Enhanced Investments - Financial Portal

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

Published: 2022-03-28 14:00:00 ET

Quilter plc (JSE:QLT) News - Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

QUILTER PLC
Incorporated under the Companies Act 1985 with registered number 06404270 and re-
registered as a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")




28 March 2022

                                             Quilter plc
                                          (the “Company”)

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities
                                             ("PDMRs")

The Company announces the following awards granted to Directors and PDMRs on 27 March 2022
over ordinary shares of £0.07 each in the Company (“Shares”) under the Quilter Performance Share
Plan (“Quilter PSP”) and the Quilter Share Reward Plan (“Quilter SRP”).


1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Matthew Burton
2 Reason for the notification
a) Position/status                       Chief Risk Officer – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                        GB00BDCXV269
b) Nature of the transaction                (1) Conditional award over 116,237 Shares under the
                                                Quilter PSP (2022 Restricted Stock Unit award)


                                            (2) Conditional award over 102,870 Shares under the
                                                Quilter SRP (2021 Deferred Bonus award)


c) Price(s) and volume(s)               Price(s)                       Volume(s)
                                            (1) Nil                        (1) 116,237
                                            (2) Nil                        (2) 102,870


d) Aggregated information                   (1) Consideration price: Nil
   — Aggregated volume                          Market value: £1.3765
   — Price
                                            (2) Consideration price: Nil
                                                Market value: £1.3765


e) Date of the transaction                  (1) 2022-03-27
                                            (2) 2022-03-27


f) Place of the transaction                 (1) Outside a trading venue
                                            (2) Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                 Karin Cook
2 Reason for the notification
a) Position/status                      Chief Operating Officer – PDMR
b) Initial notification/Amendment       Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                 Quilter plc
b) LEI                                  54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BDCXV269
b) Nature of the transaction                 (1) Award of nil-cost options over 374,137 Shares under
                                                 the Quilter PSP (2022 Long Term Incentive Plan
                                                 award)

                                             (2) Conditional award over 213,876 Shares under the
                                                 Quilter SRP (2021 Deferred Bonus award)


c) Price(s) and volume(s)                Price(s)                       Volume(s)
                                             (1) Nil                        (1) 374,137
                                             (2) Nil                        (2) 213,876


d) Aggregated information                    (1) Consideration price: Nil
   — Aggregated volume                           Market value: £1.3765
   — Price
                                             (2) Consideration price: Nil
                                                 Market value: £1.3765


e) Date of the transaction                   (1) 2022-03-27
                                             (2) 2022-03-27


f) Place of the transaction                  (1) Outside a trading venue
                                             (2) Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Paul Feeney
2 Reason for the notification
a) Position/status                       Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BDCXV269
b) Nature of the transaction                 (1) Award of nil-cost options over 980,748 Shares under
                                                 the Quilter PSP (2022 Long Term Incentive Plan
                                                 award)

                                             (2) Conditional award over 321,831 Shares under the
                                                 Quilter SRP (2021 Deferred Bonus award)


c) Price(s) and volume(s)                Price(s)                       Volume(s)
                                             (1) Nil                        (1) 980,748
                                             (2) Nil                        (2) 321,831


d) Aggregated information                    (1) Consideration price: Nil
   — Aggregated volume                           Market value: £1.3765
   — Price
                                             (2) Consideration price: Nil
                                                 Market value: £1.3765


e) Date of the transaction                   (1) 2022-03-27
                                             (2) 2022-03-27


f) Place of the transaction                  (1) Outside a trading venue
                                             (2) Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Steven Levin
2 Reason for the notification
a) Position/status                       CEO at Quilter’s Investment Platform and Quilter Investors –
                                         PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BDCXV269
b) Nature of the transaction                 (1) Award of nil-cost options over 290,592 Shares under
                                                 the Quilter PSP (2022 Long Term Incentive Plan
                                                 award)

                                             (2) Conditional award over 150,817 Shares under the
                                                 Quilter SRP (2021 Deferred Bonus award)


c) Price(s) and volume(s)                Price(s)                       Volume(s)
                                             (1) Nil                        (1) 290,592
                                             (2) Nil                        (2) 150,817


d) Aggregated information                    (1) Consideration price: Nil
   — Aggregated volume                           Market value: £1.3765
   — Price
                                             (2) Consideration price: Nil
                                                 Market value: £1.3765


e) Date of the transaction                   (1) 2022-03-27
                                             (2) 2022-03-27


f) Place of the transaction                  (1) Outside a trading venue
                                             (2) Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Andrew McGlone
2 Reason for the notification
a) Position/status                       CEO, Quilter Cheviot – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BDCXV269
b) Nature of the transaction                 (1) Award of nil-cost options over 217,944 Shares under
                                                 the Quilter PSP (2022 Long Term Incentive Plan
                                                 award)

                                             (2) Conditional award over 123,211 Shares under the
                                                 Quilter SRP (2021 Deferred Bonus award)


c) Price(s) and volume(s)                Price(s)                       Volume(s)
                                             (1) Nil                        (1) 217,944
                                             (2) Nil                        (2) 123,211


d) Aggregated information                    (1) Consideration price: Nil
   — Aggregated volume                           Market value: £1.3765
   — Price
                                             (2) Consideration price: Nil
                                                 Market value: £1.3765


e) Date of the transaction                   (1) 2022-03-27
                                             (2) 2022-03-27


f) Place of the transaction                  (1) Outside a trading venue
                                             (2) Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Mark Satchel
2 Reason for the notification
a) Position/status                       Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of £0.07 each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BDCXV269
b) Nature of the transaction                 (1) Award of nil-cost options over 653,832 Shares under
                                                 the Quilter PSP (2022 Long Term Incentive Plan
                                                 award)

                                             (2) Conditional award over 224,482 Shares under the
                                                 Quilter SRP (2021 Deferred Bonus award)
c) Price(s) and volume(s)                Price(s)                       Volume(s)
                                             (1) Nil                        (1) 653,832
                                             (2) Nil                        (2) 224,482


d) Aggregated information                    (1) Consideration price: Nil
   — Aggregated volume                           Market value: £1.3765
   — Price
                                             (2) Consideration price: Nil
                                                 Market value: £1.3765


e) Date of the transaction                   (1) 2022-03-27
                                             (2) 2022-03-27


f) Place of the transaction                  (1) Outside a trading venue
                                             (2) Outside a trading venue




Enquiries:

Patrick Gonsalves

Company Secretary

+ 44 (0)7391 867 081



JSE Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited

Date: 28-03-2022 04:00:00
Produced by the JSE SENS Department. The SENS service is an information dissemination service administered by the JSE Limited ('JSE'). 
The JSE does not, whether expressly, tacitly or implicitly, represent, warrant or in any way guarantee the truth, accuracy or completeness of
 the information published on SENS. The JSE, their officers, employees and agents accept no liability for (or in respect of) any direct, 
indirect, incidental or consequential loss or damage of any kind or nature, howsoever arising, from the use of SENS or the use of, or reliance on,
 information disseminated through SENS.

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

Important disclosures

Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.

Nothing on this website should be considered an offer, solicitation of an offer, or advice to buy or sell securities.
Past performance is no guarantee of future results. Any historical returns, expected returns [or probability projections] are hypothetical in nature and may not reflect actual future performance.
All the strategies assume investments in equity invstrumenta only and are more relevant for "agressive investment profile". Eastern European flagship strategy assumes using up to 20% leverage of total portfolio. GlobalCommodities and US Growth strategy currently assume no leverage.
Results for the Enhanced Investments strategies as compared to the performance of Illustrative Benchmarks is for informational purposes only. Our investment program does not mirror that of the Illustrative Benchmarks and the volatility may be materially different from the volatility of Illustrative Benchmarks. Reference or comparison to an Illustrative Benchmark does not imply that strategies of Enhanced Investments will be constructed in the same way as the Illustrative Benchmark or achieve returns, volatility, or other results similar to those of the Illustrative Benchmark. The S&P 500 is an unmanaged market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent U.S. equity performance.
Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.