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Dealings In Securities By Directors, Company Secretary And Prescribed Officers Of Old Mutual

Published: 2023-04-06 18:40:29 ET

Old Mutual Limited
Incorporated in the Republic of South Africa
Registration number: 2017/235138/06
ISIN: ZAE000255360
LEI: 213800MON84ZWWPQCN47
JSE Share Code: OMU
NSX Share Code: OMM
MSE Share Code: OMU
ZSE Share Code: OMU
("Old Mutual" or “the Company”)




Ref 28/23


06 April 2023



DEALINGS IN SECURITIES BY DIRECTORS, COMPANY SECRETARY AND PRESCRIBED OFFICERS OF
OLD MUTUAL



In accordance with paragraph 3.63 of the JSE Listings Requirements, shareholders are advised that the
following directors, company secretary and prescribed officers of Old Mutual have been awarded and
accepted forfeitable shares in terms of the company’s Employee Share Ownership Plan (ESOP) and Long-
Term Incentive Plan (LTIP) Rules:
Director                       Iain George Williamson
Position                       Chief Executive Officer
Company                        Old Mutual
                               Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                               Bonus Award
Class of Securities            Ordinary shares
Transaction Date               31 March 2023
                               Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                               March 2026.
Number of shares*              371 543
Grant Price per share          R11.90000
Value of Transaction           R 4,421,361.70
Nature of interest             Direct beneficial
Clearance obtained             Yes
Place of the transaction       XOFF


Director                       Casparus Gerhardus Troskie
Position                    Chief Financial Officer
Company                     Old Mutual
                            Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                            Bonus Award
Class of Securities         Ordinary shares
Transaction Date            31 March 2023
                            Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                            March 2026.
Number of shares            248 027
Grant Price per share       R11.90 000
Value of Transaction        R 2,951,521.30
Nature of interest          Direct beneficial
Clearance obtained          Yes
Place of the transaction    XOFF


 Director                   Zureida Ebrahim
 Position                   Chief Operating Officer
 Company                    Old Mutual
                            Off-market award of forfeitable shares in respect of the ESOP Deferred
 Nature of transactions
                            Bonus Award
 Class of Securities        Ordinary shares
 Transaction Date           31 March 2023
                            Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
 Vesting Date
                            March 2026.
 Number of shares           176 739
 Grant Price per share      R11.90000
 Value of Transaction       R 2,103,194.10
 Nature of interest         Direct beneficial
 Clearance obtained         Yes
 Place of the transaction   XOFF


 Director                   Clement Chinaka
 Position                   Managing Director: Old Mutual Africa Regions
 Company                    Old Mutual
                            Off-market award of forfeitable shares in respect of the ESOP Deferred
 Nature of transactions
                            Bonus Award
 Class of Securities        Ordinary shares
 Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           211 548
Grant Price per share      R11.90000
Value of Transaction       R 2,517,421.20
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Tsakani Clarence Nethengwe
Position                   Managing Director: Mass Foundation Cluster
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           193 905
Grant Price per share      R11.90000
Value of Transaction       R 2,307,469.50
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Prabashini Moodley
Position                   Managing Director: Corporate
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           167 069
Grant Price per share      R11.90000
Value of Transaction       R 1,988,121.10
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Gcinikhaya Loyiso Gobodo
Position                   Managing Director: Wealth and Investments
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           556 145
Grant Price per share      R11.90000
Value of Transaction       R 6,618,125.50
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Kerrin Land
Position                   Managing Director: Personal Finance
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           188 614
Grant Price per share      R11.90000
Value of Transaction       R 2,244,506.60
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Garth Napier
Position                   Managing Director: Old Mutual Insure
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           198 057
Grant Price per share      R11.90000
Value of Transaction       R 2,356,878.30
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Elsabé Margaretha Kirsten
Position                   Company Secretary
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Deferred
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           55 906
Grant Price per share      R11.90000
Value of Transaction       R 665,281.40
Nature of interest         Direct beneficial
Clearance obtained         Yes
Place of the transaction   XOFF


Director                   Elsabé Margaretha Kirsten
Position                   Company Secretary
Company                    Old Mutual
                           Off-market award of forfeitable shares in respect of the ESOP Retention
Nature of transactions
                           Bonus Award
Class of Securities        Ordinary shares
Transaction Date           31 March 2023
                           Award vests in equal tranches on 31 March 2024, 31 March 2025 and 31
Vesting Date
                           March 2026.
Number of shares           42 017
Grant Price per share      R11.90000
Value of Transaction       R 500,002.30
 Nature of interest              Direct beneficial
 Clearance obtained              Yes
 Place of the transaction        XOFF


Sandton


Sponsors

 Johannesburg Stock Exchange                 Merrill Lynch South Africa (Pty) Limited ta BofA Securities
 Malawi Stock Exchange                       Stockbrokers Malawi Limited
 Namibia Stock Exchange                      PSG Wealth Management (Namibia) (Proprietary) Limited
 Zimbabwe Stock Exchange                     Imara Capital Zimbabwe plc


Enquiries
 Investor Relations
 Bonga Mriga                                   M: +27 (0)67 866 6348
 Interim Head: Investor Relations              E: bmriga@oldmutual.com


 Communications
 Vuyo Mtawa                                    M: +27 68 422 8125
 Head: Group Communications                    E: vmtawa@oldmutual.com


Notes to Editors


About Old Mutual Limited
Old Mutual is a premium African financial services group that offers a broad spectrum of financial solutions
to retail and corporate customers across key market segments in 14 countries. Old Mutual's primary
operations are in South Africa and the Africa Regions, and it has a niche business in Asia. With over 177 years
of heritage across sub-Saharan Africa, Old Mutual is a crucial part of the communities they serve and the
broader society on the continent.


For further information on Old Mutual, and its underlying businesses, please visit the corporate website at
www.oldmutual.com.

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

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All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.