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QUILTER PLC
Incorporated under the Companies Act 1985 with registered number 06404270 and re-registered as
a public limited company under the Companies Act 2006)
ISIN CODE: GB00BNHSJN34
JSE SHARE CODE: QLT
Quilter plc (the "Company")
3 April 2024
Quilter plc
(the “Company”)
Notification of transactions by Directors and Persons Discharging Managerial Responsibilities
("PDMRs")
The Company announces the following transactions by Directors and PDMRs on 28 March 2024 in the
Company’s ordinary shares of 8 1/6 pence each (“Shares”) which include the vesting, exercise and sale
of Shares and Share Options that had been granted pursuant to:
a) the 2021 Deferred Bonus awards made under the Quilter Share Reward Plan (“Quilter SRP”);
b) the 2021 Restricted Stock Unit awards made under the Quilter Performance Share Plan
(“Quilter PSP”);
c) the 2021 Long Term Incentive awards made under the Quilter PSP; and
d) Recruitment Awards made under the Quilter SRP.
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Marcus Brookes
2 Reason for the notification
a) Position/status Chief Investment Officer and Managing Director, Quilter
Investors – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 55,369 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(2) Sale of 26,116 Shares vested under (1) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 55,369
(2) £1.053756 (2) 26,116
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Penny Cole
2 Reason for the notification
a) Position/status Human Resources Director – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 21,224 Shares pursuant to the 2021
Restricted Stock Unit award made under the Quilter
PSP (note these shares remain subject to clawback for
two years following vesting)
(2) Sale of 10,011 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting of 11,740 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 5,538 Shares vested under (3) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 21,224
(2) £1.053756 (2) 10,011
(3) Nil (3) 11,740
(4) £1.053756 (4) 5,538
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28
(4) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Karin Cook
2 Reason for the notification
a) Position/status Chief Operating Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 74,671 Shares under the Quilter SRP
(Recruitment award)
(2) Sale of 35,219 Shares vested under (1) above to settle
tax liability and dealing costs
(3) Vesting and exercise of 231,169 Nil-cost Options
pursuant to the 2021 Long Term Incentive award
under the Quilter PSP
(4) Sale of 109,032 Shares vested under (3) above to settle
tax liability and dealing costs; the remaining 122,137
shares are subject to a minimum two year holding
period and subject to clawback during that period
(5) Vesting of 78,554 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(6) Sale of 37,050 Shares vested under (5) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 74,671
(2) £1.053756 (2) 35,219
(3) Nil (3) 231,169
(4) £1.053756 (4) 109,032
(5) Nil (5) 78,554
(6) £1.053756 (6) 37,050
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
(5) Consideration price: Nil
(6) Sale price: £1.053756
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28;
(4) 2024-03-28; 11:01 UTC
(5) 2024-03-28
(6) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) Outside a trading venue
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Stephen Gazard
2 Reason for the notification
a) Position/status Chief Distribution Officer – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting of 152,838 Shares pursuant to the 2021
Restricted Stock Unit award under the Quilter PSP
(note these shares remain subject to clawback for two
years following vesting)
(2) Sale of 152,838 Shares vested under (1) above
(3) Vesting of 42,370 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 42,370 Shares vested under (3) above
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 152,838
(2) £1.053756 (2) 152,838
(3) Nil (3) 42,370
(4) £1.053756 (4) 42,370
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28
(4) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Steven Levin
2 Reason for the notification
a) Position/status Chief Executive Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting and exercise of 179,551 Nil-cost Options
pursuant to the 2021 Long Term Incentive award
under the Quilter PSP
(2) Sale of 84,687 Shares vested under (1) above to settle
tax liability and dealing costs; the remaining 94,864
shares are subject to a minimum two year holding
period and subject to clawback during that period
(3) Vesting of 55,392 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 26,126 Shares vested under (3) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 179,551
(2) £1.053756 (2) 84,687
(3) Nil (3) 55,392
(4) £1.053756 (4) 26,126
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28
(4) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Andrew McGlone
2 Reason for the notification
a) Position/status Chief Executive Officer, Quilter Cheviot and Quilter Cheviot
Financial Planning – PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting and exercise of 134,658 Nil-cost Options
pursuant to the 2021 Long Term Incentive award
under the Quilter PSP
(2) Sale of 63,513 Shares vested under (1) above to settle
tax liability and dealing costs; the remaining 71,145
shares are subject to a minimum two-year holding
period and subject to clawback during that period
(3) Vesting of 45,253 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 45,253 Shares vested under (3) above
(5) Sale of 55,420 Shares vested in 2022 under the 2019
Long Term Incentive award under the Quilter PSP
(6) Acquisition of 80,000 Shares into an ISA
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 134,658
(2) £1.053756 (2) 63,513
(3) Nil (3) 45,253
(4) £1.053756 (4) 45,253
(5) £1.038880 (5) 55,420
(6) £1.04 (6) 80,000
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
(5) Sale price: £1.038880
(6) Consideration price: £1.04
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28
(4) 2024-03-28; 11:01 UTC
(5) 2024-04-03; 07:57 UTC
(6) 2024-04-03; 08:05 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
(5) London Stock Exchange, Main Market (XLON)
(6) London Stock Exchange, Main Market (XLON)
1 Details of the person discharging
managerial
responsibilities/person closely
associated
a) Name Mark Satchel
2 Reason for the notification
a) Position/status Chief Financial Officer – Director and PDMR
b) Initial notification/Amendment Initial notification
3 Details of the issuer, emission
allowance market participant,
auction platform, auctioneer or
auction monitor
a) Name Quilter plc
b) LEI 54930092XIVK28RZGM95
4 Details of the transaction(s):
section to be repeated for (i) each
type of instrument; (ii) each type
of transaction; (iii) each date; and
(iv) each place where transactions
have been conducted
a) Description of the financial Ordinary shares with a nominal value of 8 1/6 pence each
instrument, type of instrument (“Shares”)
Identification code
GB00BNHSJN34
b) Nature of the transaction (1) Vesting and exercise of 403,991 Nil-cost Options
pursuant to the 2021 Long Term Incentive award
under the Quilter PSP
(2) Sale of 190,544 Shares vested under (1) above to settle
tax liability and dealing costs; the remaining 213,447
shares are subject to a minimum two year holding
period and subject to clawback during that period
(3) Vesting of 82,449 Shares pursuant to the 2021
Deferred Bonus award under the Quilter SRP
(4) Sale of 38,887 Shares vested under (3) above to settle
tax liability and dealing costs
c) Price(s) and volume(s) Price(s) Volume(s)
(1) Nil (1) 403,991
(2) £1.053756 (2) 190,544
(3) Nil (3) 82,449
(4) £1.053756 (4) 38,887
d) Aggregated information (1) Consideration price: Nil
— Aggregated volume (2) Sale price: £1.053756
— Price (3) Consideration price: Nil
(4) Sale price: £1.053756
e) Date of the transaction (1) 2024-03-28
(2) 2024-03-28; 11:01 UTC
(3) 2024-03-28
(4) 2024-03-28; 11:01 UTC
f) Place of the transaction (1) Outside a trading venue
(2) London Stock Exchange, Main Market (XLON)
(3) Outside a trading venue
(4) London Stock Exchange, Main Market (XLON)
Enquiries:
Clare Barrett
Company Secretary
+ 44 (0)77 4138 4512
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
