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QUILTER PLC
(Incorporated under the Companies Act 1985 with
registered number 06404270 and re-registered as a public
limited company under the Companies Act 2006)
ISIN CODE: GB00BNHSJN34
JSE SHARE CODE: QLT
Quilter plc (the "Company")
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Quilter PLC (and subsidiaries)
(b) Owner or controller of interests and short
positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose DS Smith PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity
of offeror/offeree:
(e) Date position held/dealing undertaken: 08/04/2024
For an opening position disclosure, state the latest
practicable date prior to the disclosure
(f) In addition to the company in 1(c) above, is the Yes – Mondi PLC
discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state
“N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned 25,466,753 1.84
and/or controlled:
(2) Cash-settled derivatives:
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Form 8.3 December 2021
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell:
TOTAL: 25,466,753 1.84
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements
to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee
options)
Class of relevant security in relation to
which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 831 4.074193
10p ordinary Purchase 425 4.0744
10p ordinary Purchase 636 4.099199
10p ordinary Purchase 1,463 4.104025
10p ordinary Sale 3,181 4.0705000
10p ordinary Sale 1,013 4.0790000
10p ordinary Sale 1,500 4.0840000
10p ordinary Sale 413 4.0949980
10p ordinary Sale 12,138 4.0720000
10p ordinary Sale 317 4.0730000
10p ordinary Sale 175 4.0580160
10p ordinary Sale 22,727 4.0820000
10p ordinary Sale 1,250 4.0705000
10p ordinary Sale 15,000 4.0860750
10p ordinary Sale 57 4.0780000
10p ordinary Sale 750 4.0850000
10p ordinary Sale 194 4.0761830
10p ordinary Sale 226 4.0760000
10p ordinary Sale 140 4.0800000
10p ordinary Sale 1,680 4.0730000
10p ordinary Sale 1,030 4.0785000
10p ordinary Sale 2,935 4.0710000
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Form 8.3 December 2021
10p ordinary Sale 795 4.0785000
10p ordinary Sale 925 4.0949980
10p ordinary Sale 815 4.0730000
10p ordinary Sale 255 4.0825000
10p ordinary Sale 800 4.073
10p ordinary Sale 800 4.094998
10p ordinary Sale 604 4.073
10p ordinary Sale 500 4.0725
10p ordinary Sale 770 4.0805
10p ordinary Sale 1,170 4.079
10p ordinary Sale 700 4.075
10p ordinary Sale 150 4.082
10p ordinary Sale 1,400 4.094998
10p ordinary Sale 335 4.067
10p ordinary Sale 1,000 4.094998
10p ordinary Sale 420 4.101
10p ordinary Sale 1,000 4.094998
10p ordinary Sale 500 4.0685
10p ordinary Sale 1,000 4.105378
10p ordinary Sale 110 4.094
10p ordinary Sale 350 4.079
10p ordinary Sale 636 4.0985
10p ordinary Sale 365 4.079
10p ordinary Sale 324 4.085
10p ordinary Sale 260 4.073
10p ordinary Sale 750 4.083
10p ordinary Sale 960 4.0725
10p ordinary Sale 1,200 4.077
10p ordinary Sale 295 4.075
10p ordinary Sale 215 4.094
10p ordinary Sale 355 4.083
10p ordinary Sale 1,463 4.103
10p ordinary Sale 350 4.0705
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing a reference unit
security e.g. CFD long/short position, securities
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercis Type Expir Option
of descriptio purchasin of e price e.g. y money
relevan n e.g. call g, selling, securitie per unit America date paid/
t option s to n, receive
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Form 8.3 December 2021
securit varying which Europea d per
y etc. option n etc. unit
relates
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
10p ordinary Transfer in 2,283
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to
deal or refrain from dealing entered into by the person making the disclosure and
any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state “none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
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Form 8.3 December 2021
0B Date of disclosure: 09/04/2024
1B Contact name: Henry Nevin
2B Telephone number: +44 (0)207 150 4209
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided
contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
09th April 2024
Sponsor:
J.P. Morgan Equities South Africa Proprietary Limited
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Form 8.3 December 2021
