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Notification of transactions by Directors and PDMRs

Published: 2023-04-05 17:30:30 ET

Anglo American plc (the “Company”)
Registered office: 17 Charterhouse Street, London EC1N 6RA
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
ISIN: GBOOB1XZS820
JSE Share Code: AGL
NSX Share Code: ANM

Notification of transactions by Directors and PDMRs

The Company announces that on 31 March 2023, awards of GBP 3,600 of free shares were made to
Directors and Persons Discharging Managerial Responsibilities (“PDMRs”) at nil cost under the
Company’s Share Incentive Plan, a UK HM Revenue & Customs (“HMRC”) approved all-employee share
plan. These shares are subject to a three year holding period.

The Company also announces the sale of Ordinary Shares by a PDMR on 4 April 2023.

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant FCA notifications are
set out below.

 1.    Details of PDMR / PCA

 a)    Name                            Didier Charreton

 2.    Reason for the notification

 a)    Position / status               Group Director – People and Organisation (PDMR)

 b)    Initial notification /           Initial notification
       amendment
 3.    Details of the issuer, emission allowance market participant, auction platform, auctioneer or
       auction monitor
 a)    Full name of the entity         Anglo American plc

 b)    LEI                             549300S9XF92D1X8ME43

 4.    Details of the transaction(s)

 a)    Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
       instrument

       Identification Code             GB00B1XZS820
 b)    Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                       Incentive Plan, a UK HMRC approved all-employee share plan.
                                       These shares are subject to a three year holding period.

 c)    Currency                        GBP - British Pound
d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / person closely associated (PCA)

a)   Name                            Matt Daley

2.   Reason for the notification

a)   Position / status               Group Director - Technical (PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133


e)   Aggregated information

     Aggregated volume               133
     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON



1.   Details of PDMR / person closely associated (PCA)

a)   Name                            Ruben Fernandes

2.   Reason for the notification

a)   Position / status               CEO of Base Metals (PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133


e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON



1.   Details of PDMR / PCA
a)   Name                            Anik Michaud

2.   Reason for the notification

a)   Position / status               Group Director – Corporate Relations and Sustainable Impact
                                     (PDMR)
b)   Initial notification /          Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Themba Mkhwanazi

2.   Reason for the notification

a)   Position / status               CEO Bulk Commodities (PDMR)

b)   Initial notification /          Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Tom McCulley

2.   Reason for the notification

a)   Position / status               CEO of Crop Nutrients (PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)
a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Helena Nonka

2.   Reason for the notification

a)   Position / status               Group Director – Strategy & Business Development (PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.
c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Stephen Pearce

2.   Reason for the notification

a)   Position / status               Finance Director (Director/PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133
e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Duncan Wanblad

2.   Reason for the notification

a)   Position / status               Chief Executive (Director/PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON
1.   Details of PDMR / PCA

a)   Name                            Peter Whitcutt

2.   Reason for the notification

a)   Position / status               CEO Marketing (PDMR)

b)   Initial notification /           Initial notification
     amendment
3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
     auction monitor
a)   Full name of the entity         Anglo American plc

b)   LEI                             549300S9XF92D1X8ME43

4.   Details of the transaction(s)

a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
     instrument

     Identification Code             GB00B1XZS820
b)   Nature of the transaction       Award of Ordinary Shares at nil cost under the Company’s Share
                                     Incentive Plan, a UK HMRC approved all-employee share plan.
                                     These shares are subject to a three year holding period.

c)   Currency                        GBP - British Pound

d)   Price(s) and volume(s)
                                      Price(s)                      Volume(s)

                                      GBP 0.00                      133



e)   Aggregated information

     Aggregated volume               133

     Price                           GBP 0.00
f)   Date of the transaction         2023-03-31

g)   Place of the transaction        London Stock Exchange – XLON


1.   Details of PDMR / PCA

a)   Name                            Peter Whitcutt

2.   Reason for the notification

a)   Position / status               CEO Marketing (PDMR)
 b)   Initial notification /           Initial notification
      amendment
 3.   Details of the issuer, emission allowance market participant, auction platform, auctioneer or
      auction monitor
 a)   Full name of the entity         Anglo American plc

 b)   LEI                             549300S9XF92D1X8ME43

 4.   Details of the transaction(s)

 a)   Description of the financial    Anglo American plc Ordinary Shares of USD0.54945 each
      instrument

      Identification Code             GB00B1XZS820
 b)   Nature of the transaction       Sale of Ordinary shares.


 c)   Currency                        GBP - British Pound

 d)   Price(s) and volume(s)
                                       Price(s)                      Volume(s)

                                       GBP 27.130                    16,923



 e)   Aggregated information

      Aggregated volume               16,923

      Price                           GBP 27.130
 f)   Date of the transaction         2023-04-04

 g)   Place of the transaction        London Stock Exchange – XLON



Clare Davage
Deputy Company Secretary
5 April 2023

The Company has a primary listing on the Main Market of the London Stock Exchange and secondary
listings on the Johannesburg Stock Exchange, the Botswana Stock Exchange, the Namibia Stock
Exchange and the SIX Swiss Exchange.

Sponsor
RAND MERCHANT BANK (A division of FirstRand Bank Limited)

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

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All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.