Enhanced Investments - Financial Portal

Dealings in Securities

Published: 2022-06-29 16:37:56 ET

Sanlam Limited
(Incorporated in the Republic of South Africa)
Registration number 1959/001562/06
JSE share code: SLM
NSX share code: SLA
A2X share code: SLM
ISIN: ZAE000070660
(“Sanlam”)

Directors, Prescribed Officers and Company Secretary dealings in
Sanlam securities

In compliance with paragraph 3.63 – 3.66 of the Listings
Requirements of the JSE Limited, we hereby advise the following
dealings by Directors and, Prescribed Officers and Company
Secretary in Sanlam securities:


Name:                             P Hanratty
Designation:                      Executive Director
Date of transaction:              28 June 2022
Total number of shares:           98 956
Nature of transaction:            Transfer of Sanlam ordinary shares
                                  to the Sanlam Ltd Share Incentive
                                  Trust for no consideration following
                                  the forfeiture thereof in terms of
                                  CEO remuneration agreement
On market/Off market trade:       Off market
Market value per share:           R nil
Total transaction value:          R5 425 757.48 based on the closing
                                  price of R54.83 per share on 27 June
                                  2022
Nature and extent of the          Direct beneficial
interest in the transaction:
Class of securities:              Ordinary shares
Prior authority to transact
obtained:                         Yes

Name:                             A Mukhuba
Designation:                      Executive Director
Date of transaction:              28 June 2022
Total number of shares:           37 453
Nature of transaction:            Acceptance of a conditional
                                  undertaking under the Performance
                                  Deferred Share Plan to receive fully
                                  paid-up shares in future should
                                  certain pre-determined performance
                                  hurdles be met over the period 01
                                  June 2022 until 01 June 2027
On Market/Off market trade:       Off market
Market Value per share:           R nil
Total transaction value:      R nil (Conditional value of R2 053
                              547.99 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         H Werth
Designation:                  Executive Director
Date of transaction:          28 June 2022
Total number of shares:       117 812
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R6 459
                              631.96 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         J Modise
Designation:                  Executive Director
Date of transaction:          28 June 2022
Total number of shares:       55 170
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R3 024
                              971.10 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         A Gildenhuys
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       74 721
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R4 096
                              952.43 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         M Mahlangeni
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       26 396
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 447
                              292.68 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         B Madikiza
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       38 462
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R2 108
                              871.46 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         K Mkhize
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       27 901
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 529
                              811.83 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         C Roothman
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       61 029
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R3 346
                              220.07 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         K Socikwa
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       60 914
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R3 339
                              914.62 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         S Mbhele
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       56 150
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R3 078
                              704.50 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         W Olivier
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       61 866
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R3 392
                              112.78 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         T Mabaso
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       76 736
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R4 207
                              434.88 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes

Name:                         S Bray
Designation:                  Company Secretary
Date of transaction:          28 June 2022
Total number of shares:       15 360
Nature of transaction:        Acceptance of a conditional
                              undertaking under the Performance
                              Deferred Share Plan to receive fully
                              paid-up shares in future should
                              certain pre-determined performance
                              hurdles be met over the period 01
                              June 2022 until 01 June 2027
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R842
                              188.80 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes



Name:                         A Mukhuba
Designation:                  Executive Director
Date of transaction:          28 June 2022
Total number of shares:       33 683
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 846
                              838.89 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes


Name:                         H Werth
Designation:                  Executive Director
Date of transaction:          28 June 2022
Total number of shares:       40 141
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R2 200
                              931.03 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes



Name:                         J Modise
Designation:                  Executive Director
Date of transaction:          28 June 2022
Total number of shares:       23 248
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 274
                              687.84 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes



Name:                         A Gildenhuys
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       32 185
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 764
                              703.55 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes



Name:                         M Mahlangeni
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       31 979
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 753
                              408.57 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes



Name:                         B Madikiza
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       24 281
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 331
                              327.23 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes


Name:                         K Mkhize
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       23 248
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 274
                              687.84 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes




Name:                         K Socikwa
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       24 798
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 359
                              674.34 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes
Name:                         S Mbhele
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       24 229
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 328
                              476.07 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes


Name:                         W Olivier
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       25 159
Nature of transaction:        Acceptance of Sanlam Ltd shares
                              representing the deferred bonus
                              component of the 2021 performance
                              bonus award. Release of these
                              shares on 31 March 2025 is subject
                              to pre-determined conditions.
On Market/Off market trade:   Off market
Market Value per share:       R nil
Total transaction value:      R nil (Conditional value of R1 379
                              467.97 based on closing price of
                              R54.83 per share on 27 June 2022)
Nature and extent of the      Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                     Yes


Name:                         J Strydom
Designation:                  Prescribed Officer
Date of transaction:          28 June 2022
Total number of shares:       113 656
Nature of transaction:            Acceptance of Sanlam Ltd shares in
                                  terms of a restraint of trade
                                  agreement with the Prescribed
                                  Officer following his resignation
                                  from the Sanlam Group with effect
                                  from 30 June 2022. Release of these
                                  shares on 30 June 2023 is subject to
                                  adherence to the agreed restraint of
                                  trade conditions.
On Market/Off market trade:       Off market
Market Value per share:           R nil
Total transaction value:          R nil (Conditional value of R6 231
                                  758.48 based on closing price of
                                  R54.83 per share on 27 June 2022)
Nature and extent of the          Direct beneficial
director’s interest in the
transaction:
Prior authority to transact
obtained:                         Yes

Bellville
29 June 2022

Sponsor
The Standard Bank of South Africa Limited

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

Important disclosures

Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.

Nothing on this website should be considered an offer, solicitation of an offer, or advice to buy or sell securities.
Past performance is no guarantee of future results. Any historical returns, expected returns [or probability projections] are hypothetical in nature and may not reflect actual future performance.
All the strategies assume investments in equity invstrumenta only and are more relevant for "agressive investment profile". Eastern European flagship strategy assumes using up to 20% leverage of total portfolio. GlobalCommodities and US Growth strategy currently assume no leverage.
Results for the Enhanced Investments strategies as compared to the performance of Illustrative Benchmarks is for informational purposes only. Our investment program does not mirror that of the Illustrative Benchmarks and the volatility may be materially different from the volatility of Illustrative Benchmarks. Reference or comparison to an Illustrative Benchmark does not imply that strategies of Enhanced Investments will be constructed in the same way as the Illustrative Benchmark or achieve returns, volatility, or other results similar to those of the Illustrative Benchmark. The S&P 500 is an unmanaged market capitalization-weighted index of 500 common stocks chosen for market size, liquidity, and industry group representation to represent U.S. equity performance.
Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.