Enhanced Investments - Financial Portal

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities ("PDMRs")

Published: 2024-04-03 15:35:21 ET

QUILTER PLC
Incorporated under the Companies Act 1985 with registered number 06404270 and re-registered as
a public limited company under the Companies Act 2006)
ISIN CODE: GB00BNHSJN34
JSE SHARE CODE: QLT
Quilter plc (the "Company")


3 April 2024

                                            Quilter plc
                                         (the “Company”)

Notification of transactions by Directors and Persons Discharging Managerial Responsibilities
                                           ("PDMRs")

The Company announces the following awards granted to Directors and PDMRs on 2 April 2024 over
ordinary shares of 8 1/6 pence each in the Company (“Shares”) under the Quilter Performance Share
Plan (“Quilter PSP”).


1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Marcus Brookes
2 Reason for the notification
a) Position/status                       Chief Investment Officer and Managing Director, Quilter
                                         Investors – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 289,449 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   289,449


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Penny Cole
2 Reason for the notification
a) Position/status                       Human Resources Director – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 214,753 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   214,753


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Karin Cook
2 Reason for the notification
a) Position/status                       Chief Operating Officer – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 480,859 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   480,859
d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue




1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Stephen Gazard
2 Reason for the notification
a) Position/status                       Chief Distribution Officer – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 308,123 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   308,123


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Steven Levin
2 Reason for the notification
a) Position/status                       Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 1,111,111 Shares
                                                  under the Quilter PSP (2024 Long Term Incentive
                                                  Plan award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   1,111,111


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue
1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Andrew McGlone
2 Reason for the notification
a) Position/status                       Chief Executive Officer, Quilter Cheviot and Quilter Cheviot
                                         Financial Planning – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 317,460 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   317,460


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Mark Satchel
2 Reason for the notification
a) Position/status                       Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 882,353 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   882,353


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Hanlie van Staden
2 Reason for the notification
a) Position/status                       Director of Strategy and Transformation – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Award of nil-cost options over 256,769 Shares under
                                                  the Quilter PSP (2024 Long Term Incentive Plan
                                                  award)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   256,769


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



1 Details of the person discharging
  managerial
  responsibilities/person closely
  associated
a) Name                                  Priti Verma
2 Reason for the notification
a) Position/status                       Chief Risk Officer – PDMR
b) Initial notification/Amendment        Initial notification
3 Details of the issuer, emission
  allowance market participant,
  auction platform, auctioneer or
  auction monitor
a) Name                                  Quilter plc
b) LEI                                   54930092XIVK28RZGM95
4 Details of the transaction(s):
  section to be repeated for (i) each
  type of instrument; (ii) each type
  of transaction; (iii) each date; and
  (iv) each place where transactions
  have been conducted
a) Description of the financial          Ordinary shares with a nominal value of 8 1/6 pence each
   instrument, type of instrument        (“Shares”)
   Identification code
                                         GB00BNHSJN34
b) Nature of the transaction                 i)   Conditional award over 98,039 Shares under the
                                                  Quilter PSP (2024 Restricted Stock Units)
c) Price(s) and volume(s)                Price(s)                          Volume(s)
                                             i)   Nil                          i)   98,039


d) Aggregated information                    i)         Consideration price: Nil
   — Aggregated volume                                  Market value: £1.071
   — Price
e) Date of the transaction                   i)         2024-04-02


f) Place of the transaction                  i)         Outside a trading venue



Enquiries:
Clare Barrett
Company Secretary
+ 44 (0)77 4138 4512


Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

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Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.

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Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.