Enhanced Investments - Financial Portal

Transactions in Investec plc and Investec Limited Ordinary Shares

Published: 2024-02-27 18:30:28 ET

Investec Limited                                               Investec plc
Incorporated in the Republic of South Africa                   Incorporated in England and Wales
Registration number 1925/002833/06                             Registration number 3633621
JSE share code: INL                                            LSE share code: INVP
JSE Hybrid code: INPR                                          JSE share code: INP
JSE debt code: INLV                                            ISIN: GB00B17BBQ50
NSX share code: IVD                                            LEI: 2138007Z3U5GWDN3MY22
BSE share code: INVESTEC
ISIN: ZAE000081949
LEI: 213800CU7SM6O4UWOZ70

TRANSACTIONS IN INVESTEC PLC AND INVESTEC LIMITED ORDINARY SHARES

As part of the dual listed company structure, Investec plc and Investec Limited (together “Investec”) notify
both the London and Johannesburg Stock Exchanges of those interests (and changes to those interests) of
(i) directors of both entities and the respective company secretaries, (ii) persons discharging managerial
responsibilities (PDMRs) and persons closely associated with them, and (iii) in certain instances the directors
of major subsidiaries of Investec Limited, in the securities of Investec plc and Investec Limited which are
required to be disclosed under Article 19 of the Market Abuse Regulation (Regulation 596/2014), the
Disclosure Guidance, Transparency Rules and Listing Rules of the Financial Conduct Authority and/or the
JSE Listings Requirements.

TRANSACTIONS BY A PDMR IN INVESTEC PLC ORDINARY SHARES


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                                  Lyndon Subroyen

    2    Reason for the notification

    a)   Position/status                       PDMR

    b)   Initial notification /Amendment       Initial notification

    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                                  Investec plc

    b)   LEI                                   2138007Z3U5GWDN3MY22

    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted

    a)   Description of the financial
         instrument, type of instrument        Ordinary shares of GBP0.0002 each

         Identification code                   GB00B17BBQ50

    b)   Nature of the transaction             On market sale of shares following the release of
                                               forfeitable shares

    c)   Price(s) and volume(s)
                                                Price(s)                     Volume(s)

                                                GBP 5.05                     10,440

    d)   Aggregated information
         - Aggregated volume               10,440

         - Price                           GBP 5.05
    e)   Date of the transaction           26 February 2024

    f)   Place of the transaction          London


In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:

    Volume weighted average price             GBP 5.05
    Total value of transaction                GBP 52,694.86
    Highest price                             GBP 5.08
    Lowest price                              GBP 5.04
    Nature of interest                        DIRECT BENEFICIAL



TRANSACTIONS BY PDMRs IN INVESTEC LIMITED ORDINARY SHARES


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Mark Currie

    2    Reason for the notification

    a)   Position/status                   PDMR

    b)   Initial notification /Amendment   Initial notification

    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited

    b)   LEI                               213800CU7SM6O4UWOZ70

    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted

    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each

         Identification code               ZAE000081949

    b)   Nature of the transaction         On market sale of shares following the release of
                                           forfeitable shares

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR 122.70                  5,275

    d)   Aggregated information
         - Aggregated volume               5,275

         - Price                           ZAR 122.70
    e)   Date of the transaction           26 February 2024

    f)   Place of the transaction          Johannesburg


In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:

    Volume weighted average price             ZAR 122.70
    Total value of transaction                ZAR 647,257.80
    Highest price                             ZAR 123.32
    Lowest price                              ZAR 122.50
    Nature of interest                        DIRECT BENEFICIAL




    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Stuart Spencer

    2    Reason for the notification

    a)   Position/status                   PDMR

    b)   Initial notification /Amendment   Initial notification

    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited

    b)   LEI                               213800CU7SM6O4UWOZ70

    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted

    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each

         Identification code               ZAE000081949

    b)   Nature of the transaction         On market sale of shares following the release of
                                           forfeitable shares

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR 123.32                  11,668

    d)   Aggregated information

         - Aggregated volume               11,668

         - Price                           ZAR 123.32
    e)   Date of the transaction           26 February 2024

    f)   Place of the transaction          Johannesburg


In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:

    Volume weighted average price             ZAR 123.32
    Total value of transaction                ZAR 1,438,914.10
    Highest price                             ZAR 123.50
    Lowest price                              ZAR 123.20
    Nature of interest                        DIRECT BENEFICIAL


TRANSACTIONS BY A PERSON CLOSELY ASSOCIATED WITH A PDMR IN INVESTEC LIMITED
ORDINARY SHARES


    1    Details of the person discharging managerial responsibilities / person closely
         associated

    a)   Name                              Bradley Gatter

    2    Reason for the notification

    a)   Position/status                   Person closely associated with Lesley-Anne Gatter

    b)   Initial notification /Amendment   Initial notification

    3    Details of the issuer, emission allowance market participant, auction platform,
         auctioneer or auction monitor

    a)   Name                              Investec Limited

    b)   LEI                               213800CU7SM6O4UWOZ70

    4    Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii)
         each type of transaction; (iii) each date; and (iv) each place where transactions have
         been conducted

    a)   Description of the financial
         instrument, type of instrument    Ordinary shares of ZAR0.0002 each

         Identification code               ZAE000081949

    b)   Nature of the transaction         On market sale of shares following the release of
                                           forfeitable shares

    c)   Price(s) and volume(s)
                                            Price(s)                    Volume(s)

                                            ZAR 122.64                  1,714

    d)   Aggregated information

         - Aggregated volume               ZAR 122.64

         - Price                           1,714
    e)   Date of the transaction            26 February 2024

    f)   Place of the transaction           Johannesburg


In compliance with Rules 3.63 – 3.74 of the JSE Listings Requirements we disclose the following additional
information:

    Volume weighted average price              ZAR 122.64
    Total value of transaction                 ZAR 210,216.10
    Highest price                              ZAR 122.70
    Lowest price                               ZAR 122.60
    Nature of interest                         DIRECT BENEFICIAL



TRANSACTION BY A COMPANY SECRETARY IN INVESTEC PLC ORDINARY SHARES OF GBP0.0002
EACH

Transaction by the Company Secretary, Investec plc – David Miller

The following on market sale is notified in terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:

                                              On market sale of shares following the release of forfeitable
 Nature of transaction
                                              shares
 Number of Securities                         5,000
 Selling price                                GBP 5.05 per share
 Total value of transaction                   GBP 25,237
 Nature of interest                           Direct beneficial
 Date and place of transaction                26 February 2024, London

TRANSACTION BY A COMPANY SECRETARY IN INVESTEC LIMITED ORDINARY SHARES OF
ZAR0.0002 EACH

Transaction by the Company Secretary, Investec Limited – Niki van Wyk

The following on market sale is notified in terms of Rules 3.63 – 3.74 of the JSE Listing Requirements:

                                              On market sale of shares following the release of forfeitable
 Nature of transaction
                                              shares
 Number of Securities                         5,000
 Selling price                                ZAR 122.55 per share
 Total value of transaction                   ZAR 612,750.50
 Nature of interest                           Direct beneficial
 Date and place of transaction                26 February 2024, Johannesburg


Clearance was obtained for the above dealings in securities.


Johannesburg and London
27 February 2024

Sponsor:
Investec Bank Limited

Enhanced Investments, Inc.
329 South Oyster Bay Road #2085
Plainview, NY 11803
team@eninvs.com

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Performance results were prepared by Enhanced Investments, and have not been compiled, reviewed or audited by an independent accountant. Performance estimates are subject to future adjustment and revision. Investors should be aware that a loss of investment is possible. Account holdings are for illustrative purposes only and are not investment recommendations. Additional information, including (i) the calculation methodology; and (ii) a list showing the contribution of each holding to the portfolio’s performance during the time period will be provided upon request.
All statements made via social media sites sponsored or maintained by Enhanced Investments and its affiliates are for informational purposes only and do not constitute a comprehensive description of Enhanced Investments' investment advisory services.
Certain investments are not suitable for all investors. Before investing, consider your investment objectives and applicable fees. The rate of return on investments can vary widely over time, especially for long term investments. Investment losses are possible, including the potential loss of all amounts invested. Information provided by Enhanced Investments is for informational and general educational purposes only and is not investment or financial advice.