Enhanced Investments - Financial Portal

Notification of transactions by Directors and PDMRs

Published: 2022-04-06 15:00:00 ET

Anglo American plc (JSE:AGL) News - Notification of transactions by Directors and PDMRs

Anglo American plc (the “Company”)
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors and PDMRs

The Company has been notified of the following transactions in its Ordinary Shares by Directors and
Persons Discharging Managerial Responsibilities (“PDMRs”):

      -   On 1 April 2022, a purchase of Ordinary Shares by Hilary Maxson, a Non-Executive Director.
      -   On 1 April 2022, awards of GBP 3,600 of free shares were made to Directors and PDMRs at
          nil cost under the Company’s Share Incentive Plan, a UK HM Revenue & Customs (“HMRC”)
          approved all-employee share plan. These shares are subject to a three year holding period.
      -   On 4 April 2022, gift transfers of Ordinary Shares at nil cost by a PDMR to two adult children,
          one of whom is a person closely associated (PCA) with the PDMR.
      -   On 4 April 2022, an exercise of share options by a Director in respect of the Company’s
          Sharesave Plan, a UK HMRC approved all-employee Save As You Earn (“SAYE”) share option
          plan under which employees are able to save from their monthly salary funds to exercise
          share options at the end of the savings period at a fixed discounted option price.

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are
set out below.

1.   Details of PDMR / PCA
a)   Name                              Hilary Maxson

2.   Reason for the notification
a)   Position / status                 Non-Executive Director (Director/PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Purchase of Ordinary Shares.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 39.86                     500
e)   Aggregated information
     Aggregated volume                 500

     Price                             GBP 39.86
f)   Date of the transaction           2022-04-01

g)   Place of the transaction          London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                              Didier Charreton

2.   Reason for the notification
a)   Position / status                 Group Director – People and Organisation (PDMR)

b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON
 
1.   Details of PDMR / PCA
a)   Name                              Bruce Cleaver

2.   Reason for the notification
a)   Position / status                 CEO De Beers (PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Mark Cutifani

2.   Reason for the notification
a)   Position / status                 Chief Executive (Director/PDMR)

b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43
 
4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90

e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / person closely associated (PCA)
a)   Name                              Ruben Fernandes

2.   Reason for the notification
a)   Position / status                 CEO of Base Metals (PDMR)
b)   Initial notification /            Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Anik Michaud

2.   Reason for the notification
a)   Position / status                 Group Director – Corporate Relations and Sustainable Impact
                                       (PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Themba Mkhwanazi

2.   Reason for the notification
a)   Position / status                 CEO Bulk Commodities (Director/PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.

c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Tony O'Neill

2.   Reason for the notification
a)   Position / status                 Technical Director (Director/PDMR)

b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Stephen Pearce

2.   Reason for the notification
a)   Position / status                 Finance Director (Director/PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information                      
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Duncan Wanblad

2.   Reason for the notification
a)   Position / status                 Group Director, Strategy & Business Development (PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                              Peter Whitcutt

2.   Reason for the notification
a)   Position / status                 CEO Marketing (PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)
                                       GBP 0.00                      90
e)   Aggregated information
     Aggregated volume                 90
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-01
g)   Place of the transaction          London Stock Exchange – XLON


1.   Details of PDMR / PCA
a)   Name                              Duncan Wanblad

2.   Reason for the notification
a)   Position / status                 Group Director, Strategy & Business Development (PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Gift transfers of Ordinary Shares at nil cost to two adult
                                       children, one of whom is a PCA
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                        Volume(s)
                                       GBP 0.00                        15,000
                                       GBP 0.00                        15,000
e)   Aggregated information
     Aggregated volume                 30,000
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-04
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Emma Wanblad

2.   Reason for the notification
a)   Position / status                 PCA – of Duncan Wanblad, a PDMR
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Receipt of gift transfer of Ordinary Shares from a PDMR at nil
                                       cost
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                       Volume(s)
                                       GBP 0.00                       15,000
e)   Aggregated information
     Aggregated volume                 15,000
     Price                             GBP 0.00
f)   Date of the transaction           2022-04-04
g)   Place of the transaction          London Stock Exchange – XLON

1.   Details of PDMR / PCA
a)   Name                              Tony O’Neill

2.   Reason for the notification
a)   Position / status                 Technical Director (Director/PDMR)
b)   Initial notification /            Initial notification
     amendment

3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity           Anglo American plc
b)   LEI                               549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial      Anglo American plc Ordinary Shares of USD0.54945 each
     instrument
     Identification Code               GB00B1XZS820
b)   Nature of the transaction         Exercise of share options granted in 2018 under the Company’s
                                       Sharesave Plan, a UK HMRC approved all-employee SAYE plan,
                                       and retention of shares.
c)   Currency                          GBP - British Pound
d)   Price(s) and volume(s)
                                       Price(s)                     Volume(s)
                                       GBP 12.33                    1,459

e)   Aggregated information
     Aggregated volume                 1,459
     Price                             GBP 12.33
f)   Date of the transaction           2022-04-04
g)   Place of the transaction          London Stock Exchange – XLON


Clare Davage
Deputy Company Secretary
6 April 2022

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Date: 06-04-2022 05:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

Important disclosures

Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.

Nothing on this website should be considered an offer, solicitation of an offer, or advice to buy or sell securities.
Past performance is no guarantee of future results. Any historical returns, expected returns [or probability projections] are hypothetical in nature and may not reflect actual future performance.
All the strategies assume investments in equity invstrumenta only and are more relevant for "agressive investment profile". Eastern European flagship strategy assumes using up to 20% leverage of total portfolio. GlobalCommodities and US Growth strategy currently assume no leverage.
Results for the Enhanced Investments strategies as compared to the performance of Illustrative Benchmarks is for informational purposes only. Our investment program does not mirror that of the Illustrative Benchmarks and the volatility may be materially different from the volatility of Illustrative Benchmarks. Reference or comparison to an Illustrative Benchmark does not imply that strategies of Enhanced Investments will be constructed in the same way as the Illustrative Benchmark or achieve returns, volatility, or other results similar to those of the Illustrative Benchmark. The S&P 500 is an unmanaged market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent U.S. equity performance.
Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.