
8,772 |
|
|
|
8,641 |
|
|
|
8,684 |
|
|
Mars Acquisition Holdings Corp. (Revolver)(7)(9) |
|
05/14/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,435 |
|
|
|
— |
|
|
|
(24 |
) |
MBS Holdings, Inc. (Revolver)(7)(9) |
|
04/16/2027 |
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
1,157 |
|
|
|
— |
|
|
|
(12 |
) |
MDI Buyer, Inc. - Unfunded Term Loan |
|
07/25/2028 |
|
Commodity Chemicals |
|
|
10.61 |
% |
|
3M L+600 |
|
|
|
2,052 |
|
|
|
2,011 |
|
|
|
2,007 |
|
|
MDI Buyer, inc. (Revolver) (7) |
|
07/25/2028 |
|
Commodity Chemicals |
|
|
10.37 |
% |
|
3M L+600 |
|
|
|
237 |
|
|
|
237 |
|
|
|
232 |
|
|
MDI Buyer, inc. (Revolver) (9) |
|
07/25/2028 |
|
Commodity Chemicals |
|
|
— |
|
|
|
— |
|
|
|
536 |
|
|
|
— |
|
|
|
(7 |
) |
Meadowlark Acquirer, LLC |
|
12/10/2027 |
|
Professional Services |
|
|
10.41 |
% |
|
3M L+550 |
|
|
|
1,988 |
|
|
|
1,969 |
|
|
|
1,968 |
|
|
Meadowlark Acquirer, LLC - Term Loan I (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,103 |
|
|
|
— |
|
|
|
— |
|
Meadowlark Acquirer, LLC - Term Loan II (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
9,483 |
|
|
|
— |
|
|
|
— |
|
Meadowlark Acquirer, LLC (Revolver) (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,693 |
|
|
|
— |
|
|
|
(17 |
) |
Mission Critical Electronics, Inc. |
|
03/28/2024 |
|
Capital Equipment |
|
|
9.69 |
% |
|
SOFR +500 |
|
|
|
3,598 |
|
|
|
3,574 |
|
|
|
3,576 |
|
|
Mission Critical Electronics, Inc. (9) |
|
03/28/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
707 |
|
|
|
— |
|
|
|
(2 |
) |
Mission Critical Electronics, Inc. (Revolver) (7) |
|
03/28/2024 |
|
Capital Equipment |
|
|
12.00 |
% |
|
1M L+400 |
|
|
|
353 |
|
|
|
353 |
|
|
|
351 |
|
|
Mission Critical Electronics, Inc. (Revolver) (7), (9) |
|
03/28/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
971 |
|
|
|
— |
|
|
|
(6 |
) |
Municipal Emergency Services, Inc. (7) |
|
09/28/2027 |
|
Distributors |
|
|
10.49 |
% |
|
3M L+550 |
|
|
|
936 |
|
|
|
927 |
|
|
|
896 |
|
|
Municipal Emergency Services, Inc. (7), (9) |
|
09/28/2027 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
6 |
|
|
|
— |
|
|
|
— |
|
Municipal Emergency Services, Inc. - Unfunded Term Loan A |
|
06/16/2023 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
632 |
|
|
|
— |
|
|
|
(18 |
) |
Municipal Emergency Services, Inc. - Unfunded Term Loan B |
|
12/16/2024 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,264 |
|
|
|
— |
|
|
|
(53 |
) |
Municipal Emergency Services, Inc. (Revolver) (7) |
|
09/28/2027 |
|
Distributors |
|
|
11.05 |
% |
|
3M L+615 |
|
|
|
568 |
|
|
|
568 |
|
|
|
544 |
|
|
Municipal Emergency Services, Inc. (Revolver) (7), (9) |
|
09/28/2027 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
379 |
|
|
|
— |
|
|
|
(16 |
) |
NBH Group LLC (Revolver) (7), (9) |
|
08/19/2026 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,677 |
|
|
|
— |
|
|
|
— |
|
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS-(Continued)
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
|||||
One Stop Mailing, LLC |
|
05/07/2027 |
|
Air Freight and Logistics |
|
|
11.09 |
% |
|
3M L+625 |
|
|
|
8,714 |
|
|
$ |
8,580 |
|
|
$ |
8,453 |
|
|
ORL Acquisition, Inc. (7) |
|
09/03/2027 |
|
Consumer Finance |
|
|
10.41 |
% |
|
3M L+525 |
|
|
|
7,159 |
|
|
|
7,044 |
|
|
|
7,087 |
|
|
ORL Acquisition, Inc. (Revolver) (7), (9) |
|
09/03/2027 |
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
861 |
|
|
|
— |
|
|
|
(8 |
) |
Output Services Group, Inc. (6) |
|
06/27/2026 |
|
Business Services |
|
|
0.00 |
% |
|
|
— |
|
|
|
4,885 |
|
|
|
4,469 |
|
|
|
3,517 |
|
Owl Acquisition, LLC |
|
02/04/2028 |
|
Professional Services |
|
|
10.16 |
% |
|
3M L+575 |
|
|
|
3,892 |
|
|
|
3,789 |
|
|
|
3,795 |
|
|
Ox Two, LLC |
|
05/18/2026 |
|
Construction and Building |
|
|
12.41 |
% |
|
1M L+725 |
|
|
|
25,641 |
|
|
|
25,351 |
|
|
|
24,872 |
|
|
Ox Two, LLC (Revolver) (9) |
|
05/18/2026 |
|
Construction and Building |
|
|
— |
|
|
|
— |
|
|
|
3,387 |
|
|
|
— |
|
|
|
(101 |
) |
Pequod Merger Sub, Inc. |
|
12/02/2026 |
|
Diversified Financial Services |
|
|
11.32 |
% |
|
3M L+640 |
|
|
|
11,532 |
|
|
|
11,301 |
|
|
|
11,301 |
|
|
Pequod Merger Sub, Inc. - Unfunded Term Loan |
|
12/02/2026 |
|
Diversified Financial Services |
|
|
— |
|
|
|
— |
|
|
|
2,847 |
|
|
|
— |
|
|
|
— |
|
Pequod Merger Sub, Inc (Revolver) (9) |
|
12/02/2026 |
|
Diversified Financial Services |
|
|
— |
|
|
|
— |
|
|
|
757 |
|
|
|
— |
|
|
|
— |
|
PL Acquisitionco, LLC |
|
11/09/2027 |
|
Textiles, Apparel and Luxury Goods |
|
|
11.34 |
% |
|
3M L+650 |
|
|
|
6,079 |
|
|
|
5,992 |
|
|
|
5,806 |
|
|
PL Acquisitionco, LLC - (Revolver) (9) |
|
11/09/2027 |
|
Textiles, Apparel and Luxury Goods |
|
|
— |
|
|
|
— |
|
|
|
2,290 |
|
|
|
— |
|
|
|
(103 |
) |
PlayPower, Inc. |
|
05/08/2026 |
|
Leisure Products |
|
|
10.25 |
% |
|
1M L+550 |
|
|
|
3,420 |
|
|
|
3,403 |
|
|
|
3,078 |
|
|
Pragmatic Institute, LLC - Unfunded Term Loan |
|
07/06/2028 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
2,290 |
|
|
|
— |
|
|
|
(11 |
) |
Pragmatic Institute, LLC (Revolver) |
|
07/06/2028 |
|
Professional Services |
|
|
10.64 |
% |
|
3M L+575 |
|
|
|
305 |
|
|
|
305 |
|
|
|
301 |
|
|
Pragmatic Institute, LLC (Revolver) (9) |
|
07/06/2028 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,221 |
|
|
|
— |
|
|
|
(18 |
) |
Quantic Electronics, LLC |
|
11/19/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
11.22 |
% |
|
1M L+600 |
|
|
|
6,681 |
|
|
|
6,601 |
|
|
|
6,581 |
|
|
Quantic Electronics, LLC - Unfunded Term Loan |
|
11/19/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
783 |
|
|
|
— |
|
|
|
(4 |
) |
Quantic Electronics, LLC (Revolver) (7) |
|
11/19/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
11.19 |
% |
|
1M L+600 |
|
|
|
536 |
|
|
|
536 |
|
|
|
528 |
|
|
Quantic Electronics, LLC (Revolver) (7), (9) |
|
11/19/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
134 |
|
|
|
— |
|
|
|
(2 |
) |
Questex, LLC |
|
09/09/2024 |
|
Media: Diversified and Production |
|
|
9.28 |
% |
|
3M L+500 |
|
|
|
7,163 |
|
|
|
7,124 |
|
|
|
7,091 |
|
|
Questex, LLC (Revolver) (7), (9) |
|
09/09/2024 |
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
1,197 |
|
|
|
— |
|
|
|
(12 |
) |
Rancho Health MSO, Inc. (7) |
|
12/18/2025 |
|
Healthcare Equipment and Supplies |
|
|
10.48 |
% |
|
3M L+550 |
|
|
|
1,034 |
|
|
|
1,034 |
|
|
|
1,034 |
|
|
Rancho Health MSO, Inc. (Revolver) (7), (9) |
|
12/18/2025 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
525 |
|
|
|
— |
|
|
|
— |
|
Recteq, LLC |
|
01/29/2026 |
|
Leisure Products |
|
|
11.41 |
% |
|
3M L+625 |
|
|
|
1,470 |
|
|
|
1,452 |
|
|
|
1,411 |
|
|
Recteq, LLC (Revolver) (7) |
|
01/29/2026 |
|
Leisure Products |
|
|
11.41 |
% |
|
3M L+625 |
|
|
|
216 |
|
|
|
216 |
|
|
|
207 |
|
|
Recteq, LLC (Revolver) (7), (9) |
|
01/29/2026 |
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
1,080 |
|
|
|
— |
|
|
|
(43 |
) |
Research Now Group, Inc. and Dynata, LLC |
|
12/20/2024 |
|
Business Services |
|
|
10.31 |
% |
|
3M L+550 |
|
|
|
17,052 |
|
|
|
16,929 |
|
|
|
12,928 |
|
|
Riverpoint Medical, LLC |
|
06/20/2025 |
|
Healthcare Equipment and Supplies |
|
|
9.86 |
% |
|
3M L+575 |
|
|
|
7,980 |
|
|
|
7,933 |
|
|
|
7,860 |
|
|
Riverpoint Medical, LLC (Revolver) (7), (9) |
|
06/20/2025 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
909 |
|
|
|
— |
|
|
|
(14 |
) |
Riverside Assessments, LLC |
|
03/10/2025 |
|
Professional Services |
|
|
10.80 |
% |
|
3M L+625 |
|
|
|
15,278 |
|
|
|
15,153 |
|
|
|
15,048 |
|
|
Sales Benchmark Index LLC |
|
01/03/2025 |
|
Professional Services |
|
|
11.16 |
% |
|
3M L+600 |
|
|
|
7,105 |
|
|
|
7,048 |
|
|
|
7,069 |
|
|
Sales Benchmark Index LLC (Revolver) (7), (9) |
|
01/03/2025 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,293 |
|
|
|
— |
|
|
|
(6 |
) |
Sargent & Greenleaf Inc. |
|
12/20/2024 |
|
Electronic Equipment, Instruments, and Components |
|
|
12.26 |
% |
|
1M L+750 |
|
|
|
3,467 |
|
|
|
3,447 |
|
|
|
3,406 |
|
|
Sargent & Greenleaf Inc. (Revolver) |
|
12/20/2024 |
|
Electronic Equipment, Instruments, and Components |
|
|
12.26 |
% |
|
1M L+750 |
|
|
|
800 |
|
|
|
800 |
|
|
|
786 |
|
|
Sargent & Greenleaf Inc. (Revolver) (9) |
|
12/20/2024 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
273 |
|
|
|
— |
|
|
|
(5 |
) |
Schlesinger Global, Inc. |
|
07/14/2025 |
|
Professional Services |
|
|
11.41 |
% |
|
SOFR + 700 |
|
|
|
14,523 |
|
|
|
14,445 |
|
|
|
14,196 |
|
|
Schlesinger Global, Inc. (Revolver) |
|
07/14/2025 |
|
Professional Services |
|
|
11.41 |
% |
|
1M L+600 |
|
|
|
1,491 |
|
|
|
1,490 |
|
|
|
1,457 |
|
|
Schlesinger Global, Inc. (Revolver) (7), (9) |
|
07/14/2025 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
380 |
|
|
|
— |
|
|
|
(9 |
) |
Seaway Buyer, LLC |
|
06/13/2029 |
|
Chemicals, Plastics and Rubber |
|
|
11.05 |
% |
|
3M L+575 |
|
|
|
1,930 |
|
|
|
1,903 |
|
|
|
1,882 |
|
|
Sigma Defense Systems, LLC |
|
12/18/2025 |
|
IT Services |
|
|
13.66 |
% |
|
3M L+850 |
|
|
|
10,828 |
|
|
|
10,634 |
|
|
|
10,638 |
|
|
Sigma Defense Systems, LLC (Revolver) (7) |
|
12/18/2025 |
|
IT Services |
|
|
13.66 |
% |
|
3M L+850 |
|
|
|
1,966 |
|
|
|
1,966 |
|
|
|
1,931 |
|
|
Sigma Defense Systems, LLC (Revolver) (7), (9) |
|
12/18/2025 |
|
IT Services |
|
|
— |
|
|
|
|
|
|
655 |
|
|
|
— |
|
|
|
(11 |
) |
|
Signature Systems Holding Company |
|
05/03/2024 |
|
Commercial Services & Supplies |
|
|
11.55 |
% |
|
1M L+650 |
|
|
|
10,033 |
|
|
|
9,995 |
|
|
|
10,033 |
|
|
Signature Systems Holding Company (Revolver) (9) |
|
05/03/2024 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,747 |
|
|
|
— |
|
|
|
— |
|
Smile Brands Inc. |
|
10/14/2025 |
|
Healthcare and Pharmaceuticals |
|
|
9.34 |
% |
|
1M L+450 |
|
|
|
2,450 |
|
|
|
2,450 |
|
|
|
2,292 |
|
|
Smile Brands Inc. (Revolver) |
|
10/14/2025 |
|
Healthcare and Pharmaceuticals |
|
|
10.23 |
% |
|
1M L+450 |
|
|
|
1,509 |
|
|
|
1,508 |
|
|
|
1,412 |
|
|
Smile Brands Inc. LC (Revolver) (7), (9) |
|
10/14/2025 |
|
Healthcare and Pharmaceuticals |
|
|
— |
|
|
|
— |
|
|
|
108 |
|
|
|
— |
|
|
|
(7 |
) |
Solutionreach, Inc. |
|
01/17/2024 |
|
Healthcare Technology |
|
|
10.59 |
% |
|
3M L+575 |
|
|
|
5,706 |
|
|
|
5,685 |
|
|
|
5,432 |
|
|
Solutionreach, Inc. (Revolver) (7), (9) |
|
01/17/2024 |
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
1,665 |
|
|
|
— |
|
|
|
(80 |
) |
Spendmend Holdings LLC |
|
03/01/2028 |
|
Healthcare Technology |
|
|
10.61 |
% |
|
SOFR + 575 |
|
|
|
3,200 |
|
|
|
3,166 |
|
|
|
3,111 |
|
|
Spendmend Holdings LLC (9) |
|
03/01/2023 |
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
1,771 |
|
|
|
— |
|
|
|
(36 |
) |
Spendmend Holdings LLC (Revolver) |
|
03/01/2028 |
|
Healthcare Technology |
|
|
10.60 |
% |
|
3M L+575 |
|
|
|
357 |
|
|
|
357 |
|
|
|
347 |
|
|
Spendmend Holdings LLC (Revolver) (9) |
|
03/01/2024 |
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
535 |
|
|
|
— |
|
|
|
(15 |
) |
STV Group Incorporated |
|
12/11/2026 |
|
Construction & Engineering |
|
|
10.16 |
% |
|
1M L+525 |
|
|
|
4,752 |
|
|
|
4,720 |
|
|
|
4,728 |
|
|
System Planning and Analysis, Inc. |
|
08/16/2027 |
|
Aerospace and Defense |
|
|
10.69 |
% |
|
SOFR+600 |
|
|
|
18,466 |
|
|
|
18,173 |
|
|
|
18,189 |
|
|
System Planning and Analysis, Inc. (Revolver) |
|
08/16/2027 |
|
Aerospace and Defense |
|
|
11.10 |
% |
|
3M L+600 |
|
|
|
1,482 |
|
|
|
1,482 |
|
|
|
1,460 |
|
|
System Planning and Analysis, Inc. (Revolver) (9) |
|
08/16/2027 |
|
Aerospace and Defense |
|
— |
|
|
— |
|
|
|
3,706 |
|
|
|
— |
|
|
|
(58 |
) |
||
Teneo Holdings LLC |
|
07/18/2025 |
|
Diversified Financial Services |
|
|
10.16 |
% |
|
1M L+525 |
|
|
|
5,763 |
|
|
|
5,701 |
|
|
|
5,686 |
|
|
The Aegis Technologies Group, LLC |
|
10/31/2025 |
|
Aerospace and Defense |
|
|
11.51 |
% |
|
3M L+600 |
|
|
|
5,449 |
|
|
|
5,391 |
|
|
|
5,340 |
|
|
The Bluebird Group LLC |
|
07/28/2026 |
|
Professional Services |
|
|
12.15 |
% |
|
3M L+700 |
|
|
|
6,202 |
|
|
|
6,105 |
|
|
|
6,115 |
|
|
The Bluebird Group LLC (Revolver) (7), (9) |
|
07/28/2026 |
|
Professional Services |
|
|
— |
|
|
— |
|
|
|
862 |
|
|
|
— |
|
|
|
(12 |
) |
|
The Infosoft Group, LLC |
|
09/16/2024 |
|
Media: Broadcasting and Subscription |
|
|
10.42 |
% |
|
3M L+575 |
|
|
|
15,056 |
|
|
|
14,954 |
|
|
|
14,906 |
|
|
The Vertex Companies, LLC (7) |
|
08/30/2027 |
|
Construction & Engineering |
|
|
9.96 |
% |
|
1M L+550 |
|
|
|
2,148 |
|
|
|
2,114 |
|
|
|
2,103 |
|
|
The Vertex Companies, LLC (7), (9) |
|
08/30/2027 |
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
573 |
|
|
|
— |
|
|
|
(6 |
) |
The Vertex Companies, LLC (Revolver) |
|
08/30/2027 |
|
Construction & Engineering |
|
|
10.00 |
% |
|
1M L+550 |
|
|
|
237 |
|
|
|
237 |
|
|
|
232 |
|
|
The Vertex Companies, LLC (Revolver) (7), (9) |
|
08/30/2027 |
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
674 |
|
|
|
— |
|
|
|
(14 |
) |
TPC Canada Parent, Inc. and TPC US Parent, LLC (5), (10) |
|
11/24/2025 |
|
Food Products |
|
|
10.25 |
% |
|
3M L+550 |
|
|
|
4,838 |
|
|
|
4,814 |
|
|
|
4,746 |
|
|
TVC Enterprises, LLC |
|
03/26/2026 |
|
Commercial Services & Supplies |
|
|
10.59 |
% |
|
1M L+600 |
|
|
|
24,206 |
|
|
|
23,904 |
|
|
|
23,843 |
|
|
TVC Enterprises, LLC (Revolver) (7), (9) |
|
03/26/2026 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
661 |
|
|
|
— |
|
|
|
(10 |
) |
TWS Acquisition Corporation |
|
06/16/2025 |
|
Diversified Consumer Services |
|
|
11.12 |
% |
|
1M L+625 |
|
|
|
5,468 |
|
|
|
5,410 |
|
|
|
5,468 |
|
|
TWS Acquisition Corporation (Revolver) (7), (9) |
|
06/16/2025 |
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
2,628 |
|
|
|
— |
|
|
|
— |
|
Tyto Athene, LLC |
|
04/01/2028 |
|
IT Services |
|
|
10.24 |
% |
|
1M L+550 |
|
|
|
12,581 |
|
|
|
12,436 |
|
|
|
11,410 |
|
|
Tyto Athene, LLC (Revolver) (7), (9) |
|
04/01/2026 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,040 |
|
|
|
— |
|
|
|
(97 |
) |
UBEO, LLC |
|
04/03/2024 |
|
Capital Equipment |
|
|
9.66 |
% |
|
3M L+450 |
|
|
|
17,879 |
|
|
|
17,850 |
|
|
|
17,611 |
|
|
UBEO, LLC (Revolver) (9) |
|
04/03/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
2,933 |
|
|
|
— |
|
|
|
(44 |
) |
Unique Indoor Comfort, LLC |
|
05/24/2027 |
|
Diversified Consumer Services |
|
|
10.30 |
% |
|
3M L + 525 |
|
|
|
15,539 |
|
|
|
15,336 |
|
|
|
15,445 |
|
|
Unique Indoor Comfort, LLC Term Loan (7) |
|
05/24/2027 |
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
4,360 |
|
|
|
— |
|
|
|
17 |
|
Unique Indoor Comfort, LLC (Revolver) (7), (9) |
|
05/24/2027 |
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
2,000 |
|
|
|
— |
|
|
|
(12 |
) |
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS-(Continued)
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
||||||
Walker Edison Furniture, LLC - Term Loan |
|
03/31/2027 |
|
|
Wholesale |
|
|
11.52 |
% |
|
3M L+635 |
|
|
|
3,132 |
|
|
$ |
3,132 |
|
|
$ |
3,132 |
|
||
Walker Edison Furniture Company, LLC - Funded Junior Revolver |
|
03/31/2027 |
|
|
Wholesale |
|
|
11.02 |
% |
|
3M L+635 |
|
|
|
1,667 |
|
|
|
1,667 |
|
|
|
1,667 |
|
||
Walker Edison Furniture Company, LLC - Unfunded Term Loan |
|
03/31/2027 |
|
|
Wholesale |
|
|
— |
|
|
|
— |
|
|
|
417 |
|
|
|
- |
|
|
|
- |
|
|
Wildcat Buyerco, Inc. |
|
02/27/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
10.80 |
% |
|
3M L+575 |
|
|
|
9,803 |
|
|
|
9,688 |
|
|
|
9,558 |
|
||
Wildcat Buyerco, Inc. (Revolver) |
|
02/27/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
12.75 |
% |
|
3M L+475 |
|
|
|
85 |
|
|
|
82 |
|
|
|
80 |
|
||
Wildcat Buyerco, Inc. (Revolver) (9) |
|
02/27/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
448 |
|
|
|
— |
|
|
|
(11 |
) |
|
Zips Car Wash, LLC |
|
03/01/2024 |
|
|
Automobiles |
|
|
12.14 |
% |
|
3M L+725 |
|
|
|
13,360 |
|
|
|
13,267 |
|
|
|
13,059 |
|
||
Total First Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
796,060 |
|
|
|
766,255 |
|
||||
Second Lien Secured Debt—0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Mailsouth Inc. (7) |
|
04/23/2025 |
|
|
Media: Advertising, Printing and Publishing |
|
|
0.00 |
% |
(6) |
|
— |
|
|
|
1,079 |
|
|
|
965 |
|
|
|
- |
|
|
QuantiTech LLC |
|
02/04/2027 |
|
|
Aerospace and Defense |
|
|
14.71 |
% |
|
3M L+1,000 |
|
|
|
150 |
|
|
|
148 |
|
|
|
149 |
|
||
Total Second Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,113 |
|
|
|
149 |
|
||||
Preferred Equity— 2.0% (6) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Ad.net Holdings, Inc. (7),(8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
6,720 |
|
|
|
672 |
|
|
|
774 |
|
Anteriad Holdings, LP (f/k/a MeritDirect Holdings, LP) (7), (8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,018 |
|
|
|
2,018 |
|
|
|
2,613 |
|
Cartessa Aesthetics, LLC (Preferred) (8) |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,437,500 |
|
|
|
1,438 |
|
|
|
1,778 |
|
Imagine Topco, LP |
|
|
— |
|
|
Software |
|
|
8.00 |
% |
|
|
— |
|
|
|
1,236,027 |
|
|
|
1,236 |
|
|
|
1,166 |
|
Mars Intermediate Holdings II, Inc. (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
835 |
|
|
|
835 |
|
|
|
1,005 |
|
NXOF Holdings, Inc. (Tyto Athene, LLC) (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
733 |
|
|
|
733 |
|
|
|
677 |
|
ORL Holdco, Inc. (7) |
|
|
— |
|
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
1,327 |
|
|
|
133 |
|
|
|
150 |
|
Signature CR Intermediate Holdco, Inc. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
12.00 |
% |
|
|
— |
|
|
|
1,323 |
|
|
|
1,323 |
|
|
|
2,034 |
|
TPC Holding Company, LP (5), (7), (8), (10) |
|
|
— |
|
|
Food Products |
|
|
— |
|
|
|
— |
|
|
|
409 |
|
|
|
409 |
|
|
|
569 |
|
TWD Parent Holdings, LLC (The Vertex Companies, LLC) (7) |
|
|
— |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
37 |
|
|
|
37 |
|
|
|
43 |
|
UniTek Global Services, Inc. - |
|
|
— |
|
|
Telecommunications |
|
|
20.00 |
% |
|
|
— |
|
|
|
343,861 |
|
|
|
344 |
|
|
|
29 |
|
Super Senior Preferred Equity (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
UniTek Global Services, Inc. - Senior Preferred Equity (7) |
|
|
— |
|
|
Telecommunications |
|
|
19.00 |
% |
|
|
— |
|
|
|
448,851 |
|
|
|
449 |
|
|
|
— |
|
UniTek Global Services, Inc. (7) |
|
|
— |
|
|
Telecommunications |
|
|
13.50 |
% |
|
|
— |
|
|
|
1,047,317 |
|
|
|
670 |
|
|
|
— |
|
Total Preferred Equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,297 |
|
|
|
10,838 |
|
||||
Common Equity/Warrants— 16.7% (6) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
A1 Garage Equity, LLC |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
647,943 |
|
|
|
648 |
|
|
|
648 |
|
Ad.net Holdings, Inc. (7),(8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
7,467 |
|
|
|
75 |
|
|
|
16 |
|
Affinion Group Holdings, Inc. (Warrants) |
|
04/10/2024 |
|
|
Consumer Goods: Durable |
|
|
— |
|
|
|
— |
|
|
|
8,893 |
|
|
|
245 |
|
|
|
— |
|
|
AG Investco LP (7), (8) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
805,164 |
|
|
|
805 |
|
|
|
1,206 |
|
AG Investco LP (7), (8), (9) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
194,836 |
|
|
|
— |
|
|
|
— |
|
Altamira Intermediate Company II, Inc. (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,437,500 |
|
|
|
1,436 |
|
|
|
1,260 |
|
Anteriad Holdings, LP (f/k/a MeritDirect Holdings, LP) (7), (8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,018 |
|
|
|
— |
|
|
|
167 |
|
Athletico Holdings, LLC (8) |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
4,678 |
|
|
|
5,000 |
|
|
|
3,783 |
|
BioDerm Holdings, LP |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,313 |
|
|
|
1,313 |
|
|
|
1,313 |
|
Burgess Point Holdings, LP |
|
|
— |
|
|
Auto Components |
|
|
— |
|
|
|
— |
|
|
|
100 |
|
|
|
100 |
|
|
|
105 |
|
By Light Investco LP (7), (8) |
|
|
— |
|
|
High Tech Industries |
|
|
— |
|
|
|
— |
|
|
|
22,789 |
|
|
|
888 |
|
|
|
13,738 |
|
Connatix Parent, LLC (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
38,278 |
|
|
|
421 |
|
|
|
327 |
|
Crane 1 Acquisition Parent Holdings, L.P. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
130 |
|
|
|
120 |
|
|
|
167 |
|
Delta InvestCo LP (Sigma Defense Systems, LLC) (7), (8) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
615,484 |
|
|
|
602 |
|
|
|
1,376 |
|
Delta InvestCo LP (Sigma Defense Systems, LLC) (7), (8),(9) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
389,386 |
|
|
|
— |
|
|
|
— |
|
ECM Investors, LLC (7), (8) |
|
|
— |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
295,982 |
|
|
|
65 |
|
|
|
869 |
|
eCommission Holding Corporation (7), (10) |
|
|
— |
|
|
Banking, Finance, Insurance & Real Estate |
|
|
— |
|
|
|
— |
|
|
|
20 |
|
|
|
251 |
|
|
|
386 |
|
EDS Topco, LP |
|
|
— |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
1,125,000 |
|
|
|
1,125 |
|
|
|
1,125 |
|
Exigo, LLC |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
541,667 |
|
|
|
542 |
|
|
|
588 |
|
Express Wash Topco, LLC |
|
|
— |
|
|
Automobiles |
|
|
— |
|
|
|
— |
|
|
|
20,000 |
|
|
|
100 |
|
|
|
77 |
|
FedHC InvestCo LP (7),(8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
21,083 |
|
|
|
697 |
|
|
|
2,048 |
|
FedHC InvestCo LP (7),(8),(9) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
9,488 |
|
|
|
— |
|
|
|
(27 |
) |
Five Star Parent Holdings, LLC |
|
|
— |
|
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
655,714 |
|
|
|
656 |
|
|
|
656 |
|
Gauge InfosoftCoInvest, LLC |
|
|
— |
|
|
Media: Broadcasting and Subscription |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
144 |
|
|
|
1,970 |
|
(The Infosoft Group, LLC) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Gauge Lash Coinvest LLC (7) |
|
|
— |
|
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,485,953 |
|
|
|
227 |
|
|
|
6,807 |
|
Gauge Schlesinger Coinvest LLC (7) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
465 |
|
|
|
476 |
|
|
|
502 |
|
Gauge TVC Coinvest, LLC (TVC Enterprises, LLC) (7) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
391,144 |
|
|
|
— |
|
|
|
1,710 |
|
GCOM InvestCo LP (7),(8) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
19,184 |
|
|
|
3,342 |
|
|
|
3,842 |
|
Go Dawgs Capital III, LP |
|
|
— |
|
|
Building Products |
|
|
— |
|
|
|
— |
|
|
|
324,675 |
|
|
|
325 |
|
|
|
623 |
|
(American Insulated Glass, LLC) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Hancock Claims Consultants Investors, LLC (7), (8) |
|
|
— |
|
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
450,000 |
|
|
|
450 |
|
|
|
376 |
|
HV Watterson Holdings, LLC |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
100,000 |
|
|
|
100 |
|
|
|
77 |
|
Icon Partners V C, L.P. |
|
|
— |
|
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
1,863,863 |
|
|
|
1,864 |
|
|
|
1,852 |
|
Icon Partners V C, L.P. (7), (9) |
|
|
— |
|
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
636,137 |
|
|
|
— |
|
|
|
(4 |
) |
IIN Group Holdings, LLC |
|
|
— |
|
|
Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
1,000 |
|
|
|
1,000 |
|
|
|
129 |
|
(Integrative Nutrition, LLC) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Imagine Topco, LP (Common) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,236,027 |
|
|
|
— |
|
|
|
— |
|
IHS Parent Holdngs, L.P. |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,218,045 |
|
|
|
1,218 |
|
|
|
1,237 |
|
Ironclad Holdco, LLC (Applied Technical Services, LLC) (7), (8) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
5,811 |
|
|
|
573 |
|
|
|
730 |
|
ITC Infusion Co-invest, LP (8) |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
116,032 |
|
|
|
1,160 |
|
|
|
849 |
|
ITC Rumba, LLC (Cano Health, LLC) (7),(8) |
|
|
— |
|
|
Healthcare and Pharmaceuticals |
|
|
— |
|
|
|
— |
|
|
|
46,763 |
|
|
|
117 |
|
|
|
525 |
|
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS-(Continued)
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
||||||
Kentucky Racing Holdco, LLC (8) |
|
|
|
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
87,345 |
|
|
$ |
- |
|
|
$ |
776 |
|
|
Kinetic Purchaser, LLC |
|
|
— |
|
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,734,775 |
|
|
|
1,735 |
|
|
|
2,620 |
|
KL Stockton Co-Invest LP (Any Hour Services) (7),(8) |
|
|
— |
|
|
Energy Equipment and Services |
|
|
— |
|
|
|
— |
|
|
|
382,353 |
|
|
|
382 |
|
|
|
1,087 |
|
Lightspeed Investment Holdco LLC (7) |
|
|
— |
|
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
585,587 |
|
|
|
586 |
|
|
|
1,068 |
|
LJ Avalon, LP |
|
|
— |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
1,638,043 |
|
|
|
1,638 |
|
|
|
1,638 |
|
Mars Intermediate Holdings II, Inc. (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
835 |
|
|
|
— |
|
|
|
393 |
|
MDI Aggregator, LP |
|
|
— |
|
|
Commodity Chemicals |
|
|
— |
|
|
|
— |
|
|
|
10,761 |
|
|
|
1,078 |
|
|
|
1,106 |
|
Meadowlark Title, LLC (8) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
819,231 |
|
|
|
806 |
|
|
|
147 |
|
MSpark, LLC |
|
|
— |
|
|
Media: Advertising, Printing and Publishing |
|
|
— |
|
|
|
— |
|
|
|
3,988 |
|
|
|
1,287 |
|
|
|
— |
|
Municipal Emergency Services, Inc. (7) |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,973,370 |
|
|
|
2,005 |
|
|
|
1,711 |
|
NEPRT Parent Holdings, LLC (Recteq, LLC) (7), (8) |
|
|
— |
|
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
1,494 |
|
|
|
1,448 |
|
|
|
74 |
|
North Haven Saints Equity Holdings, LP (8) |
|
|
— |
|
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
223,602 |
|
|
|
224 |
|
|
|
239 |
|
NXOF Holdings, Inc. (Tyto Athene, LLC) (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
14,960 |
|
|
|
15 |
|
|
|
— |
|
OceanSound Discovery Equity, LP (Holdco Sands Intermediate, LLC) (7), (8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
173,638 |
|
|
|
1,697 |
|
|
|
3,445 |
|
OHCP V BC COI, L.P. |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
743,750 |
|
|
|
744 |
|
|
|
692 |
|
OHCP V BC COI, L.P. (8) (9) |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
506,250 |
|
|
|
— |
|
|
|
(35 |
) |
ORL Holdco, Inc. (7) |
|
|
— |
|
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
1,474 |
|
|
|
15 |
|
|
|
64 |
|
PennantPark-TSO Senior Loan Fund, LP (7) |
|
|
— |
|
|
Financial Services |
|
|
— |
|
|
|
— |
|
|
|
11,167,847 |
|
|
|
11,168 |
|
|
|
9,044 |
|
LEP Pequod Holdings, LP |
|
|
— |
|
|
Financial Services |
|
|
— |
|
|
|
— |
|
|
|
864,865 |
|
|
|
865 |
|
|
|
865 |
|
Pink Lily Holdco, LLC (PL Acquisitions, LLC) (8) |
|
|
— |
|
|
Textiles, Apparel and Luxury Goods |
|
|
— |
|
|
|
— |
|
|
|
1,735 |
|
|
|
1,735 |
|
|
|
666 |
|
Pragmatic Institute, LLC |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
610,583 |
|
|
|
611 |
|
|
|
539 |
|
Quad (U.S.) Co-Invest, L.P. |
|
|
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
266,864 |
|
|
|
267 |
|
|
|
292 |
|
|
QuantiTech InvestCo LP (7), (8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
712 |
|
|
|
68 |
|
|
|
362 |
|
QuantiTech InvestCo LP (7), (8), (9) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
955 |
|
|
|
— |
|
|
|
— |
|
QuantiTech InvestCo II LP (7), (8), |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
40 |
|
|
|
24 |
|
|
|
25 |
|
RFMG Parent, LP (Rancho Health MSO, Inc.) (7) |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,050,000 |
|
|
|
1,050 |
|
|
|
1,050 |
|
SBI Holdings Investments LLC (Sales Benchmark Index LLC) (7), (8) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
64,634 |
|
|
|
646 |
|
|
|
651 |
|
Seaway Topco, LP |
|
|
|
|
Chemicals, Plastics and Rubber |
|
|
— |
|
|
|
— |
|
|
|
296 |
|
|
|
296 |
|
|
|
282 |
|
|
Signature CR Intermediate Holdco, Inc. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
70 |
|
|
|
70 |
|
|
|
458 |
|
SP L2 Holdings, LLC (Ledge Lounger, Inc.) |
|
|
— |
|
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
360,103 |
|
|
|
360 |
|
|
|
220 |
|
SSC Dominion Holdings, LLC |
|
|
— |
|
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
500 |
|
|
|
680 |
|
Class A (US Dominion, Inc.) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
SSC Dominion Holdings, LLC |
|
|
— |
|
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
— |
|
|
|
1,016 |
|
Class B (US Dominion, Inc.) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
StellPen Holdings, LLC (CF512, Inc.) (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
161,538 |
|
|
|
162 |
|
|
|
170 |
|
TAC LifePort Holdings, LLC (7),(8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
533,833 |
|
|
|
544 |
|
|
|
641 |
|
Tower Arch Infolinks Media, LP (Infolinks Media Buyco, LLC)(8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
217,991 |
|
|
|
209 |
|
|
|
433 |
|
Tower Arch Infolinks Media, LP (Infolinks Media Buyco, LLC)(8) (9) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
147,616 |
|
|
|
— |
|
|
|
— |
|
TPC Holding Company, LP (5), (7), (8), (10) |
|
|
— |
|
|
Food Products |
|
|
— |
|
|
|
— |
|
|
|
21,527 |
|
|
|
22 |
|
|
|
34 |
|
TWD Parent Holdings, LLC (The Vertex Companies, LLC) (7) |
|
|
— |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
749 |
|
|
|
1 |
|
|
|
— |
|
UniTek Global Services, Inc. (7) |
|
|
— |
|
|
Telecommunications |
|
|
— |
|
|
|
— |
|
|
|
213,739 |
|
|
|
— |
|
|
|
— |
|
UniTek Global Services, Inc. (Warrants) (7) |
|
|
— |
|
|
Telecommunications |
|
|
— |
|
|
|
— |
|
|
|
23,889 |
|
|
|
— |
|
|
|
— |
|
UniVista Insurance (7),(8) |
|
|
— |
|
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
400 |
|
|
|
374 |
|
|
|
482 |
|
Urology Partners Co., L.P. |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
694,444 |
|
|
|
694 |
|
|
|
701 |
|
Walker Edison Furniture , LLC |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
36,458 |
|
|
|
3,393 |
|
|
|
3,309 |
|
WCP IvyRehab QP CF Feeder, LP(8) |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
3,762,257 |
|
|
|
3,693 |
|
|
|
3,619 |
|
WCP IvyRehab QP CF Feeder, LP (8), (9) |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
237,743 |
|
|
|
— |
|
|
|
(9 |
) |
Wildcat Parent, LP (Wildcat Buyerco, Inc.) (7), (8) |
|
|
— |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
2,240 |
|
|
|
224 |
|
|
|
745 |
|
Total Common Equity/Warrants |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
66,721 |
|
|
|
92,353 |
|
||||
Total Investments in Non-Controlled, Non-Affiliated Portfolio Companies |
|
|
|
|
|
|
|
|
|
|
|
874,191 |
|
|
|
869,595 |
|
|||||||||
Investments in Controlled, Affiliated Portfolio Companies—53.1% (3), (4) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||
First Lien Secured Debt—43.3% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Marketplace Events, LLC - Super Priority First Lien Term Loan (7) |
|
09/30/2025 |
|
|
Media: Diversified and Production |
|
|
10.43 |
% |
|
3M L+525 |
|
|
|
3,582 |
|
|
|
3,582 |
|
|
|
3,582 |
|
||
|
|
|
|
|
|
|
(PIK 5.25%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Marketplace Events, LLC - Super Priority First Lien (7), (9) |
|
09/30/2025 |
|
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
3,261 |
|
|
|
— |
|
|
|
— |
|
|
Marketplace Events, LLC |
|
09/30/2026 |
|
|
Media: Diversified and Production |
|
|
10.43 |
% |
|
3M L+525 |
|
|
|
26,771 |
|
|
|
20,197 |
|
|
|
26,771 |
|
||
PennantPark Senior Secured Loan Fund I LLC (7), (9), (10) |
|
05/06/2024 |
|
|
Financial Services |
|
|
12.81 |
% |
|
3M L+800 |
|
|
|
210,088 |
|
|
|
210,088 |
|
|
|
210,088 |
|
||
Total First Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
233,867 |
|
|
|
240,441 |
|
||||
Equity Interests—9.7% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
New MPE Holdings, LLC (Marketplace Events, LLC) (7),(8) |
|
|
— |
|
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
349 |
|
|
|
— |
|
|
|
2,376 |
|
PennantPark Senior Secured Loan Fund I LLC (7), (9), (10) |
|
|
— |
|
|
Financial Services |
|
|
— |
|
|
|
— |
|
|
|
90,038 |
|
|
|
90,038 |
|
|
|
51,620 |
|
Total Equity Interests |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
90,038 |
|
|
|
53,996 |
|
||||
Total Investments in Controlled, Affiliated Portfolio Companies |
|
|
|
|
|
|
|
|
|
|
|
323,905 |
|
|
|
294,437 |
|
|||||||||
Total Investments—209.9% |
|
|
|
|
|
|
|
|
|
|
|
1,198,096 |
|
|
|
1,164,032 |
|
|||||||||
Cash and Cash Equivalents—9.0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Money Market - BlackRock Federal FD Institutional 30 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
26,729 |
|
|
|
26,729 |
|
||||
Non-Money Market Cash |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
23,439 |
|
|
|
23,426 |
|
||||
Total Cash and Cash Equivalents |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
50,168 |
|
|
|
50,155 |
|
||||
Total Investments and Cash Equivalents—218.9% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$ |
1,248,264 |
|
|
$ |
1,214,187 |
|
||||
Liabilities in Excess of Other Assets—(118.9)% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(659,518 |
) |
|||||
Net Assets—100.0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$ |
554,669 |
|
|||||
—————
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS-(Continued)
MARCH 31, 2023
(in thousands, except share data)
(Unaudited)
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS
SEPTEMBER 30, 2022
(in thousands, except share data)
Issuer Name |
|
Maturity |
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
|||||
Investments in Non-Controlled, Non-Affiliated Portfolio Companies—169.5% (3), (4) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||
First Lien Secured Debt—149.7% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Ad.net Acquisition, LLC |
|
05/06/2026 |
|
Media |
|
|
9.67 |
% |
|
3M L+600 |
|
|
|
4,938 |
|
|
$ |
4,882 |
|
|
$ |
4,900 |
|
|
Ad.net Acquisition, LLC (Revolver) (7), (9) |
|
05/06/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,244 |
|
|
|
— |
|
|
|
(9 |
) |
Altamira Technologies, LLC |
|
07/24/2025 |
|
IT Services |
|
|
10.81 |
% |
|
3M L+800 |
|
|
|
4,794 |
|
|
|
4,756 |
|
|
|
4,626 |
|
|
Altamira Technologies, LLC (Revolver) (7) |
|
07/24/2025 |
|
IT Services |
|
|
11.67 |
% |
|
3M L+800 |
|
|
|
575 |
|
|
|
575 |
|
|
|
555 |
|
|
Altamira Technologies, LLC (Revolver) (7), (9) |
|
07/24/2025 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,581 |
|
|
|
— |
|
|
|
(55 |
) |
American Insulated Glass, LLC |
|
12/21/2023 |
|
Building Products |
|
|
7.79 |
% |
|
3M L+550 |
|
|
|
7,601 |
|
|
|
7,559 |
|
|
|
7,601 |
|
|
American Teleconferencing Services, Ltd.(7) |
|
06/08/2023 |
|
Telecommunications |
|
0.00% |
|
(6) |
|
— |
|
|
|
7,986 |
|
|
|
7,915 |
|
|
|
90 |
|
|
American Teleconferencing Services, Ltd. (Revolver) (7) |
|
12/08/2022 |
|
Telecommunications |
|
0.00% |
|
(6) |
|
— |
|
|
|
1,656 |
|
|
|
1,642 |
|
|
|
17 |
|
|
Amsive Holding Corporation (f/k/a Vision Purchaser Corporation) |
|
06/10/2025 |
|
Media |
|
|
9.85 |
% |
|
3M L+625 |
|
|
|
14,104 |
|
|
|
13,951 |
|
|
|
13,892 |
|
|
Anteriad, LLC (f/k/a MeritDirect, LLC) |
|
05/23/2024 |
|
Media |
|
|
9.17 |
% |
|
3M L+550 |
|
|
|
14,568 |
|
|
|
14,486 |
|
|
|
14,568 |
|
|
Anteriad, LLC (f/k/a MeritDirect, LLC) (Revolver) (7), (9) |
|
05/23/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,869 |
|
|
|
— |
|
|
|
— |
|
Any Hour Services |
|
07/21/2027 |
|
Energy Equipment and Services |
|
|
7.43 |
% |
|
3M L+525 |
|
|
|
10,536 |
|
|
|
10,432 |
|
|
|
10,326 |
|
|
Any Hour Services (Revolver) (7), (9) |
|
07/21/2027 |
|
Energy Equipment and Services |
|
|
— |
|
|
|
— |
|
|
|
1,147 |
|
|
|
— |
|
|
|
(23 |
) |
Apex Service Partners, LLC |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
6.72 |
% |
|
1M L+525 |
|
|
|
6,208 |
|
|
|
6,166 |
|
|
|
6,177 |
|
|
Apex Service Partners, LLC Term Loan B |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
9.67 |
% |
|
1M L+550 |
|
|
|
296 |
|
|
|
296 |
|
|
|
295 |
|
|
Apex Service Partners, LLC Term Loan C |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
7.75 |
% |
|
1M L+525 |
|
|
|
12,906 |
|
|
|
12,814 |
|
|
|
12,841 |
|
|
Apex Service Partners, LLC (Revolver) (7), (9) |
|
07/31/2025 |
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
1,845 |
|
|
|
— |
|
|
|
(9 |
) |
API Holding III Corp. |
|
05/11/2026 |
|
Electronic Equipment, Instruments, and Components |
|
|
7.92 |
% |
|
1M L+425 |
|
|
|
5,805 |
|
|
|
5,785 |
|
|
|
5,050 |
|
|
Applied Technical Services, LLC |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
9.42 |
% |
|
3M L+575 |
|
|
|
7,147 |
|
|
|
7,040 |
|
|
|
6,968 |
|
|
Applied Technical Services, LLC (Unfunded Term Loan) |
|
04/21/2023 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
2,298 |
|
|
|
— |
|
|
|
(32 |
) |
Applied Technical Services, LLC (Revolver) (7) |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
10.25 |
% |
|
3M L+475 |
|
|
|
255 |
|
|
|
255 |
|
|
|
248 |
|
|
Applied Technical Services, LLC (Revolver) (7), (9) |
|
12/29/2026 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,018 |
|
|
|
— |
|
|
|
(25 |
) |
Arcfield Acquisition Corp. (Revolver) (9) |
|
03/07/2028 |
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
887 |
|
|
|
— |
|
|
|
(18 |
) |
Beta Plus Technologies, Inc. |
|
07/01/2029 |
|
Internet Software and Services |
|
|
7.76 |
% |
|
1M L+525 |
|
|
|
5,000 |
|
|
|
4,901 |
|
|
|
4,900 |
|
|
Blackhawk Industrial Distribution, Inc. |
|
09/17/2024 |
|
Distributors |
|
|
8.33 |
% |
|
3M L+500 |
|
|
|
25 |
|
|
|
25 |
|
|
|
25 |
|
|
Blackhawk Industrial Distribution, Inc. (7),(9) |
|
09/17/2024 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
3,232 |
|
|
|
— |
|
|
|
(40 |
) |
Blackhawk Industrial Distribution, Inc. (Revolver) (7) |
|
09/17/2024 |
|
Distributors |
|
|
8.87 |
% |
|
3M L+500 |
|
|
|
549 |
|
|
|
549 |
|
|
|
533 |
|
|
Blackhawk Industrial Distribution, Inc. (9) |
|
09/17/2024 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
2,195 |
|
|
|
— |
|
|
|
(62 |
) |
Broder Bros., Co. |
|
12/02/2022 |
|
Textiles, Apparel and Luxury Goods |
|
|
7.39 |
% |
|
3M L+600 |
|
|
|
3,405 |
|
|
|
3,405 |
|
|
|
3,405 |
|
|
By Light Professional IT Services, LLC |
|
05/16/2024 |
|
High Tech Industries |
|
|
9.26 |
% |
|
3M L+625 |
|
|
|
27,533 |
|
|
|
27,331 |
|
|
|
27,257 |
|
|
By Light Professional IT Services, LLC (Revolver) |
|
05/16/2024 |
|
High Tech Industries |
|
|
9.75 |
% |
|
3M L+663 |
|
|
|
877 |
|
|
|
877 |
|
|
|
868 |
|
|
By Light Professional IT Services, LLC (Revolver) (9) |
|
05/16/2024 |
|
High Tech Industries |
|
|
— |
|
|
|
— |
|
|
|
3,189 |
|
|
|
— |
|
|
|
(32 |
) |
Cadence Aerospace, LLC (7) |
|
11/14/2023 |
|
Aerospace and Defense |
|
|
11.31 |
% |
|
3M L+850 |
|
|
|
3,033 |
|
|
|
3,024 |
|
|
|
3,003 |
|
|
|
|
|
|
|
|
(PIK 9.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Cartessa Aesthetics, LLC |
|
05/13/2028 |
|
Distributors |
|
|
9.55 |
% |
|
1M L+600 |
|
|
|
16,459 |
|
|
|
16,143 |
|
|
|
16,212 |
|
|
Cartessa Aesthetics, LLC (Revolver) (7) |
|
05/13/2028 |
|
Distributors |
|
|
9.55 |
% |
|
1M L+600 |
|
|
|
511 |
|
|
|
511 |
|
|
|
503 |
|
|
Cartessa Aesthetics, LLC (Revolver) (7)(9) |
|
05/13/2028 |
|
Distributors |
|
|
— |
|
|
|
|
|
|
927 |
|
|
|
- |
|
|
|
(14 |
) |
|
CF512, Inc. |
|
08/20/2026 |
|
Media |
|
|
9.28 |
% |
|
3M L+600 |
|
|
|
8,098 |
|
|
|
7,988 |
|
|
|
7,976 |
|
|
CF512, Inc. (7), (9) |
|
08/20/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
191 |
|
|
|
— |
|
|
|
(1 |
) |
CF512, Inc. (Revolver) (7), (9) |
|
08/20/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
955 |
|
|
|
— |
|
|
|
(14 |
) |
CHA Holdings, Inc. |
|
04/10/2025 |
|
Environmental Industries |
|
|
8.17 |
% |
|
3M L+450 |
|
|
|
1,581 |
|
|
|
1,577 |
|
|
|
1,581 |
|
|
Challenger Performance Optimization, Inc. (Revolver) (7), (9) |
|
08/31/2023 |
|
Business Services |
|
|
9.27 |
% |
|
1M L+675 |
|
|
|
357 |
|
|
|
357 |
|
|
|
346 |
|
|
Challenger Performance Optimization, Inc. (Revolver) (7), (9) |
|
08/31/2023 |
|
Business Services |
|
|
— |
|
|
|
— |
|
|
|
356 |
|
|
|
— |
|
|
|
(11 |
) |
Compex Legal Services, Inc. |
|
02/09/2026 |
|
Professional Services |
|
|
8.83 |
% |
|
3M L+525 |
|
|
|
8,038 |
|
|
|
8,010 |
|
|
|
8,038 |
|
|
Compex Legal Services, Inc. (Revolver) (7) |
|
02/07/2025 |
|
Professional Services |
|
|
8.92 |
% |
|
3M L+525 |
|
|
|
773 |
|
|
|
773 |
|
|
|
773 |
|
|
Compex Legal Services, Inc. (Revolver) (7), (9) |
|
02/07/2025 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
633 |
|
|
|
— |
|
|
|
— |
|
Connatix Buyer, Inc. |
|
07/13/2027 |
|
Media |
|
|
8.42 |
% |
|
3M L+550 |
|
|
|
3,907 |
|
|
|
3,841 |
|
|
|
3,810 |
|
|
Connatix Buyer, Inc. (7), (9) |
|
01/13/2023 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,105 |
|
|
|
— |
|
|
|
(32 |
) |
Connatix Buyer, Inc. (7), (9) |
|
07/13/2027 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,234 |
|
|
|
— |
|
|
|
(30 |
) |
Crane 1 Services, Inc. |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
9.39 |
% |
|
3M L+575 |
|
|
|
891 |
|
|
|
885 |
|
|
|
882 |
|
|
Crane 1 Services, Inc. (Revolver) (7) |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
224 |
|
|
|
224 |
|
|
|
222 |
|
|
Crane 1 Services, Inc. (Revolver) (7) |
|
08/16/2027 |
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
112 |
|
|
|
— |
|
|
|
(1 |
) |
Douglas Products and Packaging Company LLC |
|
10/19/2022 |
|
Chemicals, Plastics and Rubber |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
6,477 |
|
|
|
6,476 |
|
|
|
6,477 |
|
|
Douglas Products and Packaging Company LLC (Revolver) |
|
10/19/2022 |
|
Chemicals, Plastics and Rubber |
|
|
11.00 |
% |
|
P+475 |
|
|
|
2,627 |
|
|
|
2,627 |
|
|
|
2,627 |
|
|
Douglas Products and Packaging Company LLC (Revolver) (9) |
|
10/19/2022 |
|
Chemicals, Plastics and Rubber |
|
|
— |
|
|
|
— |
|
|
|
3,425 |
|
|
|
— |
|
|
|
— |
|
Douglas Sewer Intermediate, LLC |
|
10/19/2022 |
|
Chemicals, Plastics and Rubber |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
3,920 |
|
|
|
3,920 |
|
|
|
3,920 |
|
|
Dr. Squatch, LLC |
|
08/31/2027 |
|
Personal Products |
|
|
9.42 |
% |
|
3M L+600 |
|
|
|
4,428 |
|
|
|
4,356 |
|
|
|
4,362 |
|
|
Dr. Squatch, LLC (Revolver) (7) |
|
08/31/2027 |
|
Personal Products |
|
|
8.95 |
% |
|
3M L+600 |
|
|
|
1,118 |
|
|
|
1,118 |
|
|
|
1,101 |
|
|
Dr. Squatch, LLC (Revolver) (7), (9) |
|
08/31/2027 |
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
2,236 |
|
|
|
— |
|
|
|
(34 |
) |
DRS Holdings III, Inc. |
|
11/03/2025 |
|
Personal Products |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
17,111 |
|
|
|
16,993 |
|
|
|
16,564 |
|
|
DRS Holdings III, Inc. (Revolver) (7), (9) |
|
11/03/2025 |
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,426 |
|
|
|
— |
|
|
|
(46 |
) |
Duraco Specialty Tapes LLC |
|
06/30/2024 |
|
Containers and Packaging |
|
|
8.62 |
% |
|
3M L+550 |
|
|
|
3,247 |
|
|
|
3,208 |
|
|
|
3,169 |
|
|
ECL Entertainment, LLC |
|
05/01/2028 |
|
Hotels, Restaurants and Leisure |
|
|
10.62 |
% |
|
1M L+750 |
|
|
|
5,203 |
|
|
|
5,158 |
|
|
|
5,125 |
|
|
ECM Industries, LLC (Revolver) |
|
12/23/2025 |
|
Electronic Equipment, Instruments, and Components |
|
|
8.00 |
% |
|
1M L+475 |
|
|
|
514 |
|
|
|
514 |
|
|
|
490 |
|
|
ECM Industries, LLC (Revolver) (9) |
|
12/23/2025 |
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
400 |
|
|
|
— |
|
|
|
(19 |
) |
eCommission Financial Services, Inc. (10) |
|
10/05/2023 |
|
Banking, Finance, Insurance & Real Estate |
|
|
7.63 |
% |
|
1M L+500 |
|
|
|
5,837 |
|
|
|
5,837 |
|
|
|
5,837 |
|
|
eCommission Financial Services, Inc. (Revolver) (7), (10) |
|
10/05/2023 |
|
Banking, Finance, Insurance & Real Estate |
|
|
7.63 |
% |
|
1M L+500 |
|
|
|
2,500 |
|
|
|
2,500 |
|
|
|
2,500 |
|
|
eCommission Financial Services, Inc. (Revolver) (7), (9), (10) |
|
10/05/2023 |
|
Banking, Finance, Insurance & Real Estate |
|
|
— |
|
|
|
— |
|
|
|
2,500 |
|
|
|
— |
|
|
|
— |
|
Efficient Collaborative Retail Marketing Company, LLC |
|
06/15/2024 |
|
Media: Diversified and Production |
|
|
10.42 |
% |
|
3M L+675 |
|
|
|
7,150 |
|
|
|
7,123 |
|
|
|
6,936 |
|
|
Exigo Intermediate II, LLC (9) |
|
03/15/2024 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
2,758 |
|
|
|
— |
|
|
|
(41 |
) |
Exigo Intermediate II, LLC (Revolver) |
|
03/15/2027 |
|
Software |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
138 |
|
|
|
138 |
|
|
|
135 |
|
|
Exigo Intermediate II, LLC (Revolver) (9) |
|
03/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
552 |
|
|
|
— |
|
|
|
(12 |
) |
Findex Group Limited (5)(10)(11) |
|
05/31/2024 |
|
Diversified Financial Services |
|
|
7.17 |
% |
|
3M L+450 |
|
|
|
AUD 10,000 |
|
|
|
7,399 |
|
|
|
6,430 |
|
|
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS--(Continued)
SEPTEMBER 30, 2022
(in thousands, except share data)
Issuer Name |
|
Maturity |
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
|||||
Gantech Acquisition Corp. |
|
05/14/2026 |
|
IT Services |
|
|
9.37 |
% |
|
1M L+625 |
|
|
|
21,982 |
|
|
$ |
21,632 |
|
|
$ |
21,322 |
|
|
Gantech Acquisition Corp. (Revolver) (7) |
|
05/14/2026 |
|
IT Services |
|
|
9.37 |
% |
|
1M L+625 |
|
|
|
249 |
|
|
|
249 |
|
|
|
241 |
|
|
Gantech Acquisition Corp. (Revolver) (7), (9) |
|
05/14/2026 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
3,484 |
|
|
|
— |
|
|
|
(105 |
) |
Global Holdings InterCo LLC |
|
03/16/2026 |
|
Diversified Financial Services |
|
|
8.74 |
% |
|
3M L+600 |
|
|
|
3,427 |
|
|
|
3,388 |
|
|
|
3,273 |
|
|
Graffiti Buyer, Inc. (7), (9) |
|
08/10/2023 |
|
Trading Companies & Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,071 |
|
|
|
— |
|
|
|
(24 |
) |
Graffiti Buyer, Inc. (Revolver) (7) |
|
08/10/2027 |
|
Trading Companies & Distributors |
|
|
8.92 |
% |
|
3M L+575 |
|
|
|
418 |
|
|
|
418 |
|
|
|
401 |
|
|
Graffiti Buyer, Inc. (Revolver) (7), (9) |
|
08/10/2027 |
|
Trading Companies & Distributors |
|
|
— |
|
|
|
— |
|
|
|
447 |
|
|
|
— |
|
|
|
(18 |
) |
Hancock Roofing and Construction L.L.C. |
|
12/31/2026 |
|
Insurance |
|
|
8.67 |
% |
|
3M L+500 |
|
|
|
4,441 |
|
|
|
4,378 |
|
|
|
4,374 |
|
|
Hancock Roofing and Construction L.L.C. (7), (9) |
|
12/31/2022 |
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
400 |
|
|
|
— |
|
|
|
(6 |
) |
Hancock Roofing and Construction L.L.C. (Revolver) (7) |
|
12/31/2026 |
|
Insurance |
|
|
7.82 |
% |
|
3M L+500 |
|
|
|
270 |
|
|
|
270 |
|
|
|
266 |
|
|
Hancock Roofing and Construction L.L.C. (Revolver) (7), (9) |
|
12/31/2026 |
|
Insurance |
|
|
— |
|
|
|
|
|
|
480 |
|
|
|
— |
|
|
|
(7 |
) |
|
Holdco Sands Intermediate, LLC |
|
11/23/2028 |
|
Aerospace and Defense |
|
|
10.17 |
% |
|
3M L+600 |
|
|
|
4,963 |
|
|
|
4,872 |
|
|
|
4,863 |
|
|
Holdco Sands Intermediate, LLC (Revolver) (9) |
|
11/23/2027 |
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
1,791 |
|
|
|
— |
|
|
|
(36 |
) |
HW Holdco, LLC |
|
12/10/2024 |
|
Media |
|
|
6.00 |
% |
|
1M L+500 |
|
|
|
8,457 |
|
|
|
8,416 |
|
|
|
8,352 |
|
|
HW Holdco, LLC (9) |
|
12/10/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,686 |
|
|
|
— |
|
|
|
(4 |
) |
HW Holdco, LLC (Revolver) (7), (9) |
|
12/10/2024 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,452 |
|
|
|
— |
|
|
|
(18 |
) |
IDC Infusion Services, Inc. |
|
12/30/2026 |
|
Healthcare Equipment and Supplies |
|
|
10.44 |
% |
|
3M L+700 |
|
|
|
5,723 |
|
|
|
5,616 |
|
|
|
5,506 |
|
|
IDC Infusion Services, Inc. (Revolver) (9) |
|
12/30/2026 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
4,167 |
|
|
|
— |
|
|
|
(188 |
) |
IG Investments Holdings, LLC (7) |
|
09/22/2028 |
|
Professional Services |
|
|
9.45 |
% |
|
3M L+600 |
|
|
|
4,473 |
|
|
|
4,390 |
|
|
|
4,429 |
|
|
IG Investments Holdings, LLC (Revolver) (7), (9) |
|
09/22/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
477 |
|
|
|
— |
|
|
|
(5 |
) |
Imagine Acquisitionco, LLC |
|
11/15/2027 |
|
Software |
|
|
8.42 |
% |
|
3M L+550 |
|
|
|
3,979 |
|
|
|
3,909 |
|
|
|
3,879 |
|
|
Imagine Acquisitionco, LLC (9) |
|
11/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,657 |
|
|
|
— |
|
|
|
(25 |
) |
Imagine Acquisitionco, LLC (Revolver) (9) |
|
11/15/2027 |
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,193 |
|
|
|
— |
|
|
|
(30 |
) |
Inception Fertility Ventures, LLC |
|
12/07/2023 |
|
Healthcare Providers and Services |
|
|
10.13 |
% |
|
3M L+715 |
|
|
|
14,954 |
|
|
|
14,711 |
|
|
|
14,804 |
|
|
Infolinks Media Buyco, LLC |
|
11/01/2026 |
|
Media |
|
|
9.42 |
% |
|
3M L+575 |
|
|
|
2,625 |
|
|
|
2,581 |
|
|
|
2,625 |
|
|
Infolinks Media Buyco, LLC (9) |
|
11/01/2023 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
969 |
|
|
|
— |
|
|
|
10 |
|
Integrative Nutrition, LLC |
|
09/29/2023 |
|
Consumer Services |
|
|
8.42 |
% |
|
3M L+450 |
|
|
|
15,636 |
|
|
|
15,600 |
|
|
|
15,323 |
|
|
Integrative Nutrition, LLC (Revolver) (7), (9) |
|
09/29/2023 |
|
Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
5,000 |
|
|
|
— |
|
|
|
— |
|
Integrity Marketing Acquisition, LLC (7) |
|
08/27/2025 |
|
Insurance |
|
|
7.58 |
% |
|
SOFR+550 |
|
|
|
15,825 |
|
|
|
15,697 |
|
|
|
15,667 |
|
|
ITI Holdings, Inc. (Revolver) |
|
03/03/2028 |
|
IT Services |
|
|
8.25 |
% |
|
3M L+550 |
|
|
|
133 |
|
|
|
133 |
|
|
|
130 |
|
|
ITI Holdings, Inc. (Revolver) (9) |
|
03/03/2028 |
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
532 |
|
|
|
— |
|
|
|
(11 |
) |
K2 Pure Solutions NoCal, L.P. (Revolver) (7), (9) |
|
12/20/2023 |
|
Chemicals, Plastics and Rubber |
|
|
— |
|
|
|
— |
|
|
|
1,429 |
|
|
|
— |
|
|
|
— |
|
Kinetic Purchaser, LLC |
|
11/10/2027 |
|
Personal Products |
|
|
9.67 |
% |
|
3M L+600 |
|
|
|
17,428 |
|
|
|
17,120 |
|
|
|
17,079 |
|
|
Kinetic Purchaser, LLC - (Revolver) (9) |
|
11/10/2026 |
|
Personal Products |
|
|
9.67 |
% |
|
3M L+600 |
|
|
|
3,435 |
|
|
|
3,435 |
|
|
|
3,366 |
|
|
Lash OpCo, LLC |
|
02/18/2027 |
|
Personal Products |
|
|
11.17 |
% |
|
1M L+700 |
|
|
|
10,511 |
|
|
|
10,323 |
|
|
|
10,300 |
|
|
Lash OpCo, LLC (Revolver) (7) |
|
08/16/2026 |
|
Personal Products |
|
|
9.38 |
% |
|
1M L+700 |
|
|
|
599 |
|
|
|
599 |
|
|
|
587 |
|
|
Lash OpCo, LLC (Revolver) (7), (9) |
|
08/16/2026 |
|
Personal Products |
|
|
— |
|
|
|
|
|
|
1,321 |
|
|
|
— |
|
|
|
(26 |
) |
|
LAV Gear Holdings, Inc. |
|
10/31/2024 |
|
Capital Equipment |
|
|
9.95 |
% |
|
1M L+750 |
|
|
|
9,565 |
|
|
|
9,542 |
|
|
|
9,345 |
|
|
|
|
|
|
|
|
(PIK 5.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
LAV Gear Holdings, Inc. (Revolver) (7) |
|
10/31/2024 |
|
Capital Equipment |
|
|
9.95 |
% |
|
1M L+750 |
|
|
|
1,721 |
|
|
|
1,721 |
|
|
|
1,681 |
|
|
|
|
|
|
|
|
(PIK 5.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Ledge Lounger, Inc. |
|
11/09/2026 |
|
Leisure Products |
|
|
9.92 |
% |
|
3M L+625 |
|
|
|
3,747 |
|
|
|
3,683 |
|
|
|
3,691 |
|
|
Ledge Lounger, Inc. (Revolver) (9) |
|
11/09/2026 |
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
789 |
|
|
|
— |
|
|
|
(12 |
) |
Lightspeed Buyer Inc. |
|
02/03/2026 |
|
Healthcare Technology |
|
|
8.87 |
% |
|
1M L+575 |
|
|
|
24,357 |
|
|
|
24,065 |
|
|
|
23,566 |
|
|
Lightspeed Buyer Inc. (Revolver) (7) |
|
02/03/2026 |
|
Healthcare Technology |
|
|
8.87 |
% |
|
1M L+575 |
|
|
|
1,083 |
|
|
|
1,083 |
|
|
|
1,048 |
|
|
Lightspeed Buyer Inc. (Revolver) (7) (9) |
|
02/03/2026 |
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
1,416 |
|
|
|
— |
|
|
|
(46 |
) |
Lucky Bucks, LLC |
|
07/20/2027 |
|
Hotels, Restaurants and Leisure |
|
|
8.31 |
% |
|
3M L+550 |
|
|
|
4,331 |
|
|
|
4,258 |
|
|
|
3,183 |
|
|
MAG DS Corp. |
|
04/01/2027 |
|
Aerospace and Defense |
|
|
9.17 |
% |
|
1M L+550 |
|
|
|
3,714 |
|
|
|
3,576 |
|
|
|
3,379 |
|
|
Mars Acquisition Holdings Corp. |
|
05/14/2026 |
|
Media |
|
|
8.62 |
% |
|
3M L+550 |
|
|
|
6,052 |
|
|
|
5,958 |
|
|
|
6,022 |
|
|
Mars Acquisition Holdings Corp. (Revolver)(7)(9) |
|
05/14/2026 |
|
Media |
|
|
— |
|
|
|
— |
|
|
|
1,624 |
|
|
|
— |
|
|
|
(8 |
) |
MBS Holdings, Inc. (Revolver)(7)(9) |
|
04/16/2027 |
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
1,157 |
|
|
|
— |
|
|
|
(12 |
) |
MDI Buyer, Inc. - Unfunded Term Loan |
|
07/25/2028 |
|
Commodity Chemicals |
|
|
— |
|
|
|
— |
|
|
|
1,804 |
|
|
|
— |
|
|
|
(18 |
) |
MDI Buyer, inc. (Revolver) (9) |
|
07/25/2028 |
|
Commodity Chemicals |
|
|
— |
|
|
|
— |
|
|
|
773 |
|
|
|
— |
|
|
|
(8 |
) |
Meadowlark Acquirer, LLC |
|
12/10/2027 |
|
Professional Services |
|
|
9.17 |
% |
|
3M L+550 |
|
|
|
1,319 |
|
|
|
1,306 |
|
|
|
1,305 |
|
|
Meadowlark Acquirer, LLC - Term Loan I (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,782 |
|
|
|
— |
|
|
|
— |
|
Meadowlark Acquirer, LLC - Term Loan II (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
9,483 |
|
|
|
— |
|
|
|
— |
|
Meadowlark Acquirer, LLC (Revolver) (9) |
|
12/10/2027 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,693 |
|
|
|
— |
|
|
|
(17 |
) |
Mission Critical Electronics, Inc. |
|
03/28/2024 |
|
Capital Equipment |
|
|
8.03 |
% |
|
SOFR +500 |
|
|
|
3,430 |
|
|
|
3,395 |
|
|
|
3,389 |
|
|
Mission Critical Electronics, Inc. (9) |
|
03/28/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
883 |
|
|
|
— |
|
|
|
(7 |
) |
Mission Critical Electronics, Inc. (Revolver) (7) |
|
03/28/2024 |
|
Capital Equipment |
|
|
6.67 |
% |
|
1M L+500 |
|
|
|
557 |
|
|
|
557 |
|
|
|
550 |
|
|
Mission Critical Electronics, Inc. (Revolver) (7), (9) |
|
03/28/2024 |
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
769 |
|
|
|
— |
|
|
|
(9 |
) |
Municipal Emergency Services, Inc. (7) |
|
09/28/2027 |
|
Distributors |
|
|
8.67 |
% |
|
3M L+500 |
|
|
|
354 |
|
|
|
351 |
|
|
|
334 |
|
|
Municipal Emergency Services, Inc. (7), (9) |
|
09/28/2027 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
592 |
|
|
|
— |
|
|
|
(29 |
) |
Municipal Emergency Services, Inc. (Revolver) (7) |
|
09/28/2027 |
|
Distributors |
|
|
8.67 |
% |
|
3M L+500 |
|
|
|
142 |
|
|
|
142 |
|
|
|
134 |
|
|
Municipal Emergency Services, Inc. (Revolver) (7), (9) |
|
09/28/2027 |
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
805 |
|
|
|
— |
|
|
|
(47 |
) |
NBH Group LLC (Revolver) (7), (9) |
|
08/19/2026 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,677 |
|
|
|
— |
|
|
|
— |
|
OIS Management Services, LLC |
|
07/09/2026 |
|
Healthcare Equipment and Supplies |
|
|
9.45 |
% |
|
SOFR + 575 |
|
|
|
1,975 |
|
|
|
1,951 |
|
|
|
1,975 |
|
|
OIS Management Services, LLC (Revolver) (7), (9) |
|
07/09/2026 |
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
444 |
|
|
|
— |
|
|
|
— |
|
One Stop Mailing, LLC |
|
05/07/2027 |
|
Air Freight and Logistics |
|
|
9.37 |
% |
|
3M L+625 |
|
|
|
8,759 |
|
|
|
8,612 |
|
|
|
8,496 |
|
|
ORL Acquisition, Inc. (7) |
|
09/03/2027 |
|
Consumer Finance |
|
|
8.92 |
% |
|
3M L+525 |
|
|
|
7,195 |
|
|
|
7,069 |
|
|
|
7,195 |
|
|
ORL Acquisition, Inc. (Revolver) (7), (9) |
|
09/03/2027 |
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
861 |
|
|
|
— |
|
|
|
— |
|
Output Services Group, Inc. |
|
03/27/2024 |
|
Business Services |
|
|
9.80 |
% |
|
1M L+675 |
|
|
|
4,874 |
|
|
|
4,592 |
|
|
|
3,704 |
|
|
Owl Acquisition, LLC |
|
02/04/2028 |
|
Professional Services |
|
|
8.41 |
% |
|
3M L+575 |
|
|
|
3,990 |
|
|
|
3,874 |
|
|
|
3,890 |
|
|
Ox Two, LLC |
|
05/18/2026 |
|
Construction and Building |
|
|
9.81 |
% |
|
1M L+700 |
|
|
|
25,772 |
|
|
|
25,440 |
|
|
|
25,257 |
|
|
Ox Two, LLC (Revolver) (7) |
|
05/18/2026 |
|
Construction and Building |
|
|
9.81 |
% |
|
1M L+700 |
|
|
|
2,484 |
|
|
|
2,484 |
|
|
|
2,434 |
|
|
Ox Two, LLC (Revolver) (9) |
|
05/18/2026 |
|
Construction and Building |
|
|
— |
|
|
|
— |
|
|
|
903 |
|
|
|
— |
|
|
|
(18 |
) |
PL Acquisitionco, LLC |
|
11/09/2027 |
|
Textiles, Apparel and Luxury Goods |
|
|
9.62 |
% |
|
3M L+650 |
|
|
|
6,110 |
|
|
|
6,015 |
|
|
|
5,958 |
|
|
PL Acquisitionco, LLC - (Revolver) (9) |
|
11/09/2027 |
|
Textiles, Apparel and Luxury Goods |
|
|
— |
|
|
|
— |
|
|
|
2,290 |
|
|
|
— |
|
|
|
(57 |
) |
Plant Health Intermediate, Inc. |
|
10/19/2022 |
|
Chemicals, Plastics and Rubber |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
637 |
|
|
|
637 |
|
|
|
637 |
|
|
PlayPower, Inc. |
|
05/08/2026 |
|
Leisure Products |
|
|
9.17 |
% |
|
1M L+550 |
|
|
|
3,440 |
|
|
|
3,419 |
|
|
|
3,078 |
|
|
PRA Events, Inc. |
|
08/07/2025 |
|
Business Services |
|
|
14.17 |
% |
|
1M L+1,050 |
|
|
|
3,323 |
|
|
|
2,903 |
|
|
|
3,323 |
|
|
|
|
|
|
|
|
(PIK 10.50%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||
Pragmatic Institute, LLC - Unfunded Term Loan |
|
07/06/2028 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
2,290 |
|
|
|
— |
|
|
|
— |
|
Pragmatic Institute, LLC (Revolver) |
|
07/06/2028 |
|
Professional Services |
|
|
9.30 |
% |
|
3M L+575 |
|
|
|
305 |
|
|
|
305 |
|
|
|
302 |
|
|
Pragmatic Institute, LLC (Revolver) (9) |
|
07/06/2028 |
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
1,221 |
|
|
|
— |
|
|
|
(12 |
) |
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS--(Continued)
SEPTEMBER 30, 2022
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
||||||
Quantic Electronics, LLC |
|
11/19/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
9.92 |
% |
|
1M L+600 |
|
|
|
4,706 |
|
|
$ |
4,632 |
|
|
$ |
4,612 |
|
||
Quantic Electronics, LLC (Revolver) (7) |
|
11/19/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
9.51 |
% |
|
1M L+600 |
|
|
|
268 |
|
|
|
268 |
|
|
|
263 |
|
||
Quantic Electronics, LLC (Revolver) (7), (9) |
|
11/19/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
402 |
|
|
|
— |
|
|
|
(8 |
) |
|
Questex, LLC |
|
09/09/2024 |
|
|
Media: Diversified and Production |
|
|
7.45 |
% |
|
3M L+500 |
|
|
|
7,200 |
|
|
|
7,146 |
|
|
|
7,056 |
|
||
Questex, LLC (Revolver) (7), (9) |
|
09/09/2024 |
|
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
1,197 |
|
|
|
— |
|
|
|
(24 |
) |
|
Rancho Health MSO, Inc. (7) |
|
12/18/2025 |
|
|
Healthcare Equipment and Supplies |
|
|
7.75 |
% |
|
3M L+550 |
|
|
|
1,040 |
|
|
|
1,040 |
|
|
|
1,040 |
|
||
Rancho Health MSO, Inc. (Revolver) (7), (9) |
|
12/18/2025 |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
525 |
|
|
|
— |
|
|
|
— |
|
|
Recteq, LLC |
|
01/29/2026 |
|
|
Leisure Products |
|
|
9.92 |
% |
|
3M L+600 |
|
|
|
1,478 |
|
|
|
1,457 |
|
|
|
1,426 |
|
||
Recteq, LLC (Revolver) (7) |
|
01/29/2026 |
|
|
Leisure Products |
|
|
9.92 |
% |
|
3M L+600 |
|
|
|
360 |
|
|
|
360 |
|
|
|
347 |
|
||
Recteq, LLC (Revolver) (7), (9) |
|
01/29/2026 |
|
|
Leisure Products |
|
|
— |
|
|
|
|
|
|
936 |
|
|
|
— |
|
|
|
(33 |
) |
||
Research Now Group, Inc. and Dynata, LLC |
|
12/20/2024 |
|
|
Business Services |
|
|
8.84 |
% |
|
3M L+550 |
|
|
|
17,142 |
|
|
|
16,985 |
|
|
|
15,406 |
|
||
Riverpoint Medical, LLC |
|
06/20/2025 |
|
|
Healthcare Equipment and Supplies |
|
|
8.65 |
% |
|
3M L+575 |
|
|
|
7,980 |
|
|
|
7,924 |
|
|
|
7,781 |
|
||
Riverpoint Medical, LLC (Revolver) (7), (9) |
|
06/20/2025 |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
909 |
|
|
|
— |
|
|
|
(23 |
) |
|
Riverside Assessments, LLC |
|
03/10/2025 |
|
|
Professional Services |
|
|
9.95 |
% |
|
3M L+625 |
|
|
|
15,356 |
|
|
|
15,201 |
|
|
|
15,049 |
|
||
Sales Benchmark Index LLC |
|
01/03/2025 |
|
|
Professional Services |
|
|
9.67 |
% |
|
3M L+600 |
|
|
|
7,105 |
|
|
|
7,034 |
|
|
|
7,034 |
|
||
Sales Benchmark Index LLC (Revolver) (7), (9) |
|
01/03/2025 |
|
|
Professional Services |
|
— |
|
|
|
— |
|
|
|
1,293 |
|
|
|
— |
|
|
|
(13 |
) |
||
Sargent & Greenleaf Inc. |
|
12/20/2024 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
8.62 |
% |
|
1M L+550 |
|
|
|
3,487 |
|
|
|
3,462 |
|
|
|
3,452 |
|
||
Sargent & Greenleaf Inc. (Revolver) |
|
12/20/2024 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
8.28 |
% |
|
1M L+550 |
|
|
|
1,048 |
|
|
|
1,048 |
|
|
|
1,037 |
|
||
Sargent & Greenleaf Inc. (Revolver) (9) |
|
12/20/2024 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
9 |
|
|
|
— |
|
|
|
— |
|
|
Schlesinger Global, Inc. |
|
07/14/2025 |
|
|
Professional Services |
|
|
10.27 |
% |
|
SOFR + 700 |
|
|
|
14,560 |
|
|
|
14,467 |
|
|
|
14,196 |
|
||
Schlesinger Global, Inc. (Revolver) |
|
07/14/2025 |
|
|
Professional Services |
|
|
10.14 |
% |
|
1M L+600 |
|
|
|
1,487 |
|
|
|
1,487 |
|
|
|
1,450 |
|
||
Schlesinger Global, Inc. (Revolver) (7), (9) |
|
07/14/2025 |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
385 |
|
|
|
— |
|
|
|
(10 |
) |
|
Seaway Buyer, LLC |
|
06/13/2029 |
|
|
Chemicals, Plastics and Rubber |
|
|
9.41 |
% |
|
3M L+575 |
|
|
|
6,940 |
|
|
|
6,836 |
|
|
|
6,836 |
|
||
Sigma Defense Systems, LLC |
|
12/18/2025 |
|
|
IT Services |
|
|
12.17 |
% |
|
3M L+850 |
|
|
|
10,969 |
|
|
|
10,742 |
|
|
|
10,750 |
|
||
Sigma Defense Systems, LLC (Revolver) (7) |
|
12/18/2025 |
|
|
IT Services |
|
|
12.17 |
% |
|
3M L+850 |
|
|
|
996 |
|
|
|
996 |
|
|
|
976 |
|
||
Sigma Defense Systems, LLC (Revolver) (7), (9) |
|
12/18/2025 |
|
|
IT Services |
|
|
— |
|
|
|
|
|
|
1,625 |
|
|
|
— |
|
|
|
(32 |
) |
||
Signature Systems Holding Company |
|
05/03/2024 |
|
|
Commercial Services & Supplies |
|
|
10.17 |
% |
|
1M L+650 |
|
|
|
10,358 |
|
|
|
10,301 |
|
|
|
10,280 |
|
||
Signature Systems Holding Company (Revolver) (9) |
|
05/03/2024 |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,747 |
|
|
|
— |
|
|
|
(13 |
) |
|
Smile Brands Inc. |
|
10/14/2025 |
|
|
Healthcare and Pharmaceuticals |
|
|
7.42 |
% |
|
1M L+450 |
|
|
|
2,462 |
|
|
|
2,462 |
|
|
|
2,370 |
|
||
Smile Brands Inc. (Revolver) (7), (9) |
|
10/14/2025 |
|
|
Healthcare and Pharmaceuticals |
|
|
— |
|
|
|
— |
|
|
|
1,508 |
|
|
|
— |
|
|
|
(57 |
) |
|
Smile Brands Inc. LC (Revolver) (7), (9) |
|
10/14/2025 |
|
|
Healthcare and Pharmaceuticals |
|
|
— |
|
|
|
— |
|
|
|
108 |
|
|
|
— |
|
|
|
(4 |
) |
|
Solutionreach, Inc. |
|
01/17/2024 |
|
|
Healthcare Technology |
|
|
8.87 |
% |
|
3M L+575 |
|
|
|
5,740 |
|
|
|
5,705 |
|
|
|
5,602 |
|
||
Solutionreach, Inc. (Revolver) (7), (9) |
|
01/17/2024 |
|
|
Healthcare Technology |
|
— |
|
|
|
— |
|
|
|
1,665 |
|
|
|
— |
|
|
|
(40 |
) |
||
Spear Education, LLC |
|
02/26/2025 |
|
|
Professional Services |
|
|
9.42 |
% |
|
3M L+575 |
|
|
|
14,747 |
|
|
|
14,642 |
|
|
|
14,747 |
|
||
Spendmend Holdings LLC |
|
03/01/2028 |
|
|
Healthcare Technology |
|
|
8.63 |
% |
|
SOFR + 575 |
|
|
|
3,216 |
|
|
|
3,179 |
|
|
|
3,126 |
|
||
Spendmend Holdings LLC (9) |
|
03/01/2023 |
|
|
Healthcare Technology |
|
— |
|
|
|
— |
|
|
|
1,771 |
|
|
|
— |
|
|
|
(36 |
) |
||
Spendmend Holdings LLC (Revolver) |
|
03/01/2028 |
|
|
Healthcare Technology |
|
|
8.63 |
% |
|
3M L+575 |
|
|
|
119 |
|
|
|
119 |
|
|
|
116 |
|
||
Spendmend Holdings LLC (Revolver) (9) |
|
03/01/2028 |
|
|
Healthcare Technology |
|
— |
|
|
|
— |
|
|
|
772 |
|
|
|
— |
|
|
|
(22 |
) |
||
STV Group Incorporated |
|
12/11/2026 |
|
|
Construction & Engineering |
|
|
8.37 |
% |
|
1M L+525 |
|
|
|
4,752 |
|
|
|
4,718 |
|
|
|
4,704 |
|
||
System Planning and Analysis, Inc. |
|
08/16/2027 |
|
|
Aerospace and Defense |
|
|
8.73 |
% |
|
SOFR+600 |
|
|
|
18,560 |
|
|
|
18,237 |
|
|
|
18,263 |
|
||
System Planning and Analysis, Inc. (Revolver) |
|
08/16/2027 |
|
|
Aerospace and Defense |
|
— |
|
|
— |
|
|
|
5,188 |
|
|
|
— |
|
|
|
(83 |
) |
|||
Teneo Holdings LLC |
|
07/18/2025 |
|
|
Diversified Financial Services |
|
|
8.38 |
% |
|
1M L+525 |
|
|
|
5,793 |
|
|
|
5,718 |
|
|
|
5,455 |
|
||
The Aegis Technologies Group, LLC |
|
10/31/2025 |
|
|
Aerospace and Defense |
|
|
9.55 |
% |
|
3M L+600 |
|
|
|
4,921 |
|
|
|
4,868 |
|
|
|
4,872 |
|
||
The Bluebird Group LLC |
|
07/27/2026 |
|
|
Professional Services |
|
|
10.67 |
% |
|
3M L+700 |
|
|
|
6,265 |
|
|
|
6,162 |
|
|
|
6,328 |
|
||
The Bluebird Group LLC (Revolver) (7), (9) |
|
07/27/2026 |
|
|
Professional Services |
|
— |
|
|
— |
|
|
|
862 |
|
|
|
— |
|
|
|
9 |
|
|||
The Infosoft Group, LLC |
|
09/16/2024 |
|
|
Media: Broadcasting and Subscription |
|
|
8.51 |
% |
|
3M L+575 |
|
|
|
15,229 |
|
|
|
15,120 |
|
|
|
15,115 |
|
||
The Vertex Companies, LLC (7) |
|
08/30/2027 |
|
|
Construction & Engineering |
|
|
8.18 |
% |
|
1M L+550 |
|
|
|
2,159 |
|
|
|
2,122 |
|
|
|
2,148 |
|
||
The Vertex Companies, LLC (7), (9) |
|
08/30/2027 |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
573 |
|
|
|
— |
|
|
|
3 |
|
|
The Vertex Companies, LLC (Revolver) |
|
08/30/2027 |
|
|
Construction & Engineering |
|
|
8.26 |
% |
|
1M L+550 |
|
|
|
182 |
|
|
|
182 |
|
|
|
181 |
|
||
The Vertex Companies, LLC (Revolver) (7), (9) |
|
08/30/2027 |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
729 |
|
|
|
— |
|
|
|
(4 |
) |
|
TPC Canada Parent, Inc. and TPC US Parent, LLC (5), (10) |
|
11/24/2025 |
|
|
Food Products |
|
|
7.78 |
% |
|
3M L+550 |
|
|
|
4,863 |
|
|
|
4,834 |
|
|
|
4,717 |
|
||
TVC Enterprises, LLC |
|
03/26/2026 |
|
|
Commercial Services & Supplies |
|
|
8.87 |
% |
|
1M L+600 |
|
|
|
24,721 |
|
|
|
24,378 |
|
|
|
24,103 |
|
||
TVC Enterprises, LLC (Revolver) (7), (9) |
|
03/26/2026 |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
661 |
|
|
|
— |
|
|
|
(17 |
) |
|
TWS Acquisition Corporation |
|
06/16/2025 |
|
|
Diversified Consumer Services |
|
|
8.76 |
% |
|
1M L+625 |
|
|
|
5,468 |
|
|
|
5,398 |
|
|
|
5,441 |
|
||
TWS Acquisition Corporation (Revolver) (7), (9) |
|
06/16/2025 |
|
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
2,628 |
|
|
|
— |
|
|
|
(13 |
) |
|
Tyto Athene, LLC |
|
04/01/2028 |
|
|
IT Services |
|
|
7.76 |
% |
|
1M L+550 |
|
|
|
12,644 |
|
|
|
12,487 |
|
|
|
11,746 |
|
||
Tyto Athene, LLC (Revolver) (7), (9) |
|
04/01/2026 |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,040 |
|
|
|
— |
|
|
|
(74 |
) |
|
UBEO, LLC |
|
04/03/2024 |
|
|
Capital Equipment |
|
|
7.60 |
% |
|
3M L+450 |
|
|
|
17,926 |
|
|
|
17,860 |
|
|
|
17,657 |
|
||
UBEO, LLC (Revolver) |
|
04/03/2024 |
|
|
Capital Equipment |
|
|
9.00 |
% |
|
3M L+275 |
|
|
|
587 |
|
|
|
587 |
|
|
|
578 |
|
||
UBEO, LLC (Revolver) (9) |
|
04/03/2024 |
|
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
2,347 |
|
|
|
— |
|
|
|
(35 |
) |
|
Unique Indoor Comfort, LLC |
|
05/24/2027 |
|
|
Diversified Consumer Services |
|
|
8.95 |
% |
|
3M L + 525 |
|
|
|
9,217 |
|
|
|
9,126 |
|
|
|
9,014 |
|
||
Unique Indoor Comfort, LLC Term Loan (7) |
|
05/24/2027 |
|
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
10,760 |
|
|
|
— |
|
|
|
(129 |
) |
|
Unique Indoor Comfort, LLC (Revolver) (7), (9) |
|
05/24/2027 |
|
|
Diversified Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
2,000 |
|
|
|
— |
|
|
|
(44 |
) |
|
Walker Edison Furniture Company LLC |
|
03/31/2027 |
|
|
Wholesale |
|
|
12.42 |
% |
|
1M L+875 |
|
|
|
12,684 |
|
|
|
12,434 |
|
|
|
8,474 |
|
||
Wildcat Buyerco, Inc. |
|
02/27/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
9.38 |
% |
|
3M L+575 |
|
|
|
9,853 |
|
|
|
9,717 |
|
|
|
9,532 |
|
||
Wildcat Buyerco, Inc. (Revolver) (9) |
|
02/27/2026 |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
534 |
|
|
|
— |
|
|
|
(34 |
) |
|
Zips Car Wash, LLC |
|
03/01/2024 |
|
|
Automobiles |
|
|
10.30 |
% |
|
3M L+725 |
|
|
|
13,428 |
|
|
|
13,284 |
|
|
|
13,092 |
|
||
Total First Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
815,742 |
|
|
|
789,107 |
|
||||
Second Lien Secured Debt—0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Mailsouth Inc. (7) |
|
04/23/2025 |
|
|
Media: Advertising, Printing and Publishing |
|
|
0.00 |
% |
(6) |
|
— |
|
|
|
1,001 |
|
|
|
965 |
|
|
|
- |
|
|
|
|
|
|
|
|
|
(PIK 15.00%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
QuantiTech LLC |
|
02/04/2027 |
|
|
Aerospace and Defense |
|
|
12.68 |
% |
|
3M L+1,000 |
|
|
|
150 |
|
|
|
148 |
|
|
|
147 |
|
||
Total Second Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,113 |
|
|
|
147 |
|
||||
Preferred Equity— 1.6% (6) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Ad.net Holdings, Inc. (7),(8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
6,720 |
|
|
$ |
672 |
|
|
$ |
747 |
|
Cartessa Aesthetics, LLC |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,437,500 |
|
|
|
1,438 |
|
|
|
1,499 |
|
Imagine Topco, LP |
|
|
— |
|
|
Software |
|
|
8.00 |
% |
|
|
— |
|
|
|
1,236,027 |
|
|
|
1,236 |
|
|
|
1,170 |
|
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS--(Continued)
SEPTEMBER 30, 2022
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
||||||
Mars Intermediate Holdings II, Inc. (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
835 |
|
|
$ |
835 |
|
|
$ |
976 |
|
Anteriad Holdings, LP (f/k/a MeritDirect Holdings, LP) (7), (8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,018 |
|
|
|
2,018 |
|
|
|
2,537 |
|
NXOF Holdings, Inc. (Tyto Athene, LLC) (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
733 |
|
|
|
733 |
|
|
|
1,042 |
|
ORL Holdco, Inc. (7) |
|
|
— |
|
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
1,327 |
|
|
|
133 |
|
|
|
144 |
|
Signature CR Intermediate Holdco, Inc. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
12.00 |
% |
|
|
— |
|
|
|
1,323 |
|
|
|
1,323 |
|
|
|
1,674 |
|
TPC Holding Company, LP (5), (7), (10) |
|
|
— |
|
|
Food Products |
|
|
— |
|
|
|
— |
|
|
|
409 |
|
|
|
409 |
|
|
|
116 |
|
TWD Parent Holdings, LLC (The Vertex Companies, LLC) (7) |
|
|
— |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
37 |
|
|
|
37 |
|
|
|
40 |
|
UniTek Global Services, Inc. - |
|
|
— |
|
|
Telecommunications |
|
|
20.00 |
% |
|
|
— |
|
|
|
343,861 |
|
|
|
344 |
|
|
|
— |
|
Super Senior Preferred Equity (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
UniTek Global Services, Inc. - Senior Preferred Equity (7) |
|
|
— |
|
|
Telecommunications |
|
|
19.00 |
% |
|
|
— |
|
|
|
448,851 |
|
|
|
449 |
|
|
|
— |
|
UniTek Global Services, Inc. (7) |
|
|
— |
|
|
Telecommunications |
|
|
13.50 |
% |
|
|
— |
|
|
|
1,047,317 |
|
|
|
670 |
|
|
|
— |
|
Total Preferred Equity |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10,297 |
|
|
|
9,945 |
|
||||
Common Equity/Warrants— 18.1% (6) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Ad.net Holdings, Inc. (7),(8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
7,467 |
|
|
|
75 |
|
|
|
98 |
|
Affinion Group Holdings, Inc. (Warrants)(7) |
|
04/10/2024 |
|
|
Consumer Goods: Durable |
|
|
— |
|
|
|
— |
|
|
|
8,893 |
|
|
|
245 |
|
|
|
— |
|
|
AG Investco LP (7), (8) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
805,164 |
|
|
|
805 |
|
|
|
1,127 |
|
AG Investco LP (7), (8), (9) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
194,836 |
|
|
|
— |
|
|
|
— |
|
Altamira Intermediate Company II, Inc. (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
1,437,500 |
|
|
|
1,438 |
|
|
|
906 |
|
Anteriad Holdings, LP (f/k/a MeritDirect Holdings, LP) (7), (8) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
2,018 |
|
|
|
— |
|
|
|
480 |
|
Athletico Holdings, LLC |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
4,678 |
|
|
|
5,000 |
|
|
|
4,758 |
|
Burgess Point Holdings, LP |
|
|
— |
|
|
Auto Components |
|
|
— |
|
|
|
— |
|
|
|
100 |
|
|
|
100 |
|
|
|
101 |
|
By Light Investco LP (7), (8) |
|
|
— |
|
|
High Tech Industries |
|
|
— |
|
|
|
— |
|
|
|
22,090 |
|
|
|
193 |
|
|
|
18,085 |
|
By Light Investco LP (7), (8), (9) |
|
|
— |
|
|
High Tech Industries |
|
|
— |
|
|
|
— |
|
|
|
3,223 |
|
|
|
— |
|
|
|
— |
|
CI (Allied) Investment Holdings, LLC |
|
|
— |
|
|
Business Services |
|
|
— |
|
|
|
— |
|
|
|
120,962 |
|
|
|
1,243 |
|
|
|
1,651 |
|
(PRA Events, Inc.) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Connatix Parent, LLC (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
38,278 |
|
|
|
421 |
|
|
|
459 |
|
Crane 1 Acquisition Parent Holdings, L.P. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
130 |
|
|
|
120 |
|
|
|
140 |
|
Delta InvestCo LP (Sigma Defense Systems, LLC) (7), (8) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
615,484 |
|
|
|
602 |
|
|
|
1,255 |
|
Delta InvestCo LP (Sigma Defense Systems, LLC) (7), (8),(9) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
389,386 |
|
|
|
— |
|
|
|
— |
|
ECM Investors, LLC (7), (8) |
|
|
— |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
295,982 |
|
|
|
65 |
|
|
|
633 |
|
eCommission Holding Corporation (7), (10) |
|
|
— |
|
|
Banking, Finance, Insurance & Real Estate |
|
|
— |
|
|
|
— |
|
|
|
20 |
|
|
|
251 |
|
|
|
348 |
|
Exigo, LLC |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
541,667 |
|
|
|
542 |
|
|
|
478 |
|
Express Wash Topco, LLC |
|
|
— |
|
|
Automobiles |
|
|
— |
|
|
|
— |
|
|
|
20,000 |
|
|
|
100 |
|
|
|
102 |
|
FedHC InvestCo LP (7),(8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
21,083 |
|
|
|
711 |
|
|
|
2,142 |
|
FedHC InvestCo LP (7),(8),(9) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
9,488 |
|
|
|
— |
|
|
|
— |
|
Gauge InfosoftCoInvest, LLC |
|
|
— |
|
|
Media: Broadcasting and Subscription |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
144 |
|
|
|
2,471 |
|
(The Infosoft Group, LLC) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Gauge Lash Coinvest LLC (7) |
|
|
— |
|
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,485,953 |
|
|
|
227 |
|
|
|
7,030 |
|
Gauge Schlesinger Coinvest LLC (7) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
465 |
|
|
|
476 |
|
|
|
496 |
|
Gauge TVC Coinvest, LLC (TVC Enterprises, LLC) (7) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
391,144 |
|
|
|
— |
|
|
|
1,558 |
|
GCOM InvestCo LP (7),(8) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
19,184 |
|
|
|
3,342 |
|
|
|
4,626 |
|
Go Dawgs Capital III, LP |
|
|
— |
|
|
Building Products |
|
|
— |
|
|
|
— |
|
|
|
324,675 |
|
|
|
325 |
|
|
|
377 |
|
(American Insulated Glass, LLC) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Hancock Claims Consultants Investors, LLC (7), (8) |
|
|
— |
|
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
450,000 |
|
|
|
450 |
|
|
|
477 |
|
HV Watterson Holdings, LLC |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
100,000 |
|
|
|
100 |
|
|
|
87 |
|
Icon Partners V C, L.P. |
|
|
— |
|
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
1,851,852 |
|
|
|
1,852 |
|
|
|
1,989 |
|
Icon Partners V C, L.P. (7), (9) |
|
|
— |
|
|
Internet Software and Services |
|
|
— |
|
|
|
— |
|
|
|
648,148 |
|
|
|
— |
|
|
|
— |
|
IIN Group Holdings, LLC |
|
|
— |
|
|
Consumer Services |
|
|
— |
|
|
|
— |
|
|
|
1,000 |
|
|
|
1,000 |
|
|
|
54 |
|
(Integrative Nutrition, LLC) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Imagine Topco, LP (Common) |
|
|
— |
|
|
Software |
|
|
— |
|
|
|
— |
|
|
|
1,236,027 |
|
|
|
— |
|
|
|
— |
|
Ironclad Holdco, LLC (Applied Technical Services, LLC) (7), (8) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
5,811 |
|
|
|
573 |
|
|
|
754 |
|
ITC Infusion Co-invest, LP |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
81,313 |
|
|
|
813 |
|
|
|
857 |
|
ITC Rumba, LLC (Cano Health, LLC) (7),(8) |
|
|
— |
|
|
Healthcare and Pharmaceuticals |
|
|
— |
|
|
|
— |
|
|
|
46,763 |
|
|
|
117 |
|
|
|
5,232 |
|
JWC-WE Holdings, L.P. |
|
|
— |
|
|
Wholesale |
|
|
— |
|
|
|
— |
|
|
|
1,948 |
|
|
|
568 |
|
|
|
— |
|
(Walker Edison Furniture Company LLC) (7), (8) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Kinetic Purchaser, LLC |
|
|
— |
|
|
Personal Products |
|
|
— |
|
|
|
— |
|
|
|
1,734,775 |
|
|
|
1,735 |
|
|
|
2,458 |
|
KL Stockton Co-Invest LP (Any Hour Services) (7),(8) |
|
|
— |
|
|
Energy Equipment and Services |
|
|
— |
|
|
|
— |
|
|
|
382,353 |
|
|
|
382 |
|
|
|
643 |
|
Kentucky Racing Holdco, LLC (Warrants) (7), (8) |
|
|
— |
|
|
Hotels, Restaurants and Leisure |
|
|
— |
|
|
|
— |
|
|
|
87,345 |
|
|
|
— |
|
|
|
961 |
|
Lightspeed Investment Holdco LLC (7) |
|
|
— |
|
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
585,587 |
|
|
|
586 |
|
|
|
800 |
|
Mars Intermediate Holdings II, Inc. (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
835 |
|
|
|
— |
|
|
|
255 |
|
MDI Aggregator, LP |
|
|
— |
|
|
Commodity Chemicals |
|
|
— |
|
|
|
— |
|
|
|
668,747 |
|
|
|
670 |
|
|
|
669 |
|
Meadowlark Title, LLC |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
819,231 |
|
|
|
819 |
|
|
|
901 |
|
MSpark, LLC |
|
|
— |
|
|
Media: Advertising, Printing and Publishing |
|
|
— |
|
|
|
— |
|
|
|
3,988 |
|
|
|
1,288 |
|
|
|
— |
|
Municipal Emergency Services, Inc. (7) |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
1,973,370 |
|
|
|
2,005 |
|
|
|
1,505 |
|
NEPRT Parent Holdings, LLC (Recteq, LLC) (7), (8) |
|
|
— |
|
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
1,494 |
|
|
|
1,450 |
|
|
|
279 |
|
North Haven Saints Equity Holdings, LP |
|
|
— |
|
|
Healthcare Technology |
|
|
— |
|
|
|
— |
|
|
|
223,602 |
|
|
|
224 |
|
|
|
237 |
|
NXOF Holdings, Inc. (Tyto Athene, LLC) (7) |
|
|
— |
|
|
IT Services |
|
|
— |
|
|
|
— |
|
|
|
14,960 |
|
|
|
15 |
|
|
|
310 |
|
OceanSound Discovery Equity, LP (Holdco Sands Intermediate, LLC) (7), (8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
173,638 |
|
|
|
1,729 |
|
|
|
2,917 |
|
OHCP V BC COI, L.P. |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
743,750 |
|
|
|
744 |
|
|
|
636 |
|
OHCP V BC COI, L.P. (8) (9) |
|
|
— |
|
|
Distributors |
|
|
— |
|
|
|
— |
|
|
|
506,250 |
|
|
|
— |
|
|
|
(73 |
) |
Oral Surgery (ITC) Holdings, LLC (7),(8) |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
3,872 |
|
|
|
83 |
|
|
|
231 |
|
ORL Holdco, Inc. (7) |
|
|
— |
|
|
Consumer Finance |
|
|
— |
|
|
|
— |
|
|
|
1,474 |
|
|
|
15 |
|
|
|
261 |
|
PennantPark-TSO Senior Loan Fund, LP (7) |
|
|
— |
|
|
Financial Services |
|
|
— |
|
|
|
— |
|
|
|
11,167,847 |
|
|
|
11,168 |
|
|
|
9,892 |
|
Pink Lily Holdco, LLC (PL Acquisitions, LLC) |
|
|
— |
|
|
Textiles, Apparel and Luxury Goods |
|
|
— |
|
|
|
— |
|
|
|
1,735 |
|
|
|
1,735 |
|
|
|
914 |
|
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS--(Continued)
SEPTEMBER 30, 2022
(in thousands, except share data)
(Unaudited)
Issuer Name |
|
Maturity |
|
|
Industry |
|
Current |
|
|
Basis Point |
|
|
Par / |
|
|
Cost |
|
|
Fair Value (2) |
|
||||||
Pragmatic Institute, LLC |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
610,583 |
|
|
$ |
611 |
|
|
$ |
611 |
|
QuantiTech InvestCo LP (7), (8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
712 |
|
|
|
68 |
|
|
|
352 |
|
QuantiTech InvestCo LP (7), (8), (9) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
955 |
|
|
|
— |
|
|
|
— |
|
QuantiTech InvestCo II LP (7), (8), |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
40 |
|
|
|
25 |
|
|
|
24 |
|
RFMG Parent, LP (Rancho Health MSO, Inc.) (7) |
|
|
— |
|
|
Healthcare Equipment and Supplies |
|
|
— |
|
|
|
— |
|
|
|
1,050,000 |
|
|
|
1,050 |
|
|
|
1,091 |
|
SBI Holdings Investments LLC (Sales Benchmark Index LLC) (7), (8) |
|
|
— |
|
|
Professional Services |
|
|
— |
|
|
|
— |
|
|
|
64,634 |
|
|
|
646 |
|
|
|
634 |
|
Seaway Topco, LP |
|
|
|
|
Chemicals, Plastics and Rubber |
|
|
— |
|
|
|
— |
|
|
|
296 |
|
|
|
296 |
|
|
|
296 |
|
|
Signature CR Intermediate Holdco, Inc. (7) |
|
|
— |
|
|
Commercial Services & Supplies |
|
|
— |
|
|
|
— |
|
|
|
70 |
|
|
|
70 |
|
|
|
— |
|
SP L2 Holdings, LLC (Ledge Lounger, Inc.) |
|
|
— |
|
|
Leisure Products |
|
|
— |
|
|
|
— |
|
|
|
360,103 |
|
|
|
360 |
|
|
|
373 |
|
SSC Dominion Holdings, LLC |
|
|
— |
|
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
500 |
|
|
|
680 |
|
Class A (US Dominion, Inc.) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
SSC Dominion Holdings, LLC |
|
|
— |
|
|
Capital Equipment |
|
|
— |
|
|
|
— |
|
|
|
500 |
|
|
|
— |
|
|
|
1,463 |
|
Class B (US Dominion, Inc.) (7) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
StellPen Holdings, LLC (CF512, Inc.) (7) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
161,538 |
|
|
|
162 |
|
|
|
160 |
|
TAC LifePort Holdings, LLC (7),(8) |
|
|
— |
|
|
Aerospace and Defense |
|
|
— |
|
|
|
— |
|
|
|
488,372 |
|
|
|
488 |
|
|
|
621 |
|
Tower Arch Infolinks Media, LP (Infolinks Media Buyco, LLC) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
216,925 |
|
|
|
209 |
|
|
|
366 |
|
Tower Arch Infolinks Media, LP (Infolinks Media Buyco, LLC)(8) (9) |
|
|
— |
|
|
Media |
|
|
— |
|
|
|
— |
|
|
|
148,681 |
|
|
|
— |
|
|
|
— |
|
TPC Holding Company, LP (5), (7), (10) |
|
|
— |
|
|
Food Products |
|
|
— |
|
|
|
— |
|
|
|
21,527 |
|
|
|
22 |
|
|
|
— |
|
TWD Parent Holdings, LLC (The Vertex Companies, LLC) (7) |
|
|
— |
|
|
Construction & Engineering |
|
|
— |
|
|
|
— |
|
|
|
749 |
|
|
|
1 |
|
|
|
— |
|
UniTek Global Services, Inc. (7) |
|
|
— |
|
|
Telecommunications |
|
|
— |
|
|
|
— |
|
|
|
213,739 |
|
|
|
— |
|
|
|
— |
|
UniTek Global Services, Inc. (Warrants) (7) |
|
|
— |
|
|
Telecommunications |
|
|
— |
|
|
|
— |
|
|
|
23,889 |
|
|
|
— |
|
|
|
— |
|
UniVista Insurance (7),(8) |
|
|
— |
|
|
Insurance |
|
|
— |
|
|
|
— |
|
|
|
400 |
|
|
|
378 |
|
|
|
454 |
|
WCP IvyRehab QP CF Feeder, LP |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
3,762,257 |
|
|
|
3,762 |
|
|
|
3,762 |
|
WCP IvyRehab QP CF Feeder, LP (9) |
|
|
— |
|
|
Healthcare Providers and Services |
|
|
— |
|
|
|
— |
|
|
|
237,743 |
|
|
|
— |
|
|
|
— |
|
Wildcat Parent, LP (Wildcat Buyerco, Inc.) (7), (8) |
|
|
— |
|
|
Electronic Equipment, Instruments, and Components |
|
|
— |
|
|
|
— |
|
|
|
2,240 |
|
|
|
224 |
|
|
|
596 |
|
Total Common Equity/Warrants |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
55,418 |
|
|
|
94,050 |
|
||||
Total Investments in Non-Controlled, Non-Affiliated Portfolio Companies |
|
|
|
|
|
|
|
|
|
|
|
882,570 |
|
|
|
893,249 |
|
|||||||||
Investments in Controlled, Affiliated Portfolio Companies—51.4% (3), (4) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||||||
First Lien Secured Debt—41.8% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Marketplace Events, LLC - Super Priority First Lien Term Loan (7) |
|
09/30/2025 |
|
|
Media: Diversified and Production |
|
|
8.19 |
% |
|
3M L+525 |
|
|
|
3,582 |
|
|
|
3,582 |
|
|
|
3,582 |
|
||
|
|
|
|
|
|
|
(PIK 5.25%) |
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
Marketplace Events, LLC - Super Priority First Lien (7), (9) |
|
09/30/2025 |
|
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
3,261 |
|
|
|
— |
|
|
|
— |
|
|
Marketplace Events, LLC |
|
09/30/2026 |
|
|
Media: Diversified and Production |
|
|
8.19 |
% |
|
3M L+525 |
|
|
|
26,771 |
|
|
|
19,518 |
|
|
|
26,771 |
|
||
PennantPark Senior Secured Loan Fund I LLC (7), (9), (10) |
|
05/06/2024 |
|
|
Financial Services |
|
|
10.71 |
% |
|
3M L+800 |
|
|
|
190,181 |
|
|
|
190,181 |
|
|
|
190,182 |
|
||
Total First Lien Secured Debt |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
213,281 |
|
|
|
220,535 |
|
||||
Equity Interests—9.6% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
New MPE Holdings, LLC (Marketplace Events, LLC) (7),(8) |
|
|
— |
|
|
Media: Diversified and Production |
|
|
— |
|
|
|
— |
|
|
|
349 |
|
|
|
— |
|
|
|
1,036 |
|
PennantPark Senior Secured Loan Fund I LLC (7), (9), (10) |
|
|
— |
|
|
Financial Services |
|
|
— |
|
|
|
— |
|
|
|
81,506 |
|
|
|
81,506 |
|
|
|
49,434 |
|
Total Equity Interests |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
81,506 |
|
|
|
50,470 |
|
||||
Total Investments in Controlled, Affiliated Portfolio Companies |
|
|
|
|
|
|
|
|
|
|
|
294,787 |
|
|
|
271,005 |
|
|||||||||
Total Investments—220.9% |
|
|
|
|
|
|
|
|
|
|
|
1,177,357 |
|
|
|
1,164,254 |
|
|||||||||
Cash and Cash Equivalents—9.1% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||
BlackRock Federal FD Institutional 30 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
38,209 |
|
|
|
38,209 |
|
||||
BNY Mellon Cash |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9,707 |
|
|
|
9,671 |
|
||||
Total Cash and Cash Equivalents |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
47,916 |
|
|
|
47,880 |
|
||||
Total Investments and Cash Equivalents—230.0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$ |
1,225,273 |
|
|
$ |
1,212,134 |
|
||||
Liabilities in Excess of Other Assets—(130.0)% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(685,042 |
) |
|||||
Net Assets—100.0% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$ |
527,092 |
|
|||||
—————
PENNANTPARK FLOATING RATE CAPITAL LTD. AND SUBSIDIARIES
CONSOLIDATED SCHEDULE OF INVESTMENTS--(Continued)
SEPTEMBER 30, 2022
(in thousands, except share data)
(Unaudited)
