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QUILTER PLC
Incorporated under the Companies Act 1985 with registered number 06404270 and re-registered as
a public limited company under the Companies Act 2006)
ISIN CODE: GB00BDCXV269
JSE SHARE CODE: QLT
Quilter plc (the "Company")
29 March 2023
Notification of transactions by Directors and Persons Discharging Managerial Responsibilities
("PDMRs")
The Company announces the following transactions by Directors and PDMRs on 27 March 2023 in the
Company’s ordinary shares of 8 1/6 pence each (“Shares”) which include the vesting, exercise and sale
of Shares and Share Options that had been granted pursuant to:
a) the 2019 and 2021 Deferred Bonus awards made under the Quilter Share Reward Plan
(“Quilter SRP”);
b) the 2020 Restricted Stock Unit awards made under the Quilter Performance Share Plan
(“Quilter PSP”);
c) the 2020 Long Term Incentive awards made under the Quilter PSP; and
d) Recruitment Awards made under the Quilter SRP.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Marcus Brookes
2 Reason for the notification
a) Position/status Chief Investment Officer and Managing Director, Quilter
Investors – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 25,891 Shares under the Quilter SRP
(Recruitment award)
(2) Sale of 12,212 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting of 52,418 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 24,724 Shares vested under (3) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 25,891
(2) £0.8237 (2) 12,212
(3) Nil (3) 52,418
(4) £0.8237 (4) 24,724
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Penny Cole
2 Reason for the notification
a) Position/status Human Resources Director – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 11,960 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 5,641 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting of 28,368 Shares pursuant to the 2020
Restricted Stock Unit award under the Quilter PSP
(note these shares remain subject to clawback for two
years following vesting)
(4) Sale of 13,381 Shares vested under (3) above to settle
tax liability and dealing costs
(5) Vesting of 11,113 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 5,242 Shares vested under (5) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 11,960
(2) £0.8237 (2) 5,641
(3) Nil (3) 28,368
(4) £0.8237 (4) 13,381
(5) Nil (5) 11,113
(6) £0.8237 (6) 5,242
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Karin Cook
2 Reason for the notification
a) Position/status Chief Operating Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 68,451 Shares under the Quilter SRP
(Recruitment award)
(2) Sale of 32,867 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting of 96,214 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(4) Sale of 46,196 Shares vested under (3) above to settle
tax liability and dealing costs
(5) Vesting and exercise of 151,485 Nil-cost Options
pursuant to the 2020 Long Term Incentive award
under the Quilter PSP
(6) Sale of 72,734 Shares vested under (5) above to settle
tax liability and dealing costs; the remaining 78,751
shares are subject to a minimum two year holding
period and subject to clawback during that period
(7) Vesting of 74,368 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(8) Sale of 35,707 Shares vested under (7) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 68,451
(2) £0.8237 (2) 32,867
(3) Nil (3) 96,214
(4) £0.8237 (4) 46,196
(5) Nil (5) 151,485
(6) £0.8237 (6) 72,734
(7) Nil (7) 74,368
(8) £0.8237 (8) 35,707
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
(7) Consideration price: Nil
(8) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
(7) 2023-03-27
(8) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
(7) Outside a trading venue
(8) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Stephen Gazard
2 Reason for the notification
a) Position/status Chief Distribution Officer and Chief Executive Officer, Quilter
Financial Planning – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 29,049 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 21,498 Shares vested under (1) above
(3) Vesting of 156,607 Shares pursuant to the 2020
Restricted Stock Unit award under the Quilter PSP
(note these shares remain subject to clawback for two
years following vesting)
(4) Sale of 115,900 Shares vested under (3) above
(5) Vesting of 40,114 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 29,687 Shares vested under (5) above
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 29,049
(2) £0.8237 (2) 21,498
(3) Nil (3) 156,607
(4) £0.8237 (4) 115,900
(5) Nil (5) 40,114
(6) £0.8237 (6) 29,687
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 67,168 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 31,680 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting and exercise of 102,949 Nil-cost Options
pursuant to the 2020 Long Term Incentive award
under the Quilter PSP
(4) Sale of 48,557 Shares vested under (3) above to settle
tax liability and dealing costs; the remaining 54,392
shares are subject to a minimum two year holding
period and subject to clawback during that period
(5) Vesting of 52,439 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 24,733 Shares vested under (5) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 67,168
(2) £0.8237 (2) 31,680
(3) Nil (3) 102,949
(4) £0.8237 (4) 48,557
(5) Nil (5) 52,439
(6) £0.8237 (6) 24,733
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew McGlone
2 Reason for the notification
a) Position/status Chief Executive Officer, Quilter Cheviot – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 47,806 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 47,806 Shares vested under (1) above
(3) Vesting and exercise of 80,889 Nil-cost Options
pursuant to the 2020 Long Term Incentive award
under the Quilter PSP
(4) Sale of 38,842 Shares vested under (3) above to settle
tax liability and dealing costs; the remaining 42,047
shares are subject to a minimum two-year holding
period and subject to clawback during that period
(5) Vesting of 42,841 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 42,841 Shares vested under (5) above
(7) Acquisition of 85,924 Shares into an ISA
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 47,806
(2) £0.8237 (2) 47,806
(3) Nil (3) 80,889
(4) £0.8237 (4) 38,842
(5) Nil (5) 42,841
(6) £0.8237 (6) 42,841
(7) £0.824 (7) 85,924
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
(7) Consideration price: £0.824
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
(7) 2023-03-27; 12:15 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
(7) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Nicholas Sacre-Hardy
2 Reason for the notification
a) Position/status Chief Risk Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 10,894 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 5,139 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting of 63,548 Shares pursuant to the 2020
Restricted Stock Unit award under the Quilter PSP
(note these shares remain subject to clawback for two
years following vesting)
(4) Sale of 29,973 Shares vested under (3) above to settle
tax liability and dealing costs
(5) Vesting of 10,103 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 4,765 Shares vested under (5) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 10,894
(2) £0.8237 (2) 5,139
(3) Nil (3) 63,548
(4) £0.8237 (4) 29,973
(5) Nil (5) 10,103
(6) £0.8237 (6) 4,765
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 113,462 Shares pursuant to the 2019
Deferred Bonus award under the Quilter SRP
(2) Sale of 54,478 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting and exercise of 264,735 Nil-cost Options
pursuant to the 2020 Long Term Incentive award
under the Quilter PSP
(4) Sale of 127,110 Shares vested under (3) above to settle
tax liability and dealing costs; the remaining 137,625
shares are subject to a minimum two year holding
period and subject to clawback during that period
(5) Vesting of 78,055 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 37,477 Shares vested under (5) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 113,462
(2) £0.8237 (2) 54,478
(3) Nil (3) 264,735
(4) £0.8237 (4) 127,110
(5) Nil (5) 78,055
(6) £0.8237 (6) 37,477
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £0.8237
— Price (3) Consideration price: Nil
(4) Sale price: £0.8237
(5) Consideration price: Nil
(6) Sale price: £0.8237
e) Date of the transaction (1) 2023-03-27
(2) 2023-03-27; 14:29 UTC
(3) 2023-03-27
(4) 2023-03-27; 14:29 UTC
(5) 2023-03-27
(6) 2023-03-27; 14:29 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
Enquiries:
Clare Barrett
Company Secretary
+ 44 (0)77 4138 4512
JSE Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
