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| FORM 13-502F1 |
| | CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE |
| | | MANAGEMENT CERTIFICATION |
| | | | |
I, Gregory Feller, an officer of the reporting issuer noted below have examined this Form 13-502F1 |
(the "Form") being submitted hereunder to the Ontario Securities Commission and certify that to |
my knowledge, having exercised reasonable diligence, the information provided in the Form is |
complete and accurate. |
|
(signed) “Gregory Feller” | | | | | | | | April 29, 2022 | | |
Name: Gregory Feller | | | | | | | | Date: |
Title: | | President & CFO |
|
Reporting Issuer Name: | Mogo Inc. | | | | | | | | |
|
End date of previous financial year: | December 31, 2021 | | | | | | | | | |
|
Type of Reporting Issuer: | | | | Class 1 reporting issuer | | | | | Class 3B reporting issuer |
|
Highest Trading Marketplace: | Toronto Stock Exchange | | | | | | | | | | |
(refer to definition of "highest trading marketplace" under OSC Rule 13-502 Fees) |
|
Market value of listed or quoted equity securities: |
(in Canadian Dollars – refer to section 7.1 of OSC Rule 13-502 Fees) |
|
Equity Symbol | | | | MOGO | | | | | | | | | | |
|
1st Specified Trading Period (dd/mm/yy) 01/01/2021 | | | | | | | | to 31/03/2021 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $10.65 (i) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
Number of securities in the class or series of such security | | | | | | | | |
outstanding at the end of the last trading day of the specified | | | | | | | | 56,663,941 (ii) |
trading period |
|
Market value of class or series | | | | | (i) x (ii) $603,470,971.65 (A) |
|
2nd Specified Trading Period (dd/mm/yy) 01/04/2021 | | | | | | | | to 30/06/2021 | |
(refer to definition of "specified trading period" |
under OSC Rule 13-502 Fees) |
|
Closing price of the security in the class or series on the last | | | | | | | | $9.71 (iii) |
trading day of the specified trading period in which such security |
was listed or quoted on the highest trading marketplace |
|
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- 2 - |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 68,803,294 (iv) |
| trading period |
| |
| Market value of class or series | | (iii) x (iv) $668,079,984.74 (B) |
| |
| 3rd Specified Trading Period (dd/mm/yy) 01/07/2021 | to 30/09/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| | | |
| Closing price of the security in the class or series on the last | $5.45 (v) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 70,541,771 (vi) |
| trading period |
| |
| Market value of class or series | | (v) x (vi) $384,452,651.95 (C) |
| |
| 4th Specified Trading Period (dd/mm/yy) 01/10/2021 | to 31/12/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $4.31 (vii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 76,693,859 (viii) |
| trading period |
| |
| Market value of class or series | | (vii) x (viii) $330,550,532.29 (D) |
| Average Market Value of Class or Series | |
| (Calculate the simple average of the market value of the class or series of security | |
| for each applicable specified trading period (i.e. A through E above)) | $ 496,638,535.16 (1) |
| |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to |
| paragraph 2.8(1)(c) of OSC Rule 13-502 Fees, if applicable) that was listed or quoted on a marketplace at the end of the previous |
| financial year) |
| |
| |
| |
| Market value of listed or quoted equity securities: |
| (in Canadian Dollars – refer to section 7.1 of OSC Rule 13-502 Fees) |
| |
| Equity Symbol | | MOGO.WT | | | | | | | | | | |
| |
| |
| 1st Specified Trading Period (dd/mm/yy) 01/01/2021 | to 31/03/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| |
- 3 - |
| Closing price of the security in the class or series on the last | $8.55 (i) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,312,378 (ii) |
| trading period |
| |
| Market value of class or series | | (i) x (ii) $11,220,831.90 (A) |
| |
| 2nd Specified Trading Period (dd/mm/yy) 01/04/2021 | to 30/06/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $7.80 (iii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,304,782 (iv) |
| trading period |
| |
| Market value of class or series | | (iii) x (iv) $10,177,299.60 (B) |
| |
| 3rd Specified Trading Period (dd/mm/yy) 01/07/2021 | to 30/09/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| | | |
| Closing price of the security in the class or series on the last | $3.42 (v) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,196,315 (vi) |
| trading period |
| |
| Market value of class or series | | (v) x (vi) $4,091,397.30 (C) |
| |
| 4th Specified Trading Period (dd/mm/yy) 01/10/2021 | to 31/12/2021 | | |
| (refer to definition of "specified trading period" |
| under OSC Rule 13-502 Fees) |
| |
| Closing price of the security in the class or series on the last | $2.32 (vii) |
| trading day of the specified trading period in which such security |
| was listed or quoted on the highest trading marketplace |
| |
| Number of securities in the class or series of such security | |
| outstanding at the end of the last trading day of the specified | 1,184,015 (viii) |
| trading period |
| |
| Market value of class or series | | (vii) x (viii) $2,746,914.80 (D) |
| |
- 4 - |
| | |
| Average Market Value of Class or Series | |
| (Calculate the simple average of the market value of the class or series of security | |
| for each applicable specified trading period (i.e. A through E above)) | $7,059,110.90 (2) |
| |
| (Repeat the above calculation for each other class or series of equity securities of the reporting issuer (and a subsidiary pursuant to |
| paragraph 2.8(1)(c) of OSC Rule 13-502 Fees, if applicable) that was listed or quoted on a marketplace at the end of the previous |
| financial year) |
| |
| |
| |
| Fair value of outstanding debt securities | | |
| (See paragraph 2.8(1)(b), and if applicable, paragraph 2.8(1)(c) of the OSC Rule 13- | N/A (3) |
| 502 Fees) |
| | |
| | |
| | |
| | |
| Capitalization for the previous financial year | (1) + (2) + (3) $503,697,646.06 | | | |
| | | | | |
| Participation Fee | | | | $40,950 | |
| (For Class 1 reporting issuers, from Appendix A of OSC Rule 13-502 Fees, select | |
| the participation fee) |
| | | |
| (For Class 3B reporting issuers, from Appendix A.1 of OSC Rule 13-502 Fees, select | |
| the participation fee) |
| | |
| Late fee, if applicable | |
| (As determined under Section 2.7 of OSC Rule 13-502 Fees) | N/A | |
| | |
| Total Fee Payable |
| (Participation Fee plus Late Fee) | $40,950 | |
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